XFLT Insider Trading

Insider Trading Chart
Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: N/A

Insider Buying (Last 12 Months): $44,990.00

Insider Selling (Last 12 Months): $0.00

XAI Octagon Floating Rate & Alternative Income Trust Insider Trading History Chart

XAI Octagon Floating Rate & Alternative Income Trust Share Price & Price History

^$5.70

▼ -0.05 (-0.87%)

As of 05/9/2025 04:53 PM ET

Days: 30 | 90 | 365

XAI Octagon Floating Rate & Alternative Income Trust Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
2/21/2025	John Yogi Spence	VP	Buy	2,000	$6.38	$12,760.00	551,806
2/19/2025	John Yogi Spence	VP	Buy	3,000	$6.41	$19,230.00	549,806
12/19/2024	John Yogi Spence	Insider	Buy	2,000	$6.50	$13,000.00	546,806
5/10/2024	John Yogi Spence	Insider	Buy	3,450	$7.13	$24,598.50	27,401
5/9/2024	Theodore J. Brombach	CEO	Buy	3,417	$7.13	$24,363.21	23,951
12/12/2023	John Yogi Spence	Insider	Buy	825	$7.05	$5,816.25	19,327
12/5/2023	John Yogi Spence	Insider	Buy	6,000	$6.89	$41,340.00	23,684
11/13/2023	John Yogi Spence	Insider	Buy	289	$7.08	$2,046.12	17,684
12/22/2022	John Yogi Spence	Insider	Buy	500	$6.33	$3,165.00	515,997
11/11/2022	Theodore J. Brombach	CEO	Buy	3,050	$6.67	$20,343.50	15,050
11/9/2022	Theodore J. Brombach	CEO	Buy	2,000	$6.54	$13,080.00	10,000
11/8/2022	John Yogi Spence	Insider	Buy	4,000	$6.49	$25,960.00	8,000
9/23/2022	John Yogi Spence	Insider	Buy	3,000	$6.23	$18,690.00	514,280
8/19/2022	John Yogi Spence	Insider	Buy	3,000	$7.16	$21,480.00	508,719

See Full Table

SEC Filings (Institutional Ownership Changes) for XAI Octagon Floating Rate & Alternative Income Trust (NYSE:XFLT)

