PFLT Insider Trading

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Insider Trading History
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About

Insider Ownership Percentage: 1.00%

Insider Buying (Last 12 Months): $242,796.05

Insider Selling (Last 12 Months): $0.00

PennantPark Floating Rate Capital Insider Trading History Chart

PennantPark Floating Rate Capital Share Price & Price History

^$10.34

▲ +0.11 (1.08%)

As of 05/19/2025 04:57 PM ET

Days: 30 | 90 | 365

PennantPark Floating Rate Capital Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
5/14/2025	José A. Briones	Director	Buy	9,840	$10.15	$99,876.00	329,438
6/5/2024	José A. Briones	Director	Buy	1,745	$11.40	$19,893.00	319,598
5/30/2024	Richard T. Allorto, Jr.	CFO	Buy	10,000	$11.30	$113,000.00	10,000
5/28/2024	José A. Briones	Director	Buy	885	$11.33	$10,027.05	317,738
5/13/2024	José A. Briones	Director	Buy	1,740	$11.48	$19,975.20	316,853

SEC Filings (Institutional Ownership Changes) for PennantPark Floating Rate Capital (NASDAQ:PFLT)

19.77% of PennantPark Floating Rate Capital stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

PennantPark Floating Rate Capital Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
5/19/2025	Jane Street Group LLC	319,736	$3.58M	0.0%	+692.7%	0.322%
5/16/2025	PharVision Advisers LLC	14,355	$0.16M	0.2%	-7.7%	0.014%
5/16/2025	Millennium Management LLC	1,196,752	$13.39M	0.0%	+85.0%	1.206%
5/16/2025	Advisors Asset Management Inc.	331,123	$3.71M	0.1%	+6.1%	0.376%
5/15/2025	Scoggin Management LP	1,469,691	$16.45M	4.6%	N/A	1.671%
5/15/2025	Royal Bank of Canada	28,907	$0.32M	0.0%	-18.0%	0.033%
5/15/2025	Magnetar Financial LLC	132,368	$1.48M	0.0%	N/A	0.150%
5/15/2025	Trexquant Investment LP	416,710	$4.66M	0.1%	+11.5%	0.474%
5/12/2025	Virtu Financial LLC	10,519	$0.12M	0.0%	-81.2%	0.012%
5/12/2025	Entropy Technologies LP	63,145	$0.71M	0.1%	+283.1%	0.072%
5/12/2025	Invesco Ltd.	1,049,808	$11.75M	0.0%	+8.9%	1.194%
5/8/2025	XTX Topco Ltd	87,356	$0.98M	0.0%	N/A	0.099%
5/7/2025	LPL Financial LLC	438,966	$4.91M	0.0%	+1.5%	0.499%
5/6/2025	Cetera Investment Advisers	62,375	$0.70M	0.0%	+94.5%	0.071%
5/6/2025	Wedbush Securities Inc.	132,529	$1.48M	0.1%	+4.0%	0.151%
5/6/2025	Y Intercept Hong Kong Ltd	24,823	$0.28M	0.0%	-29.3%	0.028%
5/6/2025	Garner Asset Management Corp	14,620	$0.16M	0.1%	-16.7%	0.017%
5/6/2025	PFG Advisors	108,150	$1.21M	0.1%	+3.8%	0.123%
5/5/2025	Denali Advisors LLC	70,953	$0.79M	0.1%	+11.9%	0.081%
5/2/2025	Graypoint LLC	73,134	$0.82M	0.1%	+2.8%	0.083%
4/30/2025	M&T Bank Corp	21,899	$0.25M	0.0%	N/A	0.025%
4/30/2025	Synergy Investment Management LLC	22,651	$0.25M	0.1%	+8.9%	0.026%
