Most Traded Financial Services Companies

These companies have seen the most insider trading in the last 12 months.

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Company	Sector	Number of Insider Transactions (last 12 months)	Number of Shares Bought	Dollar Amount Bought	Number of Shares Sold	Dollar Amount Sold
RCG RENN Fund, Inc.	Financial Services	151	42,340	$95,105.00	0	$0.00
ENX Eaton Vance New York Municipal Bond Fund	Financial Services	54	658,214	$6,349,876.00	0	$0.00
BIGZ BlackRock Innovation and Growth Term Trust	Financial Services	51	5,113,607	$38,855,517.00	0	$0.00
NXJ Nuveen New Jersey Quality Municipal Income Fund	Financial Services	44	57,536	$689,617.00	1,099,854	$13,502,884.00
GRX The Gabelli Healthcare & Wellness Trust	Financial Services	34	282,846	$2,871,322.00	0	$0.00
TGP 360 Capital Group Limited	Financial Services	27	7,887,500	$4,894,321.00	0	$0.00
AGF.B AGF Management Limited	Financial Services	26	291,145	$1,918,843.00	579,325	$4,557,764.00
FFH Fairfax Financial Holdings Limited	Financial Services	25	137	$196,104.00	23,891	$23,914,142.00
IAG iA Financial Co. Inc.	Financial Services	23	0	$0.00	101,760	$8,692,503.00
MAB1 Mortgage Advice Bureau (Holdings) plc	Financial Services	23	9,951	$84,808.00	0	$0.00
LTI Lindsell Train Investment Trust Plc	Financial Services	22	1,141	$1,134,822.00	0	$0.00
MAV Pioneer Municipal High Income Advantage Fund, Inc.	Financial Services	22	458,782	$3,839,581.00	0	$0.00
BITF Bitfarms Ltd.	Financial Services	20	294,141	$498,937.00	79,068	$169,411.00
CIW Clime Investment Management Limited	Financial Services	20	744,474	$257,039.00	0	$0.00
LGEN Legal & General Group Plc	Financial Services	19	59,631	$188,895.00	440,452	$1,406,425.00
RY Royal Bank of Canada	Financial Services	19	0	$0.00	309,446	$34,941,753.00
SBRE Sabre Insurance Group plc	Financial Services	16	76,064	$145,662.00	52,095	$117,451.00
PNP Pinetree Capital Ltd.	Financial Services	16	1,000	$6,214.00	59,976	$559,512.00
MFC Manulife Financial Co.	Financial Services	16	0	$0.00	323,153	$8,750,340.00
NA National Bank of Canada	Financial Services	15	14,622	$1,237,806.00	9,807	$766,158.00
GWO Great-West Lifeco Inc.	Financial Services	15	0	$0.00	533,033	$18,207,600.00
GQG GQG Partners Inc.	Financial Services	15	1,684,359	$3,698,324.00	0	$0.00
CM Canadian Imperial Bank of Commerce	Financial Services	15	0	$0.00	425,686	$25,937,501.00
CMCX CMC Markets Plc	Financial Services	15	150,290	$424,319.00	39,574	$162,678.00
DLG Direct Line Insurance Group plc	Financial Services	15	10,790	$27,704.00	862,803	$2,711,729.00
CBG Close Brothers Group plc	Financial Services	14	13,227	$65,550.00	26,790	$131,765.00
AJB AJ Bell plc	Financial Services	14	22,621	$128,651.00	155,803	$827,396.00
IHP IntegraFin Holdings plc	Financial Services	14	5,320	$24,420.00	0	$0.00
NPCT Nuveen Core Plus Impact Fund	Financial Services	14	158,174	$1,609,975.00	340,047	$3,838,173.00
SBC Brompton Split Banc Corp.	Financial Services	14	0	$0.00	124,819	$907,453.00
SOL Washington H. Soul Pattinson and Company Limited	Financial Services	14	650,209	$22,249,533.00	0	$0.00