Institutional Buying and Selling by Quarter

XAI Octagon Floating Rate & Alternative Income Trust Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
5/9/2025	Chicago Partners Investment Group LLC	190,070	$1.08M	0.0%	+5.8%	0.000%
5/9/2025	Atria Wealth Solutions Inc.	10,970	$66K	0.0%	-15.4%	0.000%
5/9/2025	Advyzon Investment Management LLC	11,165	$66K	0.0%	N/A	0.000%
5/7/2025	LPL Financial LLC	357,103	$2.11M	0.0%	+2.5%	0.000%
5/6/2025	Brookwood Investment Group LLC	36,861	$0.22M	0.0%	N/A	0.000%
5/6/2025	Wedbush Securities Inc.	50,960	$0.30M	0.0%	-5.2%	0.000%
5/6/2025	Triumph Capital Management	88,202	$0.52M	0.2%	+6.4%	0.000%
5/6/2025	Choreo LLC	185,014	$1.11M	0.0%	+22.4%	0.000%
5/5/2025	J.W. Cole Advisors Inc.	497,462	$2.94M	0.1%	+142.3%	0.000%
5/5/2025	Private Advisor Group LLC	103,859	$0.61M	0.0%	+7.1%	0.000%
5/2/2025	Sigma Planning Corp	27,018	$0.16M	0.0%	N/A	0.000%
4/30/2025	M&T Bank Corp	42,933	$0.25M	0.0%	N/A	0.000%
4/29/2025	Envestnet Asset Management Inc.	717,984	$4.24M	0.0%	N/A	0.000%
4/28/2025	Mutual Advisors LLC	21,268	$0.12M	0.0%	N/A	0.000%
4/25/2025	Naviter Wealth LLC	10,000	$60K	0.0%	-52.2%	0.000%
4/23/2025	Perigon Wealth Management LLC	10,840	$64K	0.0%	N/A	0.000%
4/23/2025	Consolidated Portfolio Review Corp	291,464	$1.72M	0.3%	+7.8%	0.000%
4/22/2025	Cambridge Investment Research Advisors Inc.	196,076	$1.16M	0.0%	-13.0%	0.000%
2/17/2025	CoreCap Advisors LLC	23,903	$0.16M	0.0%	+51.9%	0.000%
2/17/2025	Cresset Asset Management LLC	316,564	$2.10M	0.0%	N/A	0.000%
2/17/2025	Baird Financial Group Inc.	69,823	$0.46M	0.0%	-44.3%	0.000%
2/14/2025	Jane Street Group LLC	35,647	$0.24M	0.0%	N/A	0.000%
2/14/2025	Triumph Capital Management	82,862	$0.55M	0.2%	+2.4%	0.000%
2/14/2025	Virtus ETF Advisers LLC	167,042	$1.11M	0.5%	+16.1%	0.000%
2/14/2025	Shaker Financial Services LLC	23,715	$0.16M	0.1%	N/A	0.000%
2/13/2025	Guggenheim Capital LLC	10,934	$73K	0.0%	N/A	0.000%
2/13/2025	Belpointe Asset Management LLC	613,462	$4.23M	0.3%	-2.2%	0.000%
2/13/2025	CreativeOne Wealth LLC	10,644	$71K	0.0%	N/A	0.000%
2/13/2025	Mariner LLC	158,964	$1.06M	0.0%	+3.2%	0.000%
2/13/2025	Raymond James Financial Inc.	34,093	$0.23M	0.0%	N/A	0.000%
2/13/2025	Invesco Ltd.	25,620	$0.17M	0.0%	-69.4%	0.000%
2/13/2025	Wedbush Securities Inc.	53,770	$0.36M	0.0%	-3.1%	0.000%
2/12/2025	Landscape Capital Management L.L.C.	52,147	$0.35M	0.0%	N/A	0.000%
2/12/2025	Thomas J. Herzfeld Advisors Inc.	1,036,151	$6.88M	2.2%	N/A	0.000%
2/12/2025	Brown Brothers Harriman & Co.	23,790	$0.16M	0.0%	N/A	0.000%
2/12/2025	Orion Portfolio Solutions LLC	10,221	$68K	0.0%	N/A	0.000%
2/11/2025	LPL Financial LLC	348,400	$2.31M	0.0%	-1.9%	0.000%
2/11/2025	Samalin Investment Counsel LLC	88,444	$0.59M	0.3%	+10.4%	0.000%
2/10/2025	Evoke Wealth LLC	15,089	$100K	0.0%	N/A	0.000%
2/10/2025	CFO4Life Group LLC	38,800	$0.26M	0.0%	+8.4%	0.000%
2/7/2025	PNC Financial Services Group Inc.	36,710	$0.24M	0.0%	N/A	0.000%
2/6/2025	Raymond James Financial Inc.	34,093	$0.23M	0.0%	N/A	0.000%
2/6/2025	Bard Associates Inc.	149,247	$0.99M	0.3%	-5.5%	0.000%
2/3/2025	Private Advisor Group LLC	96,964	$0.64M	0.0%	+14.8%	0.000%
1/31/2025	Atria Wealth Solutions Inc.	12,961	$86K	0.0%	N/A	0.000%
1/31/2025	J.W. Cole Advisors Inc.	205,326	$1.36M	0.1%	+30.1%	0.000%
1/30/2025	Walkner Condon Financial Advisors LLC	32,360	$0.22M	0.0%	N/A	0.000%
1/28/2025	Apollon Wealth Management LLC	25,107	$0.17M	0.0%	N/A	0.000%
1/27/2025	Consolidated Portfolio Review Corp	270,421	$1.80M	0.3%	+6.9%	0.000%
1/27/2025	Beacon Financial Advisory LLC	16,036	$0.11M	0.0%	+20.9%	0.000%
