PFLT Insider Trading

Insider Ownership Percentage: 1.00%
Insider Buying (Last 12 Months): $162,895.25
Insider Selling (Last 12 Months): $0.00

PennantPark Floating Rate Capital Insider Trading History Chart

This chart shows the insider buying and selling history at PennantPark Floating Rate Capital by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

PennantPark Floating Rate Capital Share Price & Price History

Current Price: $11.06
Price Change: Price Decrease of -0.04 (-0.36%)
As of 11/20/2024 01:00 AM ET

This chart shows the closing price history over time for PFLT up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

PennantPark Floating Rate Capital Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
6/5/2024Jose A BrionesDirectorBuy1,745$11.40$19,893.00319,598View SEC Filing Icon  
5/30/2024Richard T Allorto JrCFOBuy10,000$11.30$113,000.0010,000View SEC Filing Icon  
5/28/2024Jose A BrionesDirectorBuy885$11.33$10,027.05317,738View SEC Filing Icon  
5/13/2024Jose A BrionesDirectorBuy1,740$11.48$19,975.20316,853View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for PennantPark Floating Rate Capital (NASDAQ:PFLT)

19.77% of PennantPark Floating Rate Capital stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at PFLT by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

PennantPark Floating Rate Capital Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/15/2024Y Intercept Hong Kong Ltd50,644$0.59M0.0%-27.5%0.069%Search for SEC Filing on Google Icon
11/15/2024XTX Topco Ltd15,741$0.18M0.0%N/A0.021%Search for SEC Filing on Google Icon
11/15/2024Jane Street Group LLC14,417$0.17M0.0%-51.4%0.020%Search for SEC Filing on Google Icon
11/15/2024Stifel Financial Corp66,025$0.76M0.0%-8.0%0.090%Search for SEC Filing on Google Icon
11/15/2024HighTower Advisors LLC109,246$1.26M0.0%-8.0%0.149%Search for SEC Filing on Google Icon
11/15/2024Paloma Partners Management Co15,036$0.17M0.0%N/A0.020%Search for SEC Filing on Google Icon
11/13/2024Quantbot Technologies LP30,421$0.35M0.0%-6.4%0.041%Search for SEC Filing on Google Icon
11/8/2024Advisors Asset Management Inc.281,626$3.26M0.1%+9.2%0.384%Search for SEC Filing on Google Icon
11/6/2024Muzinich & Co. Inc.51,655$0.60M0.4%-7.6%0.070%Search for SEC Filing on Google Icon
11/5/2024Sumitomo Mitsui Trust Group Inc.51,655$0.60M0.0%-7.6%0.070%Search for SEC Filing on Google Icon
10/31/2024Jmac Enterprises LLC10,411$0.12M0.0%N/A0.014%Search for SEC Filing on Google Icon
10/31/2024Graypoint LLC69,259$0.80M0.1%+2.7%0.094%Search for SEC Filing on Google Icon
10/30/2024Crescent Grove Advisors LLC40,778$0.48M0.0%N/A0.056%Search for SEC Filing on Google Icon
10/29/2024Van ECK Associates Corp1,798,265$20.55M0.0%+22.5%2.449%Search for SEC Filing on Google Icon
10/24/2024Arkadios Wealth Advisors10,750$0.12M0.0%-15.9%0.016%Search for SEC Filing on Google Icon
10/22/2024International Assets Investment Management LLC41,421$0.48M0.0%+1,057.0%0.056%Search for SEC Filing on Google Icon
10/22/2024Private Advisor Group LLC16,352$0.19M0.0%-20.3%0.025%Search for SEC Filing on Google Icon
10/21/2024Calton & Associates Inc.10,271$0.12M0.0%N/A0.015%Search for SEC Filing on Google Icon
10/16/2024Global Retirement Partners LLC69,000$0.80M0.0%-3.6%0.103%Search for SEC Filing on Google Icon
10/10/2024Sound Income Strategies LLC2,963,258$34.29M2.2%+11.5%4.441%Search for SEC Filing on Google Icon
8/16/2024Quarry LP2,920$34K0.0%N/A0.004%Search for SEC Filing on Google Icon
8/15/2024Millennium Management LLC783,912$9.05M0.0%+391.3%1.175%Search for SEC Filing on Google Icon
8/14/2024Cubist Systematic Strategies LLC153,281$1.77M0.0%N/A0.209%Search for SEC Filing on Google Icon
8/14/2024Marshall Wace LLP34,417$0.40M0.0%-14.3%0.052%Search for SEC Filing on Google Icon