WLE WAM Leaders Limited	Financial Services	13	173,798	$218,527.00	0	$0.00
XAU Goldmoney Inc.	Financial Services	13	86,100	$453,154.00	0	$0.00
NSC NAOS Small Cap Opportunities Company Limited	Financial Services	13	298,994	$131,036.00	0	$0.00
MHI Pioneer Municipal High Income Fund, Inc.	Financial Services	13	165,197	$1,530,932.00	0	$0.00
FCIT F&C Investment Trust	Financial Services	13	1,385	$18,962.00	3	$40.00
BFZ BlackRock California Municipal Income Trust	Financial Services	13	10	$117.00	336,111	$3,804,021.00
CRE Conduit Holdings Limited	Financial Services	13	250,143	$1,300,934.00	0	$0.00
CVC CVC Limited	Financial Services	13	146,321	$564,050.00	0	$0.00
IFC Intact Financial Co.	Financial Services	12	0	$0.00	51,365	$8,867,921.00
NDA Neptune Digital Assets Corp.	Financial Services	12	205,000	$49,028.00	0	$0.00
TCF 360 Capital Mortgage REIT	Financial Services	12	121,481	$641,069.00	0	$0.00
GNT GAMCO Natural Resources, Gold & Income Trust	Financial Services	11	88,527	$483,411.00	23,222	$136,043.00
CAM Clime Capital Limited	Financial Services	11	171,293	$157,140.00	0	$0.00
FMN Federated Hermes Premier Municipal Income Fund	Financial Services	10	4,007	$55,550.00	525,843	$6,663,460.00
FN First National Financial Co.	Financial Services	10	275,271	$7,771,426.00	0	$0.00
NCC NAOS Emerging Opportunities Company Limited	Financial Services	10	295,290	$136,392.00	0	$0.00
RAT Rathbones Group Plc	Financial Services	10	71	$1,574.00	14,267	$305,291.00
PAG Paragon Banking Group PLC	Financial Services	10	38,613	$393,679.00	294,401	$2,952,739.00
HLI Helia Group Limited	Financial Services	9	440,758	$1,976,139.00	285,153	$1,657,078.00
DMA Destra Multi-Alternative Fund	Financial Services	9	370,988	$3,071,647.00	0	$0.00
CBOE Cboe Global Markets, Inc.	Financial Services	9	0	$0.00	25,361	$4,858,386.00
CBA Commonwealth Bank of Australia	Financial Services	9	409	$57,608.00	30,752	$4,190,074.00
BPM B.P. Marsh & Partners PLC	Financial Services	8	2,894	$19,723.00	81,397	$708,315.00
BFL BSP Financial Group Limited	Financial Services	8	13,278	$133,163.00	0	$0.00
FSI Flagship Investments Limited	Financial Services	8	48,500	$102,277.00	170,476	$343,441.00
GDV The Gabelli Dividend & Income Trust	Financial Services	8	3,140,800	$31,529,922.00	0	$0.00
GLXY Galaxy Digital Holdings Ltd.	Financial Services	8	0	$0.00	224,968	$2,755,833.00
EARN EARNZ plc	Financial Services	8	6,294,880	$645,272.00	4,000,000	$419,287.00
EQT EQT Holdings Limited	Financial Services	8	25,303	$754,873.00	0	$0.00
OIG Oryx International Growth Fund Limited	Financial Services	8	41,563	$759,938.00	5,000	$81,892.00
OLY Olympia Financial Group Inc.	Financial Services	8	145	$11,104.00	4,470	$326,544.00
NAB National Australia Bank Limited	Financial Services	8	33,399	$1,251,262.00	31,000	$1,095,881.00
NAC NAOS Ex-50 Opportunities Company Limited	Financial Services	8	162,012	$83,375.00	0	$0.00
NAIT North American Income Trust	Financial Services	8	320,856	$1,315,148.00	10,000	$41,535.00
UEM Utilico Emerging Markets Trust PLC	Financial Services	8	38,747	$110,083.00	0	$0.00
