Most Traded Financial Services Companies

These companies have seen the most insider trading in the last 12 months.

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Company	Sector	Number of Insider Transactions (last 12 months)	Number of Shares Bought	Dollar Amount Bought	Number of Shares Sold	Dollar Amount Sold
RCG RENN Fund	Financial Services	151	44,411	$100,142.00	0	$0.00
ENX Eaton Vance New York Municipal Bond Fund	Financial Services	62	857,600	$8,208,904.00	0	$0.00
BIGZ BlackRock Innovation and Growth Term Trust	Financial Services	51	5,113,607	$38,855,517.00	0	$0.00
NXJ Nuveen New Jersey Quality Municipal Income Fund	Financial Services	44	57,536	$689,617.00	1,099,854	$13,502,884.00
GRX The Gabelli Healthcare & Wellness Trust	Financial Services	37	298,702	$3,023,198.00	0	$0.00
AGF.B AGF Management	Financial Services	27	291,145	$1,960,560.00	603,877	$4,831,199.00
FFH Fairfax Financial	Financial Services	25	137	$200,368.00	23,891	$24,434,014.00
TGP 360 Capital Group	Financial Services	23	5,456,196	$2,159,337.00	0	$0.00
IAG iA Financial	Financial Services	23	0	$0.00	101,760	$8,881,470.00
MAB1 Mortgage Advice Bureau	Financial Services	23	9,940	$86,411.00	0	$0.00
MAV Pioneer Municipal High Income Advantage Fund	Financial Services	22	458,782	$3,839,581.00	0	$0.00
BITF Bitfarms	Financial Services	20	294,141	$509,784.00	104,891	$186,743.00
CIW Clime Investment Management	Financial Services	20	744,474	$164,761.00	0	$0.00
LTI Lindsell Train Investment Trust	Financial Services	20	991	$1,051,426.00	0	$0.00
RY Royal Bank of Canada	Financial Services	19	0	$0.00	309,446	$35,701,354.00
GQG GQG Partners	Financial Services	18	2,130,500	$2,905,927.00	0	$0.00
LGEN Legal & General Group	Financial Services	17	59,631	$192,915.00	197,279	$644,133.00
MFC Manulife Financial	Financial Services	16	0	$0.00	323,153	$8,940,562.00
PNP Pinetree Capital	Financial Services	16	1,000	$6,350.00	59,976	$571,678.00
SBRE Sabre Insurance Group	Financial Services	16	83,936	$161,871.00	61,678	$118,054.00
CM Canadian Imperial Bank of Commerce	Financial Services	15	0	$0.00	425,686	$26,501,361.00
DLG Direct Line Insurance Group	Financial Services	15	10,790	$28,295.00	862,803	$2,769,425.00
GWO Great-West Lifeco	Financial Services	15	0	$0.00	533,033	$18,603,420.00
NA National Bank of Canada	Financial Services	15	14,622	$1,264,715.00	9,807	$782,814.00
TCF 360 Capital Mortgage REIT	Financial Services	14	124,981	$424,024.00	0	$0.00
AJB AJ Bell	Financial Services	14	22,621	$131,389.00	155,803	$845,001.00
CMCX CMC Markets	Financial Services	14	150,160	$432,944.00	39,574	$166,139.00
CVC CVC	Financial Services	14	147,333	$427,448.00	0	$0.00
IHP IntegraFin	Financial Services	14	5,320	$24,939.00	0	$0.00
NPCT Nuveen Core Plus Impact Fund	Financial Services	14	158,174	$1,609,975.00	340,047	$3,838,173.00
BFZ BlackRock California Municipal Income Trust	Financial Services	13	50,579	$517,437.00	317,543	$3,595,874.00
CBG Close Brothers Group	Financial Services	13	13,192	$66,750.00	26,790	$134,568.00
FCIT F&C Investment Trust	Financial Services	13	1,383	$19,341.00	5	$66.00
GNT GAMCO Natural Resources, Gold & Income Trust	Financial Services	13	88,527	$483,411.00	80,993	$485,411.00
NSC NAOS Small Cap Opportunities	Financial Services	13	319,481	$84,558.00	0	$0.00
MHI Pioneer Municipal High Income Fund	Financial Services	13	165,197	$1,530,932.00	0	$0.00