8/14/2024Altshuler Shaham Ltd1,573,156$18.15M0.6%-9.1%2.357%Search for SEC Filing on Google Icon
8/13/2024AE Wealth Management LLC22,634$0.26M0.0%-6.4%0.034%Search for SEC Filing on Google Icon
8/8/2024Wambolt & Associates LLC10,182$0.12M0.0%-13.8%0.015%Search for SEC Filing on Google Icon
8/8/2024PFG Advisors104,573$1.21M0.1%-3.2%0.157%Search for SEC Filing on Google Icon
8/7/2024Wedbush Securities Inc.73,079$0.84M0.0%+39.2%0.110%Search for SEC Filing on Google Icon
8/7/2024PFG Investments LLC104,886$1.21M0.1%+3.0%0.157%Search for SEC Filing on Google Icon
8/6/2024First Foundation Advisors12,393$0.14M0.0%N/A0.019%Search for SEC Filing on Google Icon
8/6/2024Strategic Financial Concepts LLC698,506$81K0.0%+1,151.8%1.047%Search for SEC Filing on Google Icon
7/31/2024Graypoint LLC67,415$0.78M0.1%+2.7%0.101%Search for SEC Filing on Google Icon
7/31/2024Van ECK Associates Corp1,467,534$16.94M0.0%+27.0%2.199%Search for SEC Filing on Google Icon
7/31/2024Commonwealth Equity Services LLC38,909$0.45M0.0%+52.6%0.058%Search for SEC Filing on Google Icon
7/30/2024International Assets Investment Management LLC3,580$41K0.0%N/A0.005%Search for SEC Filing on Google Icon
7/29/2024UMB Bank n.a.5,423$63K0.0%N/A0.008%Search for SEC Filing on Google Icon
7/26/2024Allspring Global Investments Holdings LLC19,500$0.23M0.0%+48.9%0.029%Search for SEC Filing on Google Icon
7/24/2024Catalina Capital Group LLC10,150$0.12M0.0%N/A0.015%Search for SEC Filing on Google Icon
7/12/2024Sound Income Strategies LLC2,656,568$30.66M1.9%-22.9%3.981%Search for SEC Filing on Google Icon
5/20/2024Virtu Financial LLC22,361$0.25M0.0%N/A0.034%Search for SEC Filing on Google Icon
5/17/2024Garner Asset Management Corp18,044$0.21M0.1%N/A0.027%Search for SEC Filing on Google Icon
5/17/2024Tidal Investments LLC85,821$0.98M0.0%+5.8%0.129%Search for SEC Filing on Google Icon
5/17/2024Creekmur Asset Management LLC5,855$67K0.0%-43.5%0.009%Search for SEC Filing on Google Icon
5/15/2024Quadrature Capital Ltd43,800$0.50M0.0%N/A0.066%Search for SEC Filing on Google Icon
5/14/2024Advisors Asset Management Inc.282,549$3.22M0.1%+4.2%0.423%Search for SEC Filing on Google Icon
5/14/2024MQS Management LLC25,417$0.29M0.2%N/A0.038%Search for SEC Filing on Google Icon
5/14/2024CANADA LIFE ASSURANCE Co51,282$0.58M0.0%-3.0%0.077%Search for SEC Filing on Google Icon
5/10/2024Prevail Innovative Wealth Advisors LLC226,174$2.57M1.0%+8.5%0.367%Search for SEC Filing on Google Icon
5/7/2024PFG Advisors108,053$1.23M0.1%-2.2%0.175%Search for SEC Filing on Google Icon
5/2/2024Graypoint LLC65,630$0.75M0.1%+2.6%0.106%Search for SEC Filing on Google Icon
5/2/2024Mckinley Capital Management LLC79,985$0.91M0.1%-3.5%0.130%Search for SEC Filing on Google Icon
5/1/2024Capstone Investment Advisors LLC21,800$0.25M0.0%+9.0%0.035%Search for SEC Filing on Google Icon
5/1/2024Janney Montgomery Scott LLC58,395$0.67M0.0%+50.9%0.095%Search for SEC Filing on Google Icon
5/1/2024Wambolt & Associates LLC11,806$0.13M0.0%-34.5%0.019%Search for SEC Filing on Google Icon
4/30/2024Van ECK Associates Corp1,155,121$13.15M0.0%+13.1%1.874%Search for SEC Filing on Google Icon
4/30/2024Arkadios Wealth Advisors12,678$0.14M0.0%-21.9%0.021%Search for SEC Filing on Google Icon
4/23/2024Global Retirement Partners LLC3,259$37K0.0%+107.8%0.005%Search for SEC Filing on Google Icon
4/22/2024Strategic Financial Concepts LLC55,800$0.64M0.2%N/A0.091%Search for SEC Filing on Google Icon
4/22/2024PFG Investments LLC101,835$1.16M0.1%N/A0.165%Search for SEC Filing on Google Icon
4/15/2024Sound Income Strategies LLC3,446,552$39.22M2.9%+6.2%5.592%Search for SEC Filing on Google Icon
3/1/2024Creekmur Asset Management LLC10,371$0.13M0.0%N/A0.017%Search for SEC Filing on Google Icon
2/14/2024Muzinich & Co. Inc.55,876$0.68M0.4%-13.2%0.091%Search for SEC Filing on Google Icon
