CUBA Insider Trading

Insider Trading Chart
Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: 28.80%

Insider Buying (Last 12 Months): $357,597.07

Insider Selling (Last 12 Months): $0.00

The Herzfeld Caribbean Basin Fund Insider Trading History Chart

The Herzfeld Caribbean Basin Fund Share Price & Price History

^$2.65

▲ +0.03 (1.15%)

As of 03/14/2025 04:59 PM ET

Days: 30 | 90 | 365

The Herzfeld Caribbean Basin Fund Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
3/12/2025	Brigitta Suzanne Herzfeld	Director	Buy	2,462	$2.65	$6,524.30	118,262
3/12/2025	Thomas J. Herzfeld	Chairman	Buy	7,297	$2.65	$19,337.05	1,564,310
3/7/2025	Erik Mervin Herzfeld	President	Buy	95,999	$2.60	$249,597.40	584,930
3/7/2025	Thomas J. Herzfeld	Chairman	Buy	1,067	$2.59	$2,763.53	1,554,511
3/6/2025	John A Gelety	Director	Buy	1,500	$2.58	$3,870.00	9,434
3/5/2025	Ryan M. Paylor	Portfolio Manager	Buy	379	$2.54	$962.66	26,005
3/4/2025	Brigitta Suzanne Herzfeld	Director	Buy	13,759	$2.47	$33,984.73	99,951
3/4/2025	Thomas J. Herzfeld	Chairman	Buy	16,420	$2.47	$40,557.40	1,539,115
11/14/2022	Erik Mervin Herzfeld	President	Sell	33,365	$4.98	$166,157.70	200,735
11/14/2022	Ryan M. Paylor	Portfolio Manager	Sell	615	$4.98	$3,062.70	3,701
11/14/2022	Thomas J. Herzfeld	Director	Sell	71,983	$4.98	$358,475.34	536,489
6/17/2022	Cecilia L Gondor	Director	Buy	1,000	$3.85	$3,850.00	10,712

See Full Table

SEC Filings (Institutional Ownership Changes) for The Herzfeld Caribbean Basin Fund (NASDAQ:CUBA)

15.74% of The Herzfeld Caribbean Basin Fund stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