WLE WAM Leaders	Financial Services	13	173,798	$140,079.00	0	$0.00
SBC Brompton Split Banc	Financial Services	12	0	$0.00	116,819	$868,457.00
XAU Goldmoney	Financial Services	12	85,100	$456,699.00	0	$0.00
IFC Intact Financial	Financial Services	12	0	$0.00	51,365	$9,060,700.00
CAM Clime Capital	Financial Services	11	171,293	$100,726.00	0	$0.00
CRE Conduit	Financial Services	11	246,896	$1,307,046.00	0	$0.00
FMN Federated Hermes Premier Municipal Income Fund	Financial Services	11	4,020	$55,691.00	525,843	$6,663,460.00
SOL Washington H. Soul Pattinson and Company Limited	Financial Services	11	343,540	$7,599,114.00	0	$0.00
FN First National Financial	Financial Services	10	275,271	$7,940,370.00	0	$0.00
NCC NAOS Emerging Opportunities	Financial Services	10	295,290	$87,432.00	0	$0.00
NDA Neptune Digital Assets	Financial Services	10	105,000	$25,458.00	0	$0.00
PAG Paragon Banking Group	Financial Services	10	38,613	$402,056.00	294,401	$3,015,564.00
CBOE Cboe Global Markets	Financial Services	9	0	$0.00	25,361	$4,858,386.00
CBA Commonwealth Bank of Australia	Financial Services	9	409	$36,926.00	30,752	$2,685,945.00
DMA Destra Multi-Alternative Fund	Financial Services	9	370,988	$3,071,647.00	0	$0.00
HLI Helia Group	Financial Services	9	440,758	$1,266,754.00	285,153	$1,062,229.00
OLY Olympia Financial Group	Financial Services	9	235	$18,192.00	4,470	$333,643.00
RAT Rathbones Group	Financial Services	9	62	$1,419.00	14,267	$311,786.00
BPM B.P. Marsh & Partners	Financial Services	8	3,131	$23,034.00	81,397	$723,386.00
BFL BSP Financial Group	Financial Services	8	13,278	$85,356.00	0	$0.00
CVCE CVC Income & Growth	Financial Services	8	128,420	$197,376.00	0	$0.00
GLXY Galaxy Digital	Financial Services	8	0	$0.00	224,968	$2,815,745.00
KYN Kayne Anderson Energy Infrastructure Fund	Financial Services	8	379,350	$8,180,245.00	0	$0.00
NAC NAOS Ex-50 Opportunities	Financial Services	8	146,048	$45,036.00	0	$0.00
NAB National Australia Bank	Financial Services	8	33,399	$802,088.00	31,000	$702,487.00
NAIT North American Income Trust	Financial Services	8	320,856	$1,343,130.00	10,000	$42,419.00
OIG Oryx International Growth Fund	Financial Services	8	41,563	$776,106.00	5,000	$83,634.00
GDV The Gabelli Dividend & Income Trust	Financial Services	8	3,140,800	$31,529,922.00	0	$0.00
AV Aviva	Financial Services	7	124,228	$805,219.00	523,728	$3,889,589.00
BARC Barclays	Financial Services	7	8,287	$26,690.00	437,898	$1,526,065.00
BBC BNK Banking	Financial Services	7	217,689	$46,026.00	0	$0.00
CAV Cavendish Financial	Financial Services	7	640,756	$81,848.00	1,515,686	$219,763.00
CIX CI Financial	Financial Services	7	0	$0.00	422,540	$9,305,765.00
EARN EARNZ	Financial Services	7	1,628,214	$159,426.00	4,000,000	$428,208.00
TEAF Ecofin Sustainable and Social Impact Term Fund	Financial Services	7	134,310	$1,452,559.00	0	$0.00
FSCO FS Credit Opportunities	Financial Services	7	18,190	$118,856.00	321,821	$1,975,084.00
IPC Imperial Pacific	Financial Services	7	28,000	$26,019.00	0	$0.00
INVP Investec Group	Financial Services	7	0	$0.00	614,042	$5,656,076.00
EMG Man Group	Financial Services	7	115,732	$359,092.00	349,056	$982,203.00
NHF NIB	Financial Services	7	92,456	$377,653.00	211,760	$787,420.00
SRV NXG Cushing Midstream Energy Fund	Financial Services	7	1,418	$59,653.00	5,746	$261,519.00
PHNX Phoenix Group	Financial Services	7	173	$1,202.00	151,586	$1,180,557.00