2/13/2024Prevail Innovative Wealth Advisors LLC208,471$2.52M1.2%+22.7%0.338%Search for SEC Filing on Google Icon
2/12/2024Capstone Investment Advisors LLC20,000$0.24M0.0%N/A0.032%Search for SEC Filing on Google Icon
2/12/2024Cape Investment Advisory Inc.2,391$29K0.0%N/A0.004%Search for SEC Filing on Google Icon
2/9/2024Trexquant Investment LP102,342$1.24M0.0%-16.9%0.174%Search for SEC Filing on Google Icon
2/9/2024Mckinley Capital Management LLC82,922$1M0.1%-1.3%0.141%Search for SEC Filing on Google Icon
2/8/2024Janney Montgomery Scott LLC38,710$0.47M0.0%-8.0%0.066%Search for SEC Filing on Google Icon
2/7/2024Wambolt & Associates LLC18,020$0.22M0.0%-7.5%0.031%Search for SEC Filing on Google Icon
2/6/2024Private Advisor Group LLC15,704$0.19M0.0%N/A0.027%Search for SEC Filing on Google Icon
2/5/2024Van ECK Associates Corp1,021,521$12.36M0.0%+11.8%1.739%Search for SEC Filing on Google Icon
2/1/2024Sigma Planning Corp16,204$0.20M0.0%-13.0%0.028%Search for SEC Filing on Google Icon
1/30/2024Sumitomo Mitsui Trust Holdings Inc.55,876$0.68M0.0%-13.2%0.095%Search for SEC Filing on Google Icon
1/29/2024Graypoint LLC63,938$0.77M0.1%+2.0%0.109%Search for SEC Filing on Google Icon
1/29/2024NewEdge Wealth LLC309,203$3.74M0.1%N/A0.526%Search for SEC Filing on Google Icon
1/24/2024International Assets Investment Management LLC287,738$3.48M0.0%+1,110.0%0.490%Search for SEC Filing on Google Icon
1/22/2024Strategies Wealth Advisors LLC10,971$0.13M0.0%-46.1%0.019%Search for SEC Filing on Google Icon
1/19/2024PFG Advisors110,503$1.34M0.1%-6.8%0.188%Search for SEC Filing on Google Icon
1/16/2024Raymond James Financial Services Advisors Inc.15,794$0.19M0.0%+29.0%0.027%Search for SEC Filing on Google Icon
1/10/2024Sound Income Strategies LLC3,246,302$39.28M3.3%+3.8%5.527%Search for SEC Filing on Google Icon
1/8/2024Optimum Investment Advisors28,801$0.35M0.2%+11.6%0.049%Search for SEC Filing on Google Icon
11/15/2023Toroso Investments LLC77,596$0.83M0.0%+6.4%0.132%Search for SEC Filing on Google Icon
11/15/2023Advisors Asset Management Inc.324,900$3.46M0.1%+7.9%0.553%Search for SEC Filing on Google Icon
11/14/2023Trexquant Investment LP123,186$1.31M0.0%-2.5%0.210%Search for SEC Filing on Google Icon
11/14/2023Mckinley Capital Management LLC83,972$0.90M0.1%-5.4%0.143%Search for SEC Filing on Google Icon
11/13/2023Connor Clark & Lunn Investment Management Ltd.20,899$0.22M0.0%N/A0.036%Search for SEC Filing on Google Icon
11/13/2023Altshuler Shaham Ltd1,730,086$18.47M0.5%-5.9%2.945%Search for SEC Filing on Google Icon
11/13/2023Muzinich & Co. Inc.64,390$0.69M0.5%-29.1%0.110%Search for SEC Filing on Google Icon
11/13/2023WINTON GROUP Ltd34,861$0.37M0.0%N/A0.059%Search for SEC Filing on Google Icon
11/8/2023HighTower Advisors LLC131,244$1.40M0.0%+4.1%0.223%Search for SEC Filing on Google Icon
11/8/2023Van ECK Associates Corp913,933$9.74M0.0%+25.8%1.556%Search for SEC Filing on Google Icon
11/8/2023J.P. Morgan Private Wealth Advisors LLC316,170$3.37M0.0%-8.5%0.538%Search for SEC Filing on Google Icon
11/7/2023Virtus ETF Advisers LLC71,142$0.76M0.5%+121.8%0.121%Search for SEC Filing on Google Icon
11/7/2023Jump Financial LLC52,600$0.56M0.0%-53.2%0.090%Search for SEC Filing on Google Icon
11/6/2023Sigma Planning Corp18,616$0.20M0.0%+8.3%0.032%Search for SEC Filing on Google Icon
11/1/2023Calton & Associates Inc.12,205$0.13M0.2%N/A0.021%Search for SEC Filing on Google Icon
10/31/2023Golden Green Inc.153,476$1.64M1.7%+1.7%0.261%Search for SEC Filing on Google Icon
10/30/2023CFO4Life Group LLC10,464$0.11M0.0%N/A0.018%Search for SEC Filing on Google Icon
10/30/2023Sumitomo Mitsui Trust Holdings Inc.64,390$0.69M0.0%-29.1%0.110%Search for SEC Filing on Google Icon
Data available starting January 2016