The Herzfeld Caribbean Basin Fund Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
2/18/2025	CSS LLC IL	652,965	$1.53M	0.1%	-6.0%	9.132%
2/17/2025	Logan Stone Capital LLC	124,191	$0.29M	0.1%	-27.3%	1.737%
2/17/2025	Bulldog Investors LLP	277,149	$0.65M	0.2%	+1,199.9%	3.876%
2/14/2025	Quarry LP	117,345	$0.27M	0.0%	-7.1%	1.641%
2/13/2025	Twin Focus Capital Partners LLC	59,527	$0.14M	0.0%	-7.1%	0.833%
2/13/2025	Yakira Capital Management Inc.	41,949	$98K	0.0%	-60.1%	0.587%
2/12/2025	Landscape Capital Management L.L.C.	20,290	$47K	0.0%	-69.2%	0.284%
2/12/2025	Arete Wealth Advisors LLC	23,094	$54K	0.0%	N/A	0.323%
2/12/2025	Thomas J. Herzfeld Advisors Inc.	2,497,386	$5.83M	1.9%	-1.4%	34.928%
2/10/2025	Avantax Advisory Services Inc.	57,631	$0.14M	0.0%	N/A	0.806%
2/7/2025	Blue Bell Private Wealth Management LLC	234,909	$0.55M	0.1%	-18.7%	3.285%
1/24/2025	Matisse Capital	987,174	$2.31M	1.2%	-4.0%	13.805%
1/24/2025	Absolute Investment Advisers LLC	546,984	$1.28M	0.2%	N/A	7.650%
1/8/2025	International Assets Investment Management LLC	13,996	$33K	0.0%	-56.9%	0.196%
11/15/2024	Quarry LP	126,287	$0.29M	0.1%	+21.0%	1.766%
11/9/2024	Landscape Capital Management L.L.C.	65,959	$0.15M	0.0%	-24.8%	0.922%
10/22/2024	International Assets Investment Management LLC	32,474	$0.73M	0.0%	+166.9%	0.454%
8/15/2024	Logan Stone Capital LLC	161,429	$0.38M	0.1%	+5.6%	2.257%
8/7/2024	Cowen AND Company LLC	97,976	$0.23M	0.0%	+5.0%	1.370%
8/7/2024	Choreo LLC	35,227	$83K	0.0%	N/A	0.493%
8/5/2024	Blue Bell Private Wealth Management LLC	239,046	$0.56M	0.1%	+72.6%	3.343%
7/30/2024	Matisse Capital	986,548	$2.32M	1.1%	+18.5%	13.798%
7/30/2024	International Assets Investment Management LLC	12,166	$29K	0.0%	N/A	0.170%
7/27/2024	Emfo LLC	21,735	$51K	0.0%	N/A	0.304%
5/1/2024	Matisse Capital	832,794	$2.15M	1.0%	-7.4%	11.647%
4/24/2024	Blue Bell Private Wealth Management LLC	138,465	$0.36M	0.1%	-84.4%	1.937%
3/5/2024	Twin Focus Capital Partners LLC	65,697	$0.18M	0.0%	+395.6%	0.919%
2/20/2024	Cable Car Capital LLC	226,460	$0.63M	0.7%	N/A	3.167%
2/8/2024	Matisse Capital	899,494	$2.50M	1.3%	+374.0%	12.580%
2/6/2024	Levin Capital Strategies L.P.	50,000	$0.14M	0.0%	N/A	0.699%
1/25/2024	Blue Bell Private Wealth Management LLC	885,428	$2.46M	0.6%	+763.0%	12.384%
1/24/2024	International Assets Investment Management LLC	18,770	$52K	0.0%	N/A	0.263%
11/14/2023	Alpine Global Management LLC	75,000	$0.25M	0.1%	N/A	1.049%
11/14/2023	Thomas J. Herzfeld Advisors Inc.	484,488	$1.62M	0.6%	+2.6%	6.776%
11/13/2023	Wolverine Asset Management LLC	106,884	$0.36M	0.0%	+269.8%	1.495%
11/8/2023	Landscape Capital Management L.L.C.	17,733	$59K	0.0%	N/A	0.248%
11/6/2023	Lincoln National Corp	44,115	$0.15M	0.0%	+15.2%	0.617%
10/30/2023	Blue Bell Private Wealth Management LLC	102,595	$0.34M	0.1%	+701.7%	1.435%
10/13/2023	Matisse Capital	189,747	$0.63M	0.4%	+2.9%	2.653%
8/16/2023	Thomas J. Herzfeld Advisors Inc.	472,057	$1.87M	0.7%	-2.6%	7.207%
8/14/2023	CSS LLC IL	156,022	$0.62M	0.0%	+7.2%	2.382%
8/8/2023	Blue Bell Private Wealth Management LLC	12,797	$51K	0.0%	-37.2%	0.195%
8/7/2023	Wolverine Asset Management LLC	28,903	$0.11M	0.0%	+13,469.5%	0.441%