4/29/2025	Envestnet Asset Management Inc.	37,559	$0.42M	0.0%	N/A	0.043%
4/28/2025	Strategic Financial Concepts LLC	64,161	$0.72M	0.1%	-3.1%	0.073%
4/25/2025	Sovran Advisors LLC	33,511	$0.38M	0.0%	N/A	0.038%
4/22/2025	TrueMark Investments LLC	310,616	$3.48M	0.9%	+735.7%	0.353%
4/22/2025	Cambridge Investment Research Advisors Inc.	59,048	$0.66M	0.0%	+17.6%	0.067%
4/22/2025	PFG Investments LLC	112,590	$1.26M	0.1%	+5.0%	0.128%
4/18/2025	Cornerstone Wealth Management LLC	73,732	$0.83M	0.1%	N/A	0.084%
4/17/2025	Janney Montgomery Scott LLC	43,716	$0.49M	0.0%	+6.3%	0.050%
4/17/2025	Sound Income Strategies LLC	3,585,201	$40.12M	2.4%	+8.0%	4.076%
4/16/2025	GraniteShares Advisors LLC	239,300	$2.68M	1.7%	+6.5%	0.272%
4/14/2025	Miracle Mile Advisors LLC	11,060	$0.12M	0.0%	N/A	0.013%
2/18/2025	PharVision Advisers LLC	15,560	$0.17M	0.1%	N/A	0.019%
2/18/2025	Mpwm Advisory Solutions LLC	5,000	$55K	0.0%	N/A	0.006%
2/17/2025	Two Sigma Advisers LP	716,775	$7.83M	0.0%	+2.3%	0.861%
2/17/2025	Two Sigma Investments LP	1,106,128	$12.09M	0.0%	-18.3%	1.329%
2/17/2025	Tidal Investments LLC	103,334	$1.13M	0.0%	+2.3%	0.124%
2/17/2025	Millennium Management LLC	646,741	$7.07M	0.0%	+94.4%	0.777%
2/17/2025	D. E. Shaw & Co. Inc.	30,558	$0.33M	0.0%	+199.2%	0.037%
2/17/2025	Cetera Investment Advisers	32,062	$0.35M	0.0%	-5.3%	0.039%
2/17/2025	Brevan Howard Capital Management LP	66,685	$0.73M	0.0%	N/A	0.080%
2/17/2025	Balyasny Asset Management L.P.	1,507,513	$16.48M	0.0%	+57.4%	1.811%
2/17/2025	Bank of America Corp DE	14,880	$0.16M	0.0%	+14.6%	0.018%
2/17/2025	BNP Paribas Financial Markets	20,219	$0.22M	0.0%	+1,455.3%	0.024%
2/14/2025	Jane Street Group LLC	40,337	$0.44M	0.0%	+179.8%	0.048%
2/14/2025	Westbourne Investments Inc.	19,977	$0.22M	0.1%	N/A	0.024%
2/14/2025	Northern Trust Corp	38,449	$0.42M	0.0%	+16.4%	0.046%
2/14/2025	Quarry LP	3,674	$40K	0.0%	+190.2%	0.004%
2/14/2025	Aquatic Capital Management LLC	68,748	$0.75M	0.0%	+46.3%	0.083%
2/14/2025	Virtus ETF Advisers LLC	80,829	$0.88M	0.4%	+17.9%	0.097%
2/14/2025	Nebula Research & Development LLC	12,820	$0.14M	0.0%	N/A	0.015%
2/14/2025	MGO One Seven LLC	66,400	$0.73M	0.0%	N/A	0.080%
2/14/2025	Stifel Financial Corp	63,279	$0.69M	0.0%	-4.2%	0.076%
2/13/2025	CANADA LIFE ASSURANCE Co	55,277	$0.60M	0.0%	-5.1%	0.066%
2/13/2025	Marshall Wace LLP	124,751	$1.36M	0.0%	-79.8%	0.150%
2/13/2025	Guggenheim Capital LLC	47,999	$0.53M	0.0%	+6.4%	0.058%
2/13/2025	Raymond James Financial Inc.	25,937	$0.28M	0.0%	N/A	0.031%
2/13/2025	Legal & General Group Plc	486,044	$5.32M	0.0%	+0.4%	0.584%
2/13/2025	Invesco Ltd.	963,709	$10.53M	0.0%	N/A	1.158%
2/13/2025	Wedbush Securities Inc.	127,492	$1.39M	0.0%	+5.3%	0.153%