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PennantPark Floating Rate Capital logo
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent non-U.S. companies. The fund typically invests between $2 million and $20 million. The fund also invests in equity securities, such as preferred stock, common stock, warrants or options received in connection with debt investments or through direct investments. It primarily invests between $10 million and $50 million in investments in senior secured loans and mezzanine debt. It seeks to invest in companies not rated by national rating agencies. The companies if rated would be between BB and CCC under the Standard & Poor's system. The fund invests 30% is invested in non-qualifying assets like investments in public companies whose securities are not thinly traded or do not have a market capitalization of less than $250 million, securities of middle-market companies located outside of the United States, high-yield bonds, distressed debt, private equity, securities of public companies that are not thinly traded, and investment companies as defined in the 1940 Act. Under normal conditions, the fund expects atleast 80 percent of its net assets plus any borrowings for investment purposes to be invested in Floating Rate Loans and investments with similar economic characteristics, including cash equivalents invested in money market funds. It expects to represent 65 percent of its portfolio through senior secured loans. In case of floating rate loans, it holds investments for a period of three to ten years.
Read More on PennantPark Floating Rate Capital

Today's Range

Now: $11.06
Low: $11.01
High: $11.14

50 Day Range

MA: $11.44
Low: $11.00
High: $11.89

52 Week Range

Now: $11.06
Low: $10.28
High: $12.63

Volume

530,971 shs

Average Volume

777,268 shs

Market Capitalization

$811.67 million

P/E Ratio

6.82

Dividend Yield

11.05%

Beta

1.69

Who are the company insiders with the largest holdings of PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital's top insider shareholders include:
  1. Jose A Briones (Director)
  2. Richard T Allorto Jr (CFO)
Learn More about top insider investors at PennantPark Floating Rate Capital.

Who are the major institutional investors of PennantPark Floating Rate Capital?

PennantPark Floating Rate Capital's top institutional shareholders include:
  1. Sound Income Strategies LLC — 4.44%
  2. Van ECK Associates Corp — 2.45%
  3. Advisors Asset Management Inc. — 0.38%
  4. HighTower Advisors LLC — 0.15%
  5. Graypoint LLC — 0.09%
  6. Global Retirement Partners LLC — 0.10%
Learn More about top institutional investors of PennantPark Floating Rate Capital stock.

Which institutional investors are selling PennantPark Floating Rate Capital stock?

Within the previous quarter, PFLT stock was sold by these institutional investors:
  1. Y Intercept Hong Kong Ltd
  2. Jane Street Group LLC
  3. HighTower Advisors LLC
  4. Stifel Financial Corp
  5. Sumitomo Mitsui Trust Group Inc.
  6. Muzinich & Co. Inc.
  7. Private Advisor Group LLC
  8. Global Retirement Partners LLC

Which institutional investors are buying PennantPark Floating Rate Capital stock?

In the previous quarter, PFLT stock was acquired by institutional investors including:
  1. Van ECK Associates Corp
  2. Sound Income Strategies LLC
  3. Crescent Grove Advisors LLC
  4. International Assets Investment Management LLC
  5. Advisors Asset Management Inc.
  6. XTX Topco Ltd
  7. Paloma Partners Management Co
  8. Jmac Enterprises LLC
During the previous year, these company insiders have bought PennantPark Floating Rate Capital stock:
  1. Jose A Briones (Director)
  2. Richard T Allorto Jr (CFO)
Learn More investors buying PennantPark Floating Rate Capital stock.