PVL Powerhouse Ventures	Financial Services	7	903,845	$43,480.00	0	$0.00
RELI Reliance Global Group	Financial Services	7	12,705	$58,615.00	46,722	$75,844.00
RYD Ryder Capital	Financial Services	7	190,981	$142,492.00	4,225,000	$3,316,585.00
STB Secure Trust Bank	Financial Services	7	28,386	$291,875.00	12,015	$98,454.00
SLF Sun Life Financial	Financial Services	7	19,200	$1,013,772.00	103,942	$6,212,423.00
WAG The Australian Wealth Advisors Group	Financial Services	7	461,981	$89,674.00	0	$0.00
TSU Trisura Group	Financial Services	7	3,000	$91,543.00	82,236	$2,445,061.00
UEM Utilico Emerging Markets Trust	Financial Services	7	35,476	$102,840.00	0	$0.00
WAM WAM Capital	Financial Services	7	162,137	$154,760.00	0	$0.00
AFB AllianceBernstein National Municipal Income Fund	Financial Services	6	141,144	$1,541,499.00	0	$0.00
ALPH Alpha Group International	Financial Services	6	125,000	$3,533,720.00	12,449	$414,892.00
ARC ARC Funds	Financial Services	6	125,171	$8,063.00	0	$0.00
AUB AUB Group	Financial Services	6	9,119	$181,255.00	7,745	$161,354.00
AGT AVI Global Trust	Financial Services	6	52,000	$159,760.00	0	$0.00
BEN Bendigo and Adelaide Bank	Financial Services	6	57,592	$421,613.00	25,000	$201,602.00
BKI BKI Investment	Financial Services	6	632,981	$708,058.00	0	$0.00
CSN Chesnara	Financial Services	6	40,296	$141,159.00	41,384	$140,434.00
EMO ClearBridge Energy Midstream Opportunity Fund	Financial Services	6	0	$0.00	38,547	$1,733,538.00
EQT EQT	Financial Services	6	21,627	$416,068.00	0	$0.00
FSZ Fiera Capital	Financial Services	6	0	$0.00	217,867	$1,228,006.00
FGX Future Generation Australia	Financial Services	6	179,776	$140,217.00	0	$0.00
HGT HgCapital Trust	Financial Services	6	18,248	$116,152.00	0	$0.00
HUB HUB24	Financial Services	6	37,358	$1,664,746.00	204,566	$8,836,394.00
INPP International Public Partnerships	Financial Services	6	153,009	$239,603.00	0	$0.00
LIO Liontrust Asset Management	Financial Services	6	66,027	$404,561.00	29,897	$133,635.00
MFF MFF Capital Investments	Financial Services	6	928,427	$2,351,876.00	0	$0.00
MYS MyState	Financial Services	6	40,930	$98,052.00	0	$0.00
NWG NatWest Group	Financial Services	6	3,010	$14,333.00	533,746	$2,799,791.00
OSB OSB Group	Financial Services	6	20,000	$102,234.00	46,650	$281,592.00
PPT Perpetual	Financial Services	6	20,006	$252,641.00	0	$0.00
PNL Personal Assets	Financial Services	6	799	$5,338.00	0	$0.00
PPS Praemium	Financial Services	6	376,829	$131,641.00	0	$0.00
PRL Propel	Financial Services	6	500	$11,450.00	60,459	$2,241,340.00
RPL Regal Partners	Financial Services	6	104,350	$165,057.00	535,307	$974,533.00
RCP RIT Capital Partners	Financial Services	6	8,083	$213,714.00	68,269	$1,703,374.00
SFC Sagicor Financial	Financial Services	6	22,200	$95,325.00	233,400	$1,328,032.00
SDR Schroders	Financial Services	6	40,364	$185,264.00	0	$0.00
SDF Steadfast Group	Financial Services	6	68,075	$243,613.00	256,778	$936,466.00
TIP Teaminvest Private Group	Financial Services	6	136,622	$113,354.00	0	$0.00
VANQ Vanquis Banking Group	Financial Services	6	1,652	$1,204.00	0	$0.00
ZIP ZIP	Financial Services	6	157,041	$192,957.00	30,250,000	$64,802,563.00
AAB Aberdeen International	Financial Services	5	1,677,000	$58,791.00	14,558,000	$527,463.00
ADM Admiral Group	Financial Services	5	5,343	$209,661.00	18,510	$696,013.00