WAM WAM Capital Limited	Financial Services	8	232,137	$355,527.00	0	$0.00
TSU Trisura Group Ltd.	Financial Services	7	3,000	$89,595.00	82,236	$2,393,037.00
WAG The Australian Wealth Advisors Group Limited	Financial Services	7	461,981	$139,893.00	0	$0.00
TIP Teaminvest Private Group Limited	Financial Services	7	149,680	$196,565.00	0	$0.00
SRV NXG Cushing Midstream Energy Fund	Financial Services	7	1,418	$59,653.00	5,746	$261,519.00
SLF Sun Life Financial Inc.	Financial Services	7	19,200	$992,203.00	103,942	$6,080,243.00
NHF nib holdings limited	Financial Services	7	92,456	$589,140.00	211,760	$1,228,378.00
PHNX Phoenix Group Holdings plc	Financial Services	7	173	$1,178.00	151,586	$1,155,962.00
RELI Reliance Global Group, Inc.	Financial Services	7	12,705	$58,615.00	46,722	$75,844.00
PVL Powerhouse Ventures Limited	Financial Services	7	903,845	$67,835.00	0	$0.00
RYD Ryder Capital Limited	Financial Services	7	190,981	$222,287.00	4,225,000	$5,173,875.00
EMG Man Group Plc	Financial Services	7	115,732	$351,611.00	349,056	$961,741.00
FSZ Fiera Capital Co.	Financial Services	7	0	$0.00	279,467	$1,546,154.00
FSCO FS Credit Opportunities Corp.	Financial Services	7	18,190	$118,856.00	321,821	$1,975,084.00
INVP Investec Group	Financial Services	7	0	$0.00	614,042	$5,538,243.00
IPC Imperial Pacific Limited	Financial Services	7	46,000	$65,236.00	0	$0.00
BBC BNK Banking Co. Limited	Financial Services	7	217,689	$71,803.00	0	$0.00
BARC Barclays PLC	Financial Services	7	8,287	$26,134.00	437,898	$1,494,273.00
AV Aviva plc	Financial Services	7	124,228	$788,443.00	523,728	$3,808,556.00
ARC ARC Funds Limited	Financial Services	7	125,434	$12,616.00	0	$0.00
CVCE CVC Income & Growth Limited	Financial Services	7	109,258	$167,152.00	0	$0.00
CRWN Crown Capital Partners Inc.	Financial Services	6	4,600	$13,463.00	1,400	$4,964.00
CSN Chesnara plc	Financial Services	6	40,296	$138,219.00	41,384	$137,508.00
CWB Canadian Western Bank	Financial Services	6	6,587	$175,756.00	11,208	$296,821.00
CAV Cavendish Financial plc	Financial Services	6	640,756	$80,143.00	1,282,027	$193,754.00
BKI BKI Investment Company Limited	Financial Services	6	632,981	$1,104,575.00	0	$0.00
ALPH Alpha Group International plc	Financial Services	6	125,000	$3,460,100.00	12,449	$406,249.00
AFB AllianceBernstein National Municipal Income Fund, Inc.	Financial Services	6	141,144	$1,541,499.00	0	$0.00
AUB AUB Group Limited	Financial Services	6	9,119	$282,761.00	7,745	$251,712.00
ATR Schroder Asian Total Return Inv.	Financial Services	6	38,803	$236,276.00	4,837	$28,139.00
BEN Bendigo and Adelaide Bank Limited	Financial Services	6	57,592	$657,719.00	25,000	$314,500.00
EMO ClearBridge Energy Midstream Opportunity Fund Inc	Financial Services	6	0	$0.00	38,547	$1,733,538.00
FGX Future Generation Australia Limited	Financial Services	6	179,776	$218,743.00	0	$0.00
SDF Steadfast Group Limited	Financial Services	6	68,075	$380,039.00	256,778	$1,460,888.00
SDR Schroders plc	Financial Services	6	40,364	$181,403.00	0	$0.00
RCP RIT Capital Partners	Financial Services	6	8,083	$209,262.00	68,269	$1,667,887.00
