LPLA Insider Trading

Insider Trading Chart
Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: 1.30%

Insider Buying (Last 12 Months): $0.00

Insider Selling (Last 12 Months): $17,485,377.01

LPL Financial Insider Trading History Chart

LPL Financial Share Price & Price History

^$304.90

▼ -3.26 (-1.06%)

As of 11/7/2024 01:00 AM ET

Days: 30 | 90 | 365

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LPL Financial Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
6/14/2024	Dan H. Arnold	CEO	Sell	5,677	$277.31	$1,574,288.87	142,608
2/26/2024	Dan H. Arnold	CEO	Sell	34,807	$266.54	$9,277,457.78	141,810
2/26/2024	Kabir Sethi	Director	Sell	1,300	$266.50	$346,450.00	10,245
2/26/2024	Matthew J. Audette	CFO	Sell	5,574	$266.52	$1,485,582.48	13,663
2/23/2024	Dan H. Arnold	CEO	Sell	7,089	$265.66	$1,883,263.74	133,169
2/20/2024	Dan H. Arnold	CEO	Sell	10,000	$256.35	$2,563,500.00	137,044
2/20/2024	Matthew Enyedi	Director	Sell	1,381	$256.94	$354,834.14	8,634
11/2/2023	Aneri Jambusaria	Director	Sell	1,930	$222.37	$429,174.10	1,802
9/20/2023	Dan H. Arnold	CEO	Sell	353	$250.03	$88,260.59	145,884
9/13/2023	Richard Steinmeier	Director	Sell	10,300	$242.68	$2,499,604.00	16,914
8/22/2023	Matthew Enyedi	Director	Sell	3,265	$230.86	$753,757.90	9,978
5/4/2023	William Francis Glavin, Jr.	Director	Buy	557	$180.23	$100,388.11	2,775
2/27/2023	Dan H. Arnold	CEO	Sell	38,444	$246.20	$9,464,912.80	154,884
2/27/2023	Matthew J. Audette	CFO	Sell	7,111	$246.17	$1,750,514.87	12,644
2/27/2023	Michelle Oroschakoff	Director	Sell	4,809	$246.18	$1,183,879.62	23,852
2/13/2023	Sallie R. Larsen	Director	Sell	20,519	$241.84	$4,962,314.96	24,555
2/6/2023	Matthew J. Audette	CFO	Sell	20,810	$239.30	$4,979,833.00	12,667
11/18/2022	Brent Blain Simonich	CAO	Buy	920	$219.15	$201,618.00	6,042
11/17/2022	Michelle Oroschakoff	Director	Sell	5,213	$213.80	$1,114,539.40	41,100
10/31/2022	Matthew J. Audette	CFO	Sell	20,000	$257.09	$5,141,800.00	12,667
10/5/2022	Dan H. Arnold	CEO	Sell	20,000	$240.27	$4,805,400.00	157,823
8/17/2022	Dan H. Arnold	CEO	Sell	11,391	$230.63	$2,627,106.33	162,608
8/15/2022	Dan H. Arnold	CEO	Sell	10,000	$225.56	$2,255,600.00	162,608
8/4/2022	Richard Steinmeier	Director	Sell	7,355	$216.64	$1,593,387.20	24,078
7/29/2022	Dan H. Arnold	CEO	Sell	39,015	$210.33	$8,206,024.95	162,608
5/27/2022	Dan H. Arnold	CEO	Sell	19,508	$200.36	$3,908,622.88	162,608
5/16/2022	Michelle Oroschakoff	Director	Sell	15,724	$172.23	$2,708,144.52	42,068
3/14/2022	Matthew Enyedi	Director	Sell	1,900	$159.25	$302,575.00
3/8/2022	William Francis Glavin, Jr.	Director	Buy	1,760	$141.59	$249,198.40
2/28/2022	Dan H. Arnold	CEO	Sell	23,119	$180.77	$4,179,221.63
2/28/2022	Matthew J. Audette	CFO	Sell	5,780	$180.76	$1,044,792.80
2/28/2022	Sallie R. Larsen	Director	Sell	4,506	$177.77	$801,031.62
2/16/2022	Michelle Oroschakoff	Director	Sell	15,217	$185.59	$2,824,123.03
2/7/2022	George Burton White	Director	Sell	80,368	$181.18	$14,561,074.24
2/7/2022	Matthew J. Audette	CFO	Sell	20,000	$181.20	$3,624,000.00
12/7/2021	George Burton White	Director	Sell	22,271	$166.10	$3,699,213.10
11/30/2021	Edward Fandrey	Director	Sell	1,784	$158.56	$282,871.04
11/16/2021	Michelle Oroschakoff	Director	Sell	17,010	$166.97	$2,840,159.70