AVK Advent Convertible and Income Fund	Financial Services	5	20,264	$229,292.00	0	$0.00
ANZ ANZ Group	Financial Services	5	31,438	$590,699.00	12,500	$241,939.00
AGFX Argentex Group	Financial Services	5	6,649,744	$3,886,868.00	0	$0.00
BGUK Baillie Gifford UK Growth Trust	Financial Services	5	55,554	$138,837.00	0	$0.00
BAM Brookfield Asset Management	Financial Services	5	0	$0.00	660,035	$24,764,939.00
CWB Canadian Western Bank	Financial Services	5	6,587	$179,577.00	9,500	$268,688.00
COG COG Financial Services	Financial Services	5	2,181,521	$1,344,312.00	20,144,875	$12,931,025.00
DUI Diversified United Investment	Financial Services	5	156,953	$521,567.00	0	$0.00
GRF Eagle Capital Growth Fund	Financial Services	5	15,027	$145,134.00	0	$0.00
EFR Eaton Vance Senior Floating-Rate Trust	Financial Services	5	1,955	$24,809.00	1,839	$23,569.00
EVT Eaton Vance Tax-Advantaged Dividend Income Fund	Financial Services	5	9,930	$238,320.00	0	$0.00
EGL Ecofin Global Utilities and Infrastructure Trust	Financial Services	5	7	$17.00	30,985	$73,397.00
FSI Flagship Investments	Financial Services	5	48,500	$65,560.00	0	$0.00
HICL HICL Infrastructure	Financial Services	5	106,713	$164,193.00	0	$0.00
HIVE HIVE Digital Technologies	Financial Services	5	0	$0.00	8,295	$37,385.00
HSBA HSBC	Financial Services	5	68,641	$657,685.00	88,718	$1,059,955.00
KAM K2 Asset Management	Financial Services	5	130,404	$4,176.00	0	$0.00
MNL Manchester & London	Financial Services	5	16,384	$154,240.00	0	$0.00
MTU Montanaro UK Smaller Companies	Financial Services	5	44,021	$58,157.00	0	$0.00
N1H N1	Financial Services	5	272,239	$21,498.00	0	$0.00
NAD Nuveen Quality Municipal Income Fund	Financial Services	5	20,255	$237,086.00	0	$0.00
NXG NXG NextGen Infrastructure Income Fund	Financial Services	5	1,523	$60,660.00	1,264	$52,324.00
OFX OFX Group	Financial Services	5	249,622	$223,657.00	0	$0.00
PIN Pantheon International	Financial Services	5	753,584	$3,239,145.00	0	$0.00
PGH Personal Group	Financial Services	5	12,846	$34,835.00	0	$0.00
X TMX Group	Financial Services	5	0	$0.00	259,055	$7,395,150.00
ABDN abrdn	Financial Services	4	369,247	$688,363.00	212,589	$436,229.00
APL Associate Global Partners	Financial Services	4	58,740	$5,421.00	30,977	$33,359.00
ASX ASX	Financial Services	4	3,600	$152,442.00	0	$0.00
BMO Bank of Montreal	Financial Services	4	0	$0.00	35,341	$3,284,493.00
BHD Benjamin Hornigold	Financial Services	4	567,100	$80,212.00	0	$0.00
BRFI BlackRock Frontiers	Financial Services	4	55,852	$109,031.00	0	$0.00
THRG BlackRock Throgmorton Trust	Financial Services	4	11,721	$88,637.00	0	$0.00
BRH Braveheart Investment Group	Financial Services	4	3,370,701	$188,447.00	0	$0.00
CLDN Caledonia Investments	Financial Services	4	135	$6,864.00	12,773	$609,068.00
CCJI CC Japan Income & Growth	Financial Services	4	13,096	$29,282.00	0	$0.00
CGF Challenger	Financial Services	4	21,789	$83,189.00	187,331	$769,422.00
CYN CQS Natural Resources Growth and Income	Financial Services	4	20,000	$52,888.00	0	$0.00
CTPE CT Private Equity Trust	Financial Services	4	15,606	$95,092.00	0	$0.00
ECN ECN Capital	Financial Services	4	225,000	$414,468.00	120,300	$254,573.00
ECP ECP Emerging Growth	Financial Services	4	11,187	$9,827.00	0	$0.00
FID Fiducian Group	Financial Services	4	95,500	$403,865.00	10,527	$61,090.00
FSFL Foresight Solar	Financial Services	4	145,090	$166,215.00	0	$0.00