OSB OSB Group Plc	Financial Services	6	20,000	$100,104.00	52,922	$299,235.00
PPT Perpetual Limited	Financial Services	6	20,006	$394,126.00	0	$0.00
PRL Propel Holdings Inc.	Financial Services	6	500	$11,450.00	60,459	$2,241,340.00
PNL Personal Assets	Financial Services	6	1,029	$6,662.00	0	$0.00
NWG NatWest Group plc	Financial Services	6	3,010	$14,036.00	533,746	$2,741,462.00
MFF MFF Capital Investments Limited	Financial Services	6	928,427	$3,668,932.00	0	$0.00
SFC Sagicor Financial Company Ltd.	Financial Services	6	22,200	$93,296.00	233,400	$1,299,775.00
STB Secure Trust Bank PLC	Financial Services	6	28,386	$285,794.00	5,848	$53,254.00
ZIP Zip Co Limited	Financial Services	6	157,041	$301,014.00	30,250,000	$101,092,000.00
X TMX Group Limited	Financial Services	5	0	$0.00	259,055	$7,237,806.00
VANQ Vanquis Banking Group plc	Financial Services	5	1,393	$983.00	0	$0.00
IEM Impax Environmental Markets	Financial Services	5	16,745	$84,463.00	0	$0.00
NXG NXG NextGen Infrastructure Income Fund	Financial Services	5	1,523	$60,660.00	1,264	$52,324.00
NAD Nuveen Quality Municipal Income Fund	Financial Services	5	19,152	$224,954.00	0	$0.00
MTU Montanaro UK Smaller Companies	Financial Services	5	40,521	$54,383.00	0	$0.00
MYS MyState Limited	Financial Services	5	35,230	$131,933.00	0	$0.00
N1H N1 Holdings Limited	Financial Services	5	272,239	$33,540.00	0	$0.00
PIN Pantheon International PLC	Financial Services	5	753,584	$3,171,663.00	0	$0.00
PMI Premier Miton Group plc	Financial Services	5	18,735	$13,669.00	141,783	$3,300,414.00
OFX OFX Group Limited	Financial Services	5	249,622	$348,904.00	0	$0.00
PGH Personal Group Holdings Plc	Financial Services	5	10,604	$27,559.00	3,410	$7,059.00
RICA Ruffer Investment Company Limited	Financial Services	5	32,011	$114,135.00	0	$0.00
RPL Regal Partners Limited	Financial Services	5	44,350	$153,272.00	535,307	$1,520,271.00
EVT Eaton Vance Tax-Advantaged Dividend Income Fund	Financial Services	5	9,930	$238,320.00	0	$0.00
DUI Diversified United Investment Limited	Financial Services	5	156,953	$813,648.00	0	$0.00
EFR Eaton Vance Senior Floating-Rate Trust	Financial Services	5	1,955	$24,809.00	1,839	$23,569.00
EGL Ecofin Global Utilities and Infrastructure Trust plc	Financial Services	5	7	$17.00	30,985	$71,867.00
LIO Liontrust Asset Management PLC	Financial Services	5	66,027	$396,132.00	3,797	$20,049.00
KAM K2 Asset Management Holdings Ltd	Financial Services	5	130,404	$6,518.00	0	$0.00
HSBA HSBC Holdings plc	Financial Services	5	68,641	$643,983.00	88,718	$1,037,873.00
HICL HICL Infrastructure PLC	Financial Services	5	106,713	$160,772.00	0	$0.00
HIVE HIVE Digital Technologies Ltd.	Financial Services	5	0	$0.00	8,295	$36,590.00
INPP International Public Partnerships	Financial Services	5	128,009	$197,925.00	0	$0.00
HUB HUB24 Limited	Financial Services	5	35,558	$2,487,278.00	204,566	$13,784,776.00
BAM Brookfield Asset Management Ltd.	Financial Services	5	0	$0.00	660,035	$24,238,026.00
AVK Advent Convertible and Income Fund	Financial Services	5	20,264	$229,292.00	0	$0.00
