SWZ Insider Trading

41.12% of The Swiss Helvetia Fund stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

The Swiss Helvetia Fund Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
11/25/2024	Sanctuary Advisors LLC	91,021	$0.82M	0.0%	+1.6%	0.701%
11/15/2024	SageView Advisory Group LLC	11,834	$0.11M	0.0%	-33.4%	0.091%
10/31/2024	Shaker Financial Services LLC	327,809	$2.93M	1.1%	+1.2%	2.523%
10/19/2024	Allspring Global Investments Holdings LLC	2,149,803	$19.24M	0.0%	-1.1%	16.550%
10/8/2024	Dynamic Advisor Solutions LLC	20,479	$0.18M	0.0%	-7.1%	0.158%
9/5/2024	Sanctuary Advisors LLC	89,631	$0.68M	0.0%	N/A	0.690%
8/15/2024	Logan Stone Capital LLC	20,166	$0.16M	0.0%	N/A	0.155%
8/9/2024	City of London Investment Management Co. Ltd.	45,679	$0.37M	0.0%	-39.1%	0.352%
8/3/2024	Shaker Financial Services LLC	323,974	$2.61M	1.1%	+10.8%	2.494%
8/2/2024	Wolverine Asset Management LLC	36,192	$0.29M	0.0%	+55.2%	0.279%
7/31/2024	Commonwealth Equity Services LLC	124,122	$1M	0.0%	-4.2%	0.956%
7/26/2024	Allspring Global Investments Holdings LLC	2,174,265	$17.55M	0.0%	+7.3%	16.738%
5/15/2024	Lazard Asset Management LLC	770,537	$6.11M	0.0%	-2.4%	5.931%
5/14/2024	Karpus Management Inc.	223,655	$1.77M	0.1%	+22.3%	1.722%
4/30/2024	Allspring Global Investments Holdings LLC	2,025,955	$16.07M	0.0%	-3.1%	15.595%
4/18/2024	Allspring Global Investments Holdings LLC	2,025,955	$16.07M	0.0%	-3.1%	15.596%
2/13/2024	Karpus Management Inc.	182,830	$1.50M	0.0%	+554.8%	1.407%
2/13/2024	1607 Capital Partners LLC	349,903	$2.87M	0.2%	+4.0%	2.694%
2/9/2024	City of London Investment Management Co. Ltd.	75,051	$0.62M	0.1%	-14.0%	0.578%
2/7/2024	Shaker Financial Services LLC	288,658	$2.37M	1.0%	+1.4%	2.222%
2/1/2024	Wolverine Asset Management LLC	29,892	$0.25M	0.0%	N/A	0.230%
1/25/2024	Allspring Global Investments Holdings LLC	2,090,825	$17.15M	0.0%	-0.5%	16.096%
1/11/2024	Dynamic Advisor Solutions LLC	22,774	$0.19M	0.0%	-17.6%	0.175%
11/14/2023	Lazard Asset Management LLC	802,425	$6.13M	0.0%	-0.2%	6.177%
11/14/2023	AQR Arbitrage LLC	28,529	$0.22M	0.0%	+63.9%	0.220%
11/9/2023	Karpus Management Inc.	27,920	$0.21M	0.0%	+21.9%	0.215%
11/2/2023	Shaker Financial Services LLC	284,676	$2.18M	1.0%	-1.5%	2.191%
10/27/2023	Allspring Global Investments Holdings LLC	2,102,344	$16.06M	0.0%	+17.1%	16.184%
10/24/2023	Cambridge Investment Research Advisors Inc.	11,097	$85K	0.0%	-14.2%	0.085%
8/14/2023	CSS LLC IL	297,160	$2.44M	0.2%	+3.3%	2.288%
8/11/2023	SageView Advisory Group LLC	31,900	$0.26M	0.0%	N/A	0.246%
8/11/2023	Karpus Management Inc.	22,910	$0.19M	0.0%	N/A	0.176%
8/11/2023	City of London Investment Management Co. Ltd.	87,318	$0.72M	0.1%	-80.4%	0.672%
8/8/2023	Blue Bell Private Wealth Management LLC	93,436	$0.77M	0.2%	-2.3%	0.719%
8/7/2023	Shaker Financial Services LLC	289,157	$2.38M	1.0%	+1.4%	2.226%
7/25/2023	Raymond James Financial Services Advisors Inc.	20,175	$0.17M	0.0%	-9.0%	0.153%
7/24/2023	Allspring Global Investments Holdings LLC	1,795,664	$14.76M	0.0%	+17.5%	13.593%
7/18/2023	Allspring Global Investments Holdings LLC	1,795,664	$14.76M	0.0%	+17.5%	13.591%
5/11/2023	Gardner Russo & Quinn LLC	258,159	$2.05M	0.0%	+1.6%	1.954%
5/9/2023	Atlas Wealth LLC	62,392	$0.50M	0.1%	-5.4%	0.472%
5/8/2023	Shaker Financial Services LLC	285,163	$2.26M	1.0%	+24.3%	2.159%
5/8/2023	Wolverine Asset Management LLC	26,126	$0.21M	0.0%	+128.4%	0.198%
5/8/2023	Blue Bell Private Wealth Management LLC	95,683	$0.76M	0.2%	-1.3%	0.724%
4/13/2023	Allspring Global Investments Holdings LLC	1,527,643	$12.11M	0.0%	+10.9%	11.564%
2/14/2023	Atlas Wealth LLC	65,933	$0.50M	0.1%	N/A	0.499%
2/13/2023	Gardner Russo & Quinn LLC	254,146	$1.92M	0.0%	+1.6%	1.924%
2/10/2023	City of London Investment Management Co. Ltd.	566,411	$4.28M	0.3%	-2.7%	4.288%