GCP GCP Infrastructure Investments	Financial Services	4	79,301	$78,889.00	0	$0.00
GSY goeasy	Financial Services	4	3,050	$381,515.00	8,800	$1,153,224.00
GOW Gowing Bros.	Financial Services	4	205,000	$291,396.00	0	$0.00
HHI Henderson High Income Trust	Financial Services	4	15,058	$34,043.00	0	$0.00
IGG IG Group	Financial Services	4	50,335	$624,967.00	23,088	$281,146.00
IEM Impax Environmental Markets	Financial Services	4	9,245	$46,718.00	0	$0.00
IPU Invesco Perpetual UK Smaller	Financial Services	4	19,714	$105,781.00	0	$0.00
JMG JPMorgan Emerging Markets	Financial Services	4	68,524	$85,421.00	0	$0.00
JUGI JPMorgan UK Small Cap Growth & Income	Financial Services	4	9,972	$40,065.00	0	$0.00
JUP Jupiter Fund Management	Financial Services	4	163,000	$165,461.00	57,059	$61,846.00
KAT Katana Capital	Financial Services	4	1,625	$1,261.00	0	$0.00
KZG Kazera Global	Financial Services	4	6,500,000	$1,399,704.00	0	$0.00
LSEG London Stock Exchange Group	Financial Services	4	0	$0.00	48,729	$7,606,678.00
MFG Magellan Financial Group	Financial Services	4	26,150	$145,321.00	63,948	$349,049.00
GROW Molten Ventures	Financial Services	4	33,215	$136,299.00	0	$0.00
NGI Navigator Global Investments	Financial Services	4	257,513	$279,804.00	0	$0.00
OAP3 Octopus Apollo VCT	Financial Services	4	83,226	$59,696.00	54,451	$34,245.00
PMF PIMCO Municipal Income Fund	Financial Services	4	27,205	$246,815.00	0	$0.00
PMI Premier Miton Group	Financial Services	4	3,931	$3,263.00	141,783	$3,370,636.00
RICA Ruffer Investment	Financial Services	4	24,500	$89,829.00	0	$0.00
ATR Schroder Asian Total Return Inv.	Financial Services	4	36,520	$227,984.00	0	$0.00
SMT Scottish Mortgage	Financial Services	4	9,011	$106,750.00	0	$0.00
SEQ Sequoia Financial Group	Financial Services	4	830,335	$233,124.00	0	$0.00
STAN Standard Chartered	Financial Services	4	33,453	$518,380.00	144,361	$1,635,738.00
SUN Suncorp Group	Financial Services	4	264,956	$3,073,719.00	0	$0.00
TAVI Tavistock Investments	Financial Services	4	3,889,000	$208,161.00	0	$0.00
TEAM TEAM	Financial Services	4	160,845	$25,826.00	0	$0.00
BNKR The Bankers Investment Trust	Financial Services	4	70,284	$104,547.00	0	$0.00
BIOG The Biotech Growth Trust	Financial Services	4	6,222	$75,731.00	0	$0.00
GUT The Gabelli Utility Trust	Financial Services	4	318	$6,568.00	50	$300.00
GSCT The Global Smaller Companies Trust	Financial Services	4	32,512	$66,692.00	0	$0.00
MGLD Marygold Companies	Financial Services	4	142,149	$200,496.00	7,000	$10,570.00
TD Toronto-Dominion Bank	Financial Services	4	28,119	$1,652,471.00	54,460	$3,405,202.00
UTL UIL	Financial Services	4	47,591	$70,146.00	0	$0.00
WBC Westpac Banking	Financial Services	4	100,519	$2,078,050.00	1,000	$64,102.00
WWH Worldwide Healthcare	Financial Services	4	110,267	$466,301.00	0	$0.00
AAIF abrdn Asian Income Fund	Financial Services	3	18,627	$53,286.00	0	$0.00
ANIC Agronomics	Financial Services	3	4,300,000	$270,305.00	0	$0.00
AMP AMP	Financial Services	3	82,599	$76,395.00	0	$0.00
APAX Apax Global Alpha	Financial Services	3	59,537	$111,819.00	0	$0.00
ASHM Ashmore Group	Financial Services	3	60	$154.00	79,444	$188,511.00
BGS Baillie Gifford Shin Nippon	Financial Services	3	39,000	$53,538.00	0	$0.00
BEZ Beazley	Financial Services	3	15,000	$153,484.00	27,772	$335,211.00
BMN Blackrock 2037 Municipal Target Term Trust	Financial Services	3	1,790	$43,475.00	0	$0.00