2/13/2025	Dynamic Technology Lab Private Ltd	12,748	$0.14M	0.0%	N/A	0.015%
2/12/2025	Trexquant Investment LP	373,613	$4.08M	0.0%	-13.1%	0.449%
2/12/2025	TrueMark Investments LLC	37,168	$0.41M	0.1%	N/A	0.045%
2/11/2025	LPL Financial LLC	432,287	$4.73M	0.0%	+20.4%	0.519%
2/11/2025	Optimum Investment Advisors	17,500	$0.19M	0.1%	-39.2%	0.021%
2/11/2025	Quantbot Technologies LP	13,389	$0.15M	0.0%	-56.0%	0.016%
2/11/2025	Virtu Financial LLC	56,077	$0.61M	0.0%	N/A	0.067%
2/11/2025	AllSquare Wealth Management LLC	9,200	$0.10M	0.1%	-32.8%	0.011%
2/10/2025	Advisors Asset Management Inc.	312,160	$3.41M	0.1%	+10.8%	0.375%
2/10/2025	GWN Securities Inc.	22,226	$0.25M	0.1%	N/A	0.027%
2/10/2025	Corient Private Wealth LLC	15,687	$0.17M	0.0%	N/A	0.019%
2/10/2025	Commonwealth Equity Services LLC	40,826	$0.45M	0.0%	+10.2%	0.049%
2/10/2025	Connor Clark & Lunn Investment Management Ltd.	95,680	$1.05M	0.0%	N/A	0.115%
2/7/2025	HighTower Advisors LLC	96,061	$1.05M	0.0%	-12.1%	0.115%
2/7/2025	MQS Management LLC	16,959	$0.19M	5.3%	N/A	0.020%
2/6/2025	Raymond James Financial Inc.	25,937	$0.28M	0.0%	N/A	0.031%
2/6/2025	Synergy Investment Management LLC	20,795	$0.23M	0.1%	N/A	0.025%
2/6/2025	Investment Partners LTD.	10,000	$0.11M	0.0%	N/A	0.012%
2/5/2025	US Bancorp DE	4,000	$44K	0.0%	-52.6%	0.005%
2/5/2025	NewEdge Wealth LLC	288,372	$3.15M	0.1%	+0.6%	0.346%
2/4/2025	GraniteShares Advisors LLC	224,800	$2.46M	1.6%	N/A	0.270%
2/4/2025	Denali Advisors LLC	63,430	$0.69M	0.1%	-19.8%	0.076%
2/4/2025	IFP Advisors Inc	3,889	$43K	0.0%	-55.4%	0.005%
2/4/2025	Y Intercept Hong Kong Ltd	35,092	$0.38M	0.0%	-30.7%	0.042%
2/3/2025	Sigma Planning Corp	10,891	$0.12M	0.0%	N/A	0.013%
1/31/2025	Global Retirement Partners LLC	19,013	$0.21M	0.0%	-72.4%	0.023%
1/30/2025	Strategic Financial Concepts LLC	66,200	$0.72M	0.0%	+8.0%	0.080%
1/30/2025	Blue Trust Inc.	12,400	$0.14M	0.0%	N/A	0.015%
1/30/2025	Walkner Condon Financial Advisors LLC	17,500	$0.19M	0.0%	N/A	0.021%
1/29/2025	Van ECK Associates Corp	1,985,730	$21.70M	0.0%	+10.4%	2.386%
1/29/2025	Jmac Enterprises LLC	15,669	$0.17M	0.0%	+50.5%	0.019%
1/28/2025	Entropy Technologies LP	16,483	$0.18M	0.0%	N/A	0.020%
1/28/2025	Strategic Financial Concepts LLC	723,566	$7.91M	0.0%	+1,080.4%	0.869%
1/27/2025	Mirae Asset Global Investments Co. Ltd.	12,069	$0.13M	0.0%	N/A	0.015%
1/22/2025	PFG Investments LLC	107,180	$1.17M	0.1%	+2.0%	0.129%
1/21/2025	Firethorn Wealth Partners LLC	10,100	$0.11M	0.1%	-22.4%	0.012%
1/21/2025	Sound Income Strategies LLC	3,320,039	$36.29M	2.2%	+12.0%	3.989%
1/17/2025	Janney Montgomery Scott LLC	41,137	$0.45M	0.0%	-26.0%	0.049%
1/10/2025	Graypoint LLC	71,156	$0.78M	0.0%	+2.7%	0.085%