2/8/2023	Cambridge Investment Research Advisors Inc.	12,618	$95K	0.0%	N/A	0.096%
2/7/2023	Commonwealth Equity Services LLC	130,786	$0.99M	0.0%	-9.7%	0.990%
2/3/2023	Shaker Financial Services LLC	229,494	$1.74M	0.8%	-4.6%	1.737%
2/1/2023	Wolverine Asset Management LLC	11,438	$86K	0.0%	-43.4%	0.087%
1/23/2023	Allspring Global Investments Holdings LLC	1,377,942	$10.42M	0.0%	+15.4%	10.429%
1/13/2023	Dynamic Advisor Solutions LLC	24,965	$0.19M	0.0%	+62.1%	0.189%
11/15/2022	1607 Capital Partners LLC	322,145	$2.19M	0.2%	-2.4%	2.439%
11/10/2022	City of London Investment Management Co. Ltd.	582,352	$3.94M	0.3%	-18.2%	4.408%
11/10/2022	Gardner Russo & Quinn LLC	250,137	$1.70M	0.0%	+2.5%	1.894%
11/10/2022	Wolverine Asset Management LLC	20,204	$0.14M	0.0%	N/A	0.153%
11/9/2022	Shaker Financial Services LLC	240,499	$1.63M	0.8%	+81.4%	1.821%
11/9/2022	Blue Bell Private Wealth Management LLC	97,562	$0.66M	0.2%	-5.0%	0.739%
10/26/2022	Allspring Global Investments Holdings LLC	1,193,811	$8.11M	0.0%	+1.7%	9.036%
10/25/2022	Raymond James & Associates	13,050	$89K	0.0%	N/A	0.099%
8/16/2022	CSS LLC IL	304,358	$2.39M	0.1%	-11.5%	2.304%
8/4/2022	Gardner Russo & Quinn LLC	244,154	$1.92M	0.0%	+2.1%	1.848%
8/2/2022	Blue Bell Private Wealth Management LLC	102,705	$0.81M	0.3%	-8.1%	0.777%
8/1/2022	Shaker Financial Services LLC	132,548	$1.04M	0.5%	-17.7%	1.000%
7/25/2022	Allspring Global Investments Holdings LLC	1,173,455	$9.22M	0.0%	-0.6%	8.850%
5/12/2022	Gardner Russo & Quinn LLC	239,081	$2.20M	0.0%	+1.8%	1.803%
5/12/2022	Cornerstone Advisors LLC	38,322	$0.35M	0.0%	-60.1%	0.289%
5/6/2022	Shaker Financial Services LLC	161,009	$1.49M	0.6%	-6.6%	1.214%
4/21/2022	Blue Bell Private Wealth Management LLC	111,742	$1.03M	0.3%	+1.4%	0.843%
4/11/2022	Dynamic Advisor Solutions LLC	14,257	$0.13M	0.0%	+12.2%	0.108%
2/10/2022	Gardner Russo & Quinn LLC	234,799	$2.33M	0.0%	+1.7%	1.770%
2/9/2022	Wolverine Asset Management LLC	97,133	$0.97M	0.0%	+12.5%	0.732%
2/7/2022	Shaker Financial Services LLC	172,410	$1.71M	0.6%	+20.1%	1.300%
1/28/2022	Allspring Global Investments Holdings LLC	1,167,304	$11.60M	0.0%	N/A	8.802%
1/26/2022	Blue Bell Private Wealth Management LLC	110,154	$1.10M	0.3%	+3.2%	0.831%
1/26/2022	Dynamic Advisor Solutions LLC	12,708	$0.13M	0.0%	+11.6%	0.096%
11/16/2021	Cetera Investment Advisers	48,300	$0.44M	0.0%	+77.6%	0.364%
11/15/2021	CSS LLC IL	353,152	$3.24M	0.1%	-22.5%	2.663%
11/12/2021	Wolverine Asset Management LLC	86,352	$0.79M	0.0%	+8.2%	0.651%
11/12/2021	Bulldog Investors LLP	126,277	$1.16M	0.3%	+103.8%	0.952%
11/10/2021	Blue Bell Private Wealth Management LLC	106,724	$0.98M	0.3%	-3.0%	0.805%
11/8/2021	Matisse Capital	292,100	$2.68M	1.0%	-6.3%	2.203%
11/5/2021	Advisor Group Holdings Inc.	4,631	$43K	0.0%	+183.9%	0.035%
11/2/2021	Shaker Financial Services LLC	143,605	$1.32M	0.5%	+13.1%	1.083%
8/17/2021	Wells Fargo & Company MN	1,235,927	$12.03M	0.0%	+0.9%	9.319%
8/16/2021	1607 Capital Partners LLC	353,517	$3.44M	0.2%	-3.7%	2.666%
8/13/2021	LPL Financial LLC	16,350	$0.16M	0.0%	N/A	0.123%
8/13/2021	Winmill & CO. Inc.	3,270	$32K	0.0%	+717.5%	0.025%
8/12/2021	Lazard Asset Management LLC	805,299	$7.84M	0.0%	-2.7%	6.072%
8/12/2021	Gardner Russo & Quinn LLC	227,492	$2.21M	0.0%	+1.4%	1.715%
8/11/2021	Commonwealth Equity Services LLC	154,981	$1.51M	0.0%	-4.4%	1.169%
8/11/2021	Matisse Capital	311,903	$3.04M	1.0%	-0.7%	2.352%
8/10/2021	Dynamic Advisor Solutions LLC	10,722	$0.10M	0.0%	N/A	0.081%
8/5/2021	Blue Bell Private Wealth Management LLC	110,048	$1.07M	0.3%	-5.1%	0.830%
8/4/2021	Shaker Financial Services LLC	126,990	$1.24M	0.5%	+30.4%	0.958%
5/21/2021	Citadel Advisors LLC	10,016	$88K	0.0%	N/A	0.076%
5/18/2021	1607 Capital Partners LLC	366,934	$3.23M	0.2%	-5.5%	2.767%
5/18/2021	Citadel Advisors LLC	10,016	$88K	0.0%	N/A	0.076%
5/17/2021	CSS LLC IL	461,919	$4.06M	0.2%	-5.3%	3.483%