ADM Admiral Group plc	Financial Services	5	5,343	$205,294.00	18,510	$681,513.00
AAB Aberdeen International Inc.	Financial Services	5	1,677,000	$57,541.00	14,558,000	$516,241.00
ABDN abrdn plc	Financial Services	5	369,247	$674,023.00	242,531	$482,459.00
AGT AVI Global Trust plc	Financial Services	5	48,000	$145,739.00	0	$0.00
ANZ ANZ Group Holdings Limited	Financial Services	5	31,438	$921,491.00	12,500	$377,425.00
BNKR The Bankers Investment Trust PLC	Financial Services	5	80,284	$117,044.00	0	$0.00
BGUK Baillie Gifford UK Growth Trust plc	Financial Services	5	55,554	$135,946.00	0	$0.00
COG COG Financial Services Limited	Financial Services	5	2,181,521	$2,097,128.00	20,144,875	$20,172,401.00
CIX CI Financial Corp.	Financial Services	4	0	$0.00	20,940	$221,517.00
CLDN Caledonia Investments Plc	Financial Services	4	135	$6,721.00	12,773	$596,379.00
CCJI CC Japan Income & Growth	Financial Services	4	16,461	$41,845.00	0	$0.00
CYN CQS Natural Resources Growth and Income plc	Financial Services	4	20,000	$51,787.00	0	$0.00
CTPE CT Private Equity Trust PLC	Financial Services	4	18,606	$111,272.00	0	$0.00
BHD Benjamin Hornigold Limited	Financial Services	4	567,100	$125,132.00	0	$0.00
BIOG The Biotech Growth Trust PLC	Financial Services	4	6,222	$74,154.00	0	$0.00
BRFI BlackRock Frontiers	Financial Services	4	55,852	$106,759.00	0	$0.00
BMO Bank of Montreal	Financial Services	4	0	$0.00	35,341	$3,214,610.00
BRH Braveheart Investment Group plc	Financial Services	4	3,370,701	$184,522.00	0	$0.00
APAX Apax Global Alpha	Financial Services	4	67,537	$124,793.00	0	$0.00
APL Associate Global Partners Limited	Financial Services	4	58,740	$8,458.00	30,977	$52,041.00
ASX ASX Limited	Financial Services	4	3,600	$237,812.00	0	$0.00
IGG IG Group Holdings plc	Financial Services	4	50,335	$611,947.00	23,088	$275,289.00
HHI Henderson High Income Trust plc	Financial Services	4	15,058	$33,334.00	0	$0.00
HGT HgCapital Trust plc	Financial Services	4	13,398	$86,340.00	0	$0.00
KAT Katana Capital Limited	Financial Services	4	1,625	$1,969.00	0	$0.00
JUGI JPMorgan UK Small Cap Growth & Income Plc	Financial Services	4	9,972	$39,230.00	0	$0.00
JUP Jupiter Fund Management Plc	Financial Services	4	163,000	$162,014.00	57,059	$60,557.00
KYN Kayne Anderson Energy Infrastructure Fund, Inc.	Financial Services	4	325,000	$7,562,599.00	0	$0.00
KZG Kazera Global plc	Financial Services	4	6,500,000	$1,370,543.00	0	$0.00
IPU Invesco Perpetual UK Smaller	Financial Services	4	19,714	$103,577.00	0	$0.00
ECN ECN Capital Corp.	Financial Services	4	25,100	$34,401.00	120,300	$249,156.00
ECP ECP Emerging Growth Limited	Financial Services	4	11,187	$15,331.00	0	$0.00
FID Fiducian Group Ltd	Financial Services	4	95,500	$630,030.00	10,527	$95,300.00
FSFL Foresight Solar	Financial Services	4	145,090	$162,752.00	0	$0.00
GROW Molten Ventures Plc	Financial Services	4	33,215	$133,458.00	0	$0.00
GSCT The Global Smaller Companies Trust	Financial Services	4	18,596	$39,228.00	23	$47.00
GSY goeasy Ltd.	Financial Services	4	3,050	$373,397.00	8,800	$1,128,689.00