Data available starting January 2016

See Full Table

PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent non-U.S. companies. The fund typically invests between $2 million and $20 million. The fund also invests in equity securities, such as preferred stock, common stock, warrants or options received in connection with debt investments or through direct investments. It primarily invests between $10 million and $50 million in investments in senior secured loans and mezzanine debt. It seeks to invest in companies not rated by national rating agencies. The companies if rated would be between BB and CCC under the Standard & Poor's system. The fund invests 30% is invested in non-qualifying assets like investments in public companies whose securities are not thinly traded or do not have a market capitalization of less than $250 million, securities of middle-market companies located outside of the United States, high-yield bonds, distressed debt, private equity, securities of public companies that are not thinly traded, and investment companies as defined in the 1940 Act. Under normal conditions, the fund expects atleast 80 percent of its net assets plus any borrowings for investment purposes to be invested in Floating Rate Loans and investments with similar economic characteristics, including cash equivalents invested in money market funds. It expects to represent 65 percent of its portfolio through senior secured loans. In case of floating rate loans, it holds investments for a period of three to ten years.

Today's Range

Now: $10.34

$10.12

$10.35

50 Day Range

MA: $10.29

$9.18

$11.43

52 Week Range

Now: $10.34

$8.82

$12.02

Volume

1,106,818 shs

Average Volume

1,004,786 shs

Market Capitalization

$1.03 billion

P/E Ratio

7.39

Dividend Yield

12.15%

Beta

1.01

Who are the company insiders with the largest holdings of PennantPark Floating Rate Capital?: PennantPark Floating Rate Capital's top insider shareholders include:
Jose A Briones (Director)
Richard T Allorto Jr (CFO)
Learn More about top insider investors at PennantPark Floating Rate Capital.
Who are the major institutional investors of PennantPark Floating Rate Capital?: PennantPark Floating Rate Capital's top institutional shareholders include:
Sound Income Strategies LLC — 4.08%
Scoggin Management LP — 1.67%
Millennium Management LLC — 1.21%
Invesco Ltd. — 1.19%
LPL Financial LLC — 0.50%
Trexquant Investment LP — 0.47%
Learn More about top institutional investors of PennantPark Floating Rate Capital stock.
Which institutional investors are selling PennantPark Floating Rate Capital stock?: Within the previous quarter, PFLT stock was sold by these institutional investors:
Virtu Financial LLC
Y Intercept Hong Kong Ltd
Royal Bank of Canada
Garner Asset Management Corp
Strategic Financial Concepts LLC
PharVision Advisers LLC
Which institutional investors are buying PennantPark Floating Rate Capital stock?: In the previous quarter, PFLT stock was acquired by institutional investors including:
Scoggin Management LP
Millennium Management LLC
TrueMark Investments LLC
Sound Income Strategies LLC
Magnetar Financial LLC
XTX Topco Ltd
Invesco Ltd.
Cornerstone Wealth Management LLC
During the previous year, these company insiders have bought PennantPark Floating Rate Capital stock:
Jose A Briones (Director)
Richard T Allorto Jr (CFO)
Learn More investors buying PennantPark Floating Rate Capital stock.