BRGE BlackRock Greater Europe	Financial Services	3	4,582	$36,832.00	0	$0.00
BCF Builders Capital Mortgage	Financial Services	3	3,300	$20,739.00	0	$0.00
CABP CAB Payments	Financial Services	3	710,866	$621,520.00	0	$0.00
RQI Cohen & Steers Quality Income Realty Fund	Financial Services	3	5,647	$78,417.00	1,200	$16,872.00
CPU Computershare	Financial Services	3	142,357	$2,586,575.00	0	$0.00
CRWN Crown Capital Partners	Financial Services	3	2,200	$5,061.00	0	$0.00
DMGI DMG Blockchain Solutions	Financial Services	3	133,066	$37,464.00	0	$0.00
EMVC EMV Capital	Financial Services	3	46,435	$33,129.00	0	$0.00
ESO EPE Special Opportunities	Financial Services	3	17,711	$16,321.00	0	$0.00
FNX Finexia Financial Group	Financial Services	3	100,000	$12,819.00	0	$0.00
FSG Foresight Group	Financial Services	3	113,004	$593,080.00	0	$0.00
FRP FRP Advisory Group	Financial Services	3	22,871	$42,540.00	87,633	$156,424.00
FCH Funding Circle	Financial Services	3	2,186	$2,398.00	4,129,870	$6,927,101.00
GOT Global Opportunities Trust	Financial Services	3	115,000	$432,623.00	0	$0.00
HNG Hancock & Gore	Financial Services	3	325,000	$60,094.00	0	$0.00
HM1 Hearts and Minds Investments	Financial Services	3	66,637	$138,442.00	0	$0.00
HGV Hygrovest	Financial Services	3	717,277	$19,682.00	0	$0.00
IFL Insignia Financial	Financial Services	3	46,500	$69,425.00	0	$0.00
IBT International Biotechnology	Financial Services	3	9,903	$94,220.00	0	$0.00
HEQ John Hancock Hedged Equity & Income Fund	Financial Services	3	3,195	$32,510.00	0	$0.00
HPI John Hancock Preferred Income Fund	Financial Services	3	2,006	$32,282.00	0	$0.00
HPF John Hancock Preferred Income Fund II	Financial Services	3	2,014	$32,154.00	0	$0.00
HPS John Hancock Preferred Income Fund III	Financial Services	3	2,240	$32,301.00	0	$0.00
JCGI JPMorgan China Growth & Income	Financial Services	3	17,375	$56,189.00	0	$0.00
JEMI JPMorgan Global Emerg Mkts	Financial Services	3	35,000	$60,885.00	0	$0.00
LRE Lancashire	Financial Services	3	28,049	$234,510.00	171,526	$1,262,401.00
LFG Liberty Financial Group	Financial Services	3	127,787	$294,823.00	0	$0.00
MGCI M&G Credit Income Investment	Financial Services	3	27,535	$35,557.00	0	$0.00
MMD MainStay MacKay DefinedTerm Municipal Opportunities Fund	Financial Services	3	7,800	$118,191.00	0	$0.00
MAJE Majedie Investments	Financial Services	3	44,416	$143,680.00	750,000	$2,408,671.00
MTW Mattioli Woods	Financial Services	3	1,062	$11,237.00	0	$0.00
MTRO Metro Bank	Financial Services	3	53,996	$60,331.00	29,000	$36,477.00
MNKS Monks	Financial Services	3	2,125	$32,752.00	650	$9,733.00
MUT Murray Income Trust	Financial Services	3	9,338	$52,218.00	0	$0.00
NESF NextEnergy Solar Fund	Financial Services	3	91,876	$85,652.00	0	$0.00
NEA Nuveen AMT-Free Quality Municipal Income Fund	Financial Services	3	2,676	$30,975.00	0	$0.00
JFR Nuveen Floating Rate Income Fund	Financial Services	3	20,000	$165,750.00	20,000	$175,400.00
JLS Nuveen Mortgage and Income Fund	Financial Services	3	150	$2,710.00	276	$5,003.00
NMZ Nuveen Municipal High Income Opportunity Fund	Financial Services	3	381	$4,250.00	0	$0.00
PAC Pacific Assets	Financial Services	3	14,426	$66,989.00	0	$0.00
PAC Pacific Current Group	Financial Services	3	12,200	$91,200.00	70,795	$542,443.00
PTF Pender Growth Fund	Financial Services	3	278,900	$2,081,618.00	7,500	$40,815.00

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