GUT The Gabelli Utility Trust	Financial Services	4	318	$6,568.00	50	$300.00
GRF Eagle Capital Growth Fund, Inc.	Financial Services	4	13,615	$132,144.00	0	$0.00
GOW Gowing Bros. Limited	Financial Services	4	205,000	$454,579.00	0	$0.00
RECI Real Estate Credit Investments Limited	Financial Services	4	45,500	$72,266.00	0	$0.00
PPS Praemium Limited	Financial Services	4	331,678	$176,001.00	0	$0.00
OAP3 Octopus Apollo VCT	Financial Services	4	83,226	$58,453.00	54,451	$33,532.00
PMF PIMCO Municipal Income Fund	Financial Services	4	27,205	$246,815.00	0	$0.00
NGI Navigator Global Investments Limited	Financial Services	4	257,513	$436,496.00	0	$0.00
MFG Magellan Financial Group Limited	Financial Services	4	26,150	$226,703.00	63,948	$544,517.00
MNL Manchester & London	Financial Services	4	14,934	$140,577.00	0	$0.00
MGLD The Marygold Companies, Inc.	Financial Services	4	142,149	$200,496.00	7,000	$10,570.00
UTL UIL Limited	Financial Services	4	47,591	$68,685.00	0	$0.00
WWH Worldwide Healthcare	Financial Services	4	110,267	$456,587.00	0	$0.00
WBC Westpac Banking Co.	Financial Services	4	100,519	$3,241,760.00	1,000	$100,000.00
SMT Scottish Mortgage	Financial Services	4	9,011	$104,527.00	0	$0.00
STAN Standard Chartered PLC	Financial Services	4	33,453	$507,580.00	144,361	$1,601,660.00
SUN Suncorp Group Limited	Financial Services	4	264,956	$4,795,005.00	0	$0.00
SEQ Sequoia Financial Group Limited	Financial Services	4	830,335	$363,676.00	0	$0.00
THRG BlackRock Throgmorton Trust	Financial Services	4	11,721	$86,791.00	0	$0.00
TEAM TEAM plc	Financial Services	4	160,845	$25,288.00	0	$0.00
TAVI Tavistock Investments Plc	Financial Services	3	2,539,000	$133,071.00	0	$0.00
THW Abrdn World Healthcare Fund	Financial Services	3	2,200	$28,846.00	0	$0.00
TIME Time Finance plc	Financial Services	3	45,652	$29,751.00	0	$0.00
WHF Whitefield Industrials Limited	Financial Services	3	510,541	$2,693,782.00	0	$0.00
WZR Wisr Limited	Financial Services	3	1,455,500	$44,442.00	0	$0.00
UTG Reaves Utility Income Fund	Financial Services	3	892	$29,398.00	0	$0.00
TRIG The Renewables Infrastructure Group Limited	Financial Services	3	72,015	$78,756.00	0	$0.00
TRY TR Property Investment Trust plc	Financial Services	3	24,028	$99,346.00	0	$0.00
MMD MainStay MacKay DefinedTerm Municipal Opportunities Fund	Financial Services	3	7,800	$118,191.00	0	$0.00
MGCI M&G Credit Income Investment	Financial Services	3	27,535	$34,816.00	0	$0.00
MAJE Majedie Investments	Financial Services	3	44,416	$140,686.00	750,000	$2,358,490.00
LRE Lancashire Holdings Limited	Financial Services	3	28,049	$229,624.00	171,526	$1,236,101.00
LWDB Law Debenture Co.	Financial Services	3	17,349	$202,570.00	6,973	$71,539.00
MTRO Metro Bank Holdings PLC	Financial Services	3	53,996	$59,073.00	29,000	$35,718.00
NMZ Nuveen Municipal High Income Opportunity Fund	Financial Services	3	381	$4,250.00	0	$0.00
NEA Nuveen AMT-Free Quality Municipal Income Fund	Financial Services	3	2,676	$30,975.00	0	$0.00
NESF NextEnergy Solar Fund Limited	Financial Services	3	91,876	$83,868.00	0	$0.00
MUT Murray Income Trust PLC	Financial Services	3	9,338	$51,130.00	0	$0.00