1/27/2025	Choreo LLC	151,183	$1M	0.0%	N/A	0.000%
1/24/2025	Chicago Partners Investment Group LLC	179,691	$1.20M	0.0%	-16.9%	0.000%
1/21/2025	Firethorn Wealth Partners LLC	14,812	$98K	0.0%	N/A	0.000%
1/8/2025	Worth Asset Management LLC	29,330	$0.20M	0.1%	-13.3%	0.000%
12/13/2024	B. Riley Wealth Advisors Inc.	28,199	$0.19M	0.0%	-59.3%	0.000%
11/14/2024	Walleye Capital LLC	45,455	$0.31M	0.0%	-63.6%	0.000%
11/12/2024	Great Valley Advisor Group Inc.	65,395	$0.45M	0.0%	+8.4%	0.000%
10/30/2024	Catalina Capital Group LLC	15,455	$0.11M	0.0%	-36.8%	0.000%
10/29/2024	Chicago Partners Investment Group LLC	216,241	$1.48M	0.0%	+10.2%	0.000%
10/24/2024	J.W. Cole Advisors Inc.	157,853	$1.08M	0.0%	+85.2%	0.000%
10/24/2024	Modera Wealth Management LLC	27,000	$0.18M	0.0%	+8.7%	0.000%
10/24/2024	PFG Investments LLC	11,083	$76K	0.0%	-17.6%	0.000%
10/24/2024	Consolidated Portfolio Review Corp	252,994	$1.73M	0.4%	+109.9%	0.000%
10/22/2024	Private Advisor Group LLC	84,443	$0.58M	0.0%	+3.0%	0.000%
10/16/2024	Naviter Wealth LLC	22,432	$0.16M	0.0%	-11.4%	0.000%
10/9/2024	Freestate Advisors LLC	10,941	$75K	0.1%	N/A	0.000%
10/9/2024	Worth Asset Management LLC	33,845	$0.23M	0.1%	N/A	0.000%
10/8/2024	Atomi Financial Group Inc.	26,427	$0.18M	0.0%	+19.8%	0.000%
8/14/2024	EverSource Wealth Advisors LLC	8,500	$60K	0.0%	N/A	0.000%
8/8/2024	J.W. Cole Advisors Inc.	85,241	$0.60M	0.0%	+90.5%	0.000%
8/8/2024	Sykon Capital LLC	22,000	$0.16M	0.1%	N/A	0.000%
8/7/2024	Wedbush Securities Inc.	50,533	$0.36M	0.0%	+6.3%	0.000%
8/7/2024	PFG Investments LLC	13,444	$95K	0.0%	-63.0%	0.000%
8/5/2024	Private Advisor Group LLC	81,950	$0.58M	0.0%	+9.4%	0.000%
8/2/2024	Belpointe Asset Management LLC	613,571	$4.33M	0.3%	+32.3%	0.000%
8/2/2024	Naviter Wealth LLC	25,332	$0.18M	0.0%	+23.2%	0.000%
8/1/2024	Consolidated Portfolio Review Corp	120,513	$0.85M	0.2%	N/A	0.000%
7/31/2024	Commonwealth Equity Services LLC	45,336	$0.32M	0.0%	+4.1%	0.000%
7/31/2024	IFG Advisory LLC	36,486	$0.26M	0.0%	-7.0%	0.000%
7/26/2024	Cambridge Investment Research Advisors Inc.	201,545	$1.42M	0.0%	+19.8%	0.000%
7/26/2024	Atomi Financial Group Inc.	22,062	$0.16M	0.0%	+22.8%	0.000%
7/24/2024	Catalina Capital Group LLC	24,465	$0.17M	0.1%	-35.4%	0.000%
7/23/2024	All Season Financial Advisors Inc.	81,976	$0.58M	0.5%	-3.0%	0.000%
7/16/2024	Great Valley Advisor Group Inc.	60,322	$0.43M	0.0%	+41.5%	0.000%
5/29/2024	Alexander Labrunerie & CO. Inc.	59,200	$0.42M	0.2%	N/A	0.000%
5/16/2024	B. Riley Wealth Advisors Inc.	68,860	$0.48M	0.0%	+4.0%	0.000%
5/7/2024	Atomi Financial Group Inc.	17,968	$0.13M	0.0%	-17.6%	0.000%
5/6/2024	CFO4Life Group LLC	35,800	$0.25M	0.0%	+38.8%	0.000%
4/30/2024	Private Advisor Group LLC	74,916	$0.53M	0.0%	+4.8%	0.000%
4/30/2024	J.W. Cole Advisors Inc.	44,753	$0.32M	0.0%	+93.5%	0.000%
4/22/2024	PFG Investments LLC	36,370	$0.26M	0.0%	N/A	0.000%
3/15/2024	B. Riley Wealth Advisors Inc.	66,216	$0.47M	0.0%	-3.8%	0.000%
2/23/2024	Chicago Partners Investment Group LLC	145,608	$1.04M	0.0%	+10.3%	0.000%
2/13/2024	Belpointe Asset Management LLC	106,425	$0.76M	0.1%	+44.0%	0.000%
2/13/2024	Bard Associates Inc.	167,162	$1.19M	0.5%	-3.8%	0.000%
2/9/2024	Advisory Services Network LLC	28,787	$0.21M	0.0%	-19.5%	0.000%
2/7/2024	Astoria Portfolio Advisors LLC.	15,839	$0.12M	0.0%	+11.6%	0.000%
2/6/2024	Private Advisor Group LLC	71,466	$0.51M	0.0%	+16.9%	0.000%
2/6/2024	Great Valley Advisor Group Inc.	46,242	$0.33M	0.0%	N/A	0.000%
1/31/2024	J.W. Cole Advisors Inc.	23,123	$0.17M	0.0%	+47.9%	0.000%