8/2/2023	Matisse Capital	184,403	$0.73M	0.5%	+2.4%	2.815%
5/15/2023	Thomas J. Herzfeld Advisors Inc.	484,796	$1.81M	0.7%	-3.8%	7.398%
4/27/2023	Matisse Capital	180,000	$0.67M	0.4%	+223.4%	2.748%
2/15/2023	Freedom Wealth Alliance LLC	8,424	$31K	0.0%	N/A	0.129%
2/14/2023	Susquehanna International Group LLP	10,706	$40K	0.0%	-30.6%	0.163%
2/8/2023	Lincoln National Corp	36,806	$0.14M	0.0%	-12.2%	0.562%
2/3/2023	Blue Bell Private Wealth Management LLC	21,241	$78K	0.0%	+25.9%	0.324%
2/1/2023	Wolverine Asset Management LLC	65,957	$0.24M	0.0%	+64.7%	1.007%
1/24/2023	Matisse Capital	55,656	$0.21M	0.2%	N/A	0.849%
1/20/2023	Matisse Capital	55,656	$0.21M	0.2%	N/A	0.849%
11/14/2022	Thomas J. Herzfeld Advisors Inc.	626,151	$2.27M	1.0%	+8.6%	9.555%
11/10/2022	Wolverine Asset Management LLC	40,045	$0.15M	0.0%	N/A	0.611%
11/4/2022	Lincoln National Corp	41,943	$0.15M	0.0%	+24.3%	0.640%
10/17/2022	Cambridge Investment Research Advisors Inc.	21,201	$77K	0.0%	+26.5%	0.324%
8/16/2022	CSS LLC IL	114,951	$0.46M	0.0%	+23.0%	1.875%
8/10/2022	Thomas J. Herzfeld Advisors Inc.	576,462	$2.31M	1.0%	+14.1%	9.398%
8/2/2022	Blue Bell Private Wealth Management LLC	16,718	$67K	0.0%	-11.8%	0.273%
8/2/2022	Lincoln National Corp	33,739	$0.14M	0.0%	+17.8%	0.550%
5/9/2022	Lincoln National Corp	28,641	$0.15M	0.0%	-8.8%	0.467%
2/24/2022	Logan Stone Capital LLC	11,927	$66K	0.1%	N/A	0.194%
2/14/2022	CSS LLC IL	91,725	$0.51M	0.0%	+24.4%	1.495%
2/14/2022	Clough Capital Partners L P	20,213	$0.11M	0.0%	-63.1%	0.330%
2/7/2022	Shaker Financial Services LLC	30,299	$0.17M	0.1%	-36.6%	0.494%
2/4/2022	Matisse Capital	69,449	$0.38M	0.3%	N/A	1.132%
1/26/2022	Blue Bell Private Wealth Management LLC	19,815	$0.11M	0.0%	+183.3%	0.323%
1/26/2022	Lincoln National Corp	31,397	$0.17M	0.0%	+7.4%	0.512%
11/16/2021	Twin Focus Capital Partners LLC	34,300	$0.20M	0.0%	-9.3%	0.559%
11/16/2021	Clough Capital Partners L P	54,774	$0.31M	0.0%	-20.7%	0.893%
11/15/2021	CSS LLC IL	73,758	$0.42M	0.0%	+2.5%	1.202%
11/12/2021	Wolverine Asset Management LLC	26,120	$0.15M	0.0%	N/A	0.426%
11/10/2021	Blue Bell Private Wealth Management LLC	6,994	$40K	0.0%	-37.4%	0.114%
11/5/2021	Lincoln National Corp	29,231	$0.17M	0.0%	+17.6%	0.477%
11/2/2021	Shaker Financial Services LLC	47,809	$0.27M	0.1%	-52.3%	0.779%
11/2/2021	Cambridge Investment Research Advisors Inc.	13,850	$79K	0.0%	N/A	0.226%
8/11/2021	Matisse Capital	102,275	$0.64M	0.2%	-3.5%	1.667%
8/5/2021	Blue Bell Private Wealth Management LLC	11,176	$70K	0.0%	N/A	0.182%
5/21/2021	Citadel Advisors LLC	16,236	$95K	0.0%	N/A	0.265%
5/18/2021	Citadel Advisors LLC	16,236	$95K	0.0%	N/A	0.265%
5/14/2021	Thomas J. Herzfeld Advisors Inc.	429,608	$2.53M	1.1%	-9.5%	7.004%
5/12/2021	Twin Focus Capital Partners LLC	37,800	$0.22M	0.1%	-14.3%	0.616%
5/12/2021	Connecticut Wealth Management LLC	18,842	$1.43M	0.1%	N/A	0.307%
5/12/2021	UBS Group AG	10,651	$63K	0.0%	+1,003.7%	0.174%
5/10/2021	Lincoln National Corp	25,951	$0.15M	0.0%	-12.0%	0.423%
4/29/2021	Connecticut Wealth Management LLC	18,842	$1.43M	0.1%	N/A	0.307%
2/16/2021	Twin Focus Capital Partners LLC	44,131	$0.23M	0.1%	+9.4%	0.719%