Data available starting January 2016

The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all market capitalizations. It employs fundamental analysis with a bottom-up stock picking approach, focusing on factors such as capital appreciation, income, economic and industry trends, quality of management, financial condition, business plan, industry and sector market position, dividend payout ratio, and corporate governance to create its portfolio. The fund benchmarks the performance of its portfolio against the S&P 500 Index and MSCI EAFE Index. It was previously known as The Helvetia Fund, Inc. The Swiss Helvetia Fund Inc. was formed in October 24, 1986 and is domiciled in the United States.

Today's Range

Now: $7.53

$7.49

$7.57

50 Day Range

MA: $8.05

$7.53

$8.76

52 Week Range

Now: $7.53

$7.49

$9.14

Volume

28,283 shs

Average Volume

19,356 shs

Market Capitalization

$97.82 million

P/E Ratio

N/A

Dividend Yield

7.04%

Beta

0.81

Who are the major institutional investors of The Swiss Helvetia Fund?: The Swiss Helvetia Fund's top institutional investors include:
Allspring Global Investments Holdings LLC — 16.55%
Shaker Financial Services LLC — 2.52%
Sanctuary Advisors LLC — 0.70%
Dynamic Advisor Solutions LLC — 0.16%
SageView Advisory Group LLC — 0.09%
Learn More about top institutional investors of The Swiss Helvetia Fund stock.
Which major investors are selling The Swiss Helvetia Fund stock?: In the last quarter, SWZ stock was sold by these institutional investors:
Allspring Global Investments Holdings LLC
SageView Advisory Group LLC
Dynamic Advisor Solutions LLC
Which major investors are buying The Swiss Helvetia Fund stock?: During the previous quarter, SWZ stock was purchased by institutional investors including:
Shaker Financial Services LLC
Sanctuary Advisors LLC