Data available starting January 2016

See Full Table

XAI Octagon Floating Rate & Alternative Income Term Trust invests in a dynamically managed portfolio of floating-rate credit instruments and other structured credit investments within the private markets. Under normal market conditions, the Trust will invest at least 80% of managed assets in senior secured loans, CLO debt and CLO equity. The Trust seeks attractive total return with an emphasis on income generation across multiple stages of the credit cycle. There can be no assurance that the Trust will achieve its investment objective, and you could lose some or all of your investment.

Today's Range

Now: $5.70

$5.68

$5.78

50 Day Range

MA: $5.78

$5.28

$6.44

52 Week Range

Now: $5.70

$4.76

$7.30

Volume

345,371 shs

Average Volume

559,882 shs

Market Capitalization

N/A

P/E Ratio

6.55

Dividend Yield

0.10%

Beta

N/A

Who are the company insiders with the largest holdings of XAI Octagon Floating Rate & Alternative Income Trust?: XAI Octagon Floating Rate & Alternative Income Trust's top insider investors include:
John Yogi Spence (VP)
John Yogi Spence (Insider)
Theodore J Brombach (CEO)
Learn More about top insider investors at XAI Octagon Floating Rate & Alternative Income Trust.
Who are the major institutional investors of XAI Octagon Floating Rate & Alternative Income Trust?: XAI Octagon Floating Rate & Alternative Income Trust's top institutional investors include:
Envestnet Asset Management Inc. — 0.00%
J.W. Cole Advisors Inc. — 0.00%
LPL Financial LLC — 0.00%
Consolidated Portfolio Review Corp — 0.00%
Cambridge Investment Research Advisors Inc. — 0.00%
Chicago Partners Investment Group LLC — 0.00%
Learn More about top institutional investors of XAI Octagon Floating Rate & Alternative Income Trust stock.
Which institutional investors are selling XAI Octagon Floating Rate & Alternative Income Trust stock?: Within the previous quarter, XFLT stock was sold by these institutional investors:
Cambridge Investment Research Advisors Inc.
Naviter Wealth LLC
Wedbush Securities Inc.
Atria Wealth Solutions Inc.
Which institutional investors are buying XAI Octagon Floating Rate & Alternative Income Trust stock?: In the previous quarter, XFLT stock was bought by institutional investors including:
Envestnet Asset Management Inc.
J.W. Cole Advisors Inc.
M&T Bank Corp
Brookwood Investment Group LLC
Choreo LLC
Sigma Planning Corp
Mutual Advisors LLC
Consolidated Portfolio Review Corp
During the previous year, these company insiders have bought XAI Octagon Floating Rate & Alternative Income Trust stock:
John Yogi Spence (VP)
John Yogi Spence (Insider)
Theodore J Brombach (CEO)
Learn More investors buying XAI Octagon Floating Rate & Alternative Income Trust stock.