Data available starting January 2016

See Full Table

The Herzfeld Caribbean Basin Fund Inc. is a closed-ended equity mutual fund launched by Thomas J. Herzfeld Advisors, Inc. The fund is managed by Herzfeld/Cuba. It invests in the public equity markets of the United States. The fund employing fundamental analysis investing in stocks of companies that are likely to benefit from economic, political, structural and technological developments in the countries in the Caribbean Basin, which consist of Cuba, Jamaica, Trinidad and Tobago, the Bahamas, the Dominican Republic, Barbados, Aruba, Haiti, the Netherlands Antilles, the Commonwealth of Puerto Rico, Mexico, Honduras, Guatemala, Belize, Costa Rica, Panama, Colombia and Venezuela. It invests in stocks of companies operating across diversified sectors. The Herzfeld Caribbean Basin Fund Inc. was formed on March 10, 1992 and is domiciled in the United States.

Today's Range

Now: $2.65

$2.59

$2.66

50 Day Range

MA: $2.44

$2.30

$2.63

52 Week Range

Now: $2.65

$2.15

$2.67

Volume

246,022 shs

Average Volume

71,935 shs

Market Capitalization

$18.95 million

P/E Ratio

N/A

Dividend Yield

19.25%

Beta

1.14

Who are the company insiders with the largest holdings of The Herzfeld Caribbean Basin Fund?: The Herzfeld Caribbean Basin Fund's top insider investors include:
Thomas J Herzfeld (Chairman)
Erik Mervin Herzfeld (President)
Brigitta Suzanne Herzfeld (Director)
Ryan M Paylor (Portfolio Manager)
John A Gelety (Director)
Learn More about top insider investors at The Herzfeld Caribbean Basin Fund.
Who are the major institutional investors of The Herzfeld Caribbean Basin Fund?: The Herzfeld Caribbean Basin Fund's top institutional shareholders include:
Thomas J. Herzfeld Advisors Inc. — 34.93%
Matisse Capital — 13.80%
CSS LLC IL — 9.13%
Absolute Investment Advisers LLC — 7.65%
Bulldog Investors LLP — 3.88%
Blue Bell Private Wealth Management LLC — 3.29%
Learn More about top institutional investors of The Herzfeld Caribbean Basin Fund stock.
Which institutional investors are selling The Herzfeld Caribbean Basin Fund stock?: During the last quarter, CUBA stock was sold by these institutional investors:
Yakira Capital Management Inc.
Blue Bell Private Wealth Management LLC
Logan Stone Capital LLC
Landscape Capital Management L.L.C.
CSS LLC IL
Matisse Capital
Thomas J. Herzfeld Advisors Inc.
International Assets Investment Management LLC
Which institutional investors are buying The Herzfeld Caribbean Basin Fund stock?: Within the last quarter, CUBA stock was purchased by institutional investors including:
Absolute Investment Advisers LLC
Bulldog Investors LLP
Avantax Advisory Services Inc.
Arete Wealth Advisors LLC
Within the previous year, these company insiders have bought The Herzfeld Caribbean Basin Fund stock:
Thomas J Herzfeld (Chairman)
Erik Mervin Herzfeld (President)
Brigitta Suzanne Herzfeld (Director)
Ryan M Paylor (Portfolio Manager)
John A Gelety (Director)
Learn More investors buying The Herzfeld Caribbean Basin Fund stock.