MTW Mattioli Woods plc	Financial Services	3	1,062	$11,004.00	0	$0.00
MNKS Monks	Financial Services	3	2,125	$32,070.00	650	$9,530.00
PML PIMCO Municipal Income Fund II	Financial Services	3	201	$1,777.00	1	$9.00
PRU Prudential plc	Financial Services	3	77,238	$743,963.00	0	$0.00
PAC Pacific Current Group Limited	Financial Services	3	12,200	$142,273.00	70,795	$846,212.00
PAC Pacific Assets	Financial Services	3	14,426	$65,593.00	0	$0.00
PIA Pengana International Equities Limited	Financial Services	3	69,643	$78,789.00	0	$0.00
PTF Pender Growth Fund Inc.	Financial Services	3	278,900	$2,037,328.00	7,500	$39,946.00
QBE QBE Insurance Group Limited	Financial Services	3	4,764	$93,736.00	0	$0.00
REP RAM Essential Services Property Fund	Financial Services	3	782,128	$463,315.00	0	$0.00
RQI Cohen & Steers Quality Income Realty Fund, Inc.	Financial Services	3	5,647	$78,417.00	1,200	$16,872.00
SEC Senvest Capital Inc.	Financial Services	3	0	$0.00	11,400	$2,660,757.00
FRP FRP Advisory Group plc	Financial Services	3	22,871	$41,654.00	87,633	$153,166.00
FSG Foresight Group Holdings Limited	Financial Services	3	113,004	$580,724.00	0	$0.00
FNX Finexia Financial Group Limited	Financial Services	3	100,000	$19,999.00	0	$0.00
GCP GCP Infrastructure Investments Limited	Financial Services	3	65,292	$64,214.00	0	$0.00
FCH Funding Circle Holdings plc	Financial Services	3	2,186	$2,348.00	4,129,870	$6,782,786.00
DPG Duff & Phelps Utility and Infrastructure Fund Inc.	Financial Services	3	4,500	$46,740.00	440	$5,258.00
EMVC EMV Capital plc	Financial Services	3	46,435	$32,439.00	0	$0.00
ESO EPE Special Opportunities	Financial Services	3	14,058	$20,135.00	0	$0.00
IPX Impax Asset Management Group Plc	Financial Services	3	17,500	$95,269.00	2,600	$12,434.00
JEMI JPMorgan Global Emerg Mkts Inc	Financial Services	3	35,000	$59,616.00	0	$0.00
JLS Nuveen Mortgage and Income Fund	Financial Services	3	150	$2,710.00	276	$5,003.00
JUST Just Group plc	Financial Services	3	101,819	$195,830.00	599,854	$801,691.00
KRM KRM22 Plc	Financial Services	3	108,400	$35,507.00	8,400	$2,751.00
LFG Liberty Financial Group Limited	Financial Services	3	127,787	$459,924.00	0	$0.00
HGV Hygrovest Limited	Financial Services	3	717,277	$30,704.00	0	$0.00
HM1 Hearts and Minds Investments Limited	Financial Services	3	66,637	$215,969.00	0	$0.00
HNG Hancock & Gore Ltd	Financial Services	3	325,000	$93,750.00	0	$0.00
IFL Insignia Financial Ltd.	Financial Services	3	46,500	$108,305.00	0	$0.00
IBT International Biotechnology	Financial Services	3	9,903	$92,258.00	0	$0.00
ASHM Ashmore Group Plc	Financial Services	3	60	$151.00	79,444	$184,584.00
BEZ Beazley plc	Financial Services	3	15,000	$150,288.00	27,772	$328,227.00
BCF Builders Capital Mortgage Corp.	Financial Services	3	3,300	$20,297.00	0	$0.00
AMP AMP Limited	Financial Services	3	82,599	$119,177.00	0	$0.00
ANIC Agronomics Limited	Financial Services	3	4,300,000	$264,674.00	0	$0.00
AGFX Argentex Group PLC	Financial Services	3	6,361,070	$3,631,901.00	0	$0.00

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