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SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

LPL Financial Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
11/7/2024	Meeder Asset Management Inc.	566	$0.13M	0.0%	+2,076.9%	0.001%
11/7/2024	OneAscent Financial Services LLC	1,018	$0.24M	0.2%	-8.4%	0.001%
11/7/2024	Caprock Group LLC	2,786	$0.65M	0.0%	-10.3%	0.004%
11/7/2024	Pathstone Holdings LLC	36,334	$8.45M	0.0%	-15.8%	0.049%
11/7/2024	Mawer Investment Management Ltd.	43,016	$10.01M	0.0%	+3.2%	0.058%
11/7/2024	Quest Partners LLC	4,387	$1.02M	0.1%	+45.6%	0.006%
11/7/2024	MAI Capital Management	2,676	$0.62M	0.0%	-56.1%	0.004%
11/7/2024	TrinityPoint Wealth LLC	5,605	$1.30M	0.2%	+13.1%	0.007%
11/7/2024	Clarkston Capital Partners LLC	977,030	$227.29M	4.2%	-1.6%	1.307%
11/7/2024	Thrivent Financial for Lutherans	2,708	$0.63M	0.0%	-95.0%	0.004%
11/6/2024	Mutual of America Capital Management LLC	4,388	$1.02M	0.0%	+23.0%	0.006%
11/6/2024	Natixis Advisors LLC	53,814	$12.52M	0.0%	-9.8%	0.072%
11/6/2024	Archer Investment Corp	1,169	$0.27M	0.1%	-42.0%	0.002%
11/6/2024	Valley Wealth Managers Inc.	1,985	$0.46M	0.0%	+38.2%	0.003%
11/6/2024	Empowered Funds LLC	14,285	$3.32M	0.1%	+49.1%	0.019%
11/6/2024	Sheaff Brock Investment Advisors LLC	8,634	$2.01M	0.2%	+4.3%	0.012%
11/6/2024	CIBC Asset Management Inc	2,749	$0.64M	0.0%	-68.8%	0.004%
11/6/2024	OneDigital Investment Advisors LLC	5,081	$1.18M	0.0%	+27.9%	0.007%
11/6/2024	Tokio Marine Asset Management Co. Ltd.	2,218	$0.52M	0.0%	+2.3%	0.003%
11/6/2024	Metis Global Partners LLC	945	$0.22M	0.0%	+5.1%	0.001%
11/6/2024	KBC Group NV	10,230	$2.38M	0.0%	-16.6%	0.014%
11/6/2024	Oppenheimer Asset Management Inc.	15,239	$3.55M	0.0%	+419.2%	0.020%
11/5/2024	Future Fund LLC	5,190	$1.21M	3.6%	+20.9%	0.007%
11/5/2024	Victory Capital Management Inc.	119,955	$27.91M	0.0%	-28.2%	0.160%
11/5/2024	Aigen Investment Management LP	4,138	$0.96M	0.2%	N/A	0.006%
11/5/2024	Sumitomo Mitsui Trust Group Inc.	175,199	$40.76M	0.0%	+2.7%	0.234%
11/5/2024	OVERSEA CHINESE BANKING Corp Ltd	1,153	$0.27M	0.0%	-66.7%	0.002%
11/5/2024	GSA Capital Partners LLP	2,978	$0.69M	0.1%	+116.9%	0.004%
11/5/2024	Apollon Wealth Management LLC	909	$0.21M	0.0%	-12.2%	0.001%
11/5/2024	WCM Investment Management LLC	1,649,668	$380.84M	0.9%	-0.8%	2.207%
11/4/2024	Venturi Wealth Management LLC	2,073	$0.48M	0.0%	-95.4%	0.003%
11/4/2024	Ashton Thomas Securities LLC	132	$31K	0.0%	N/A	0.000%
11/4/2024	Los Angeles Capital Management LLC	1,313	$0.31M	0.0%	N/A	0.002%
11/4/2024	State of New Jersey Common Pension Fund D	27,408	$6.38M	0.0%	+0.6%	0.037%
11/4/2024	Crossmark Global Holdings Inc.	8,203	$1.91M	0.0%	-9.0%	0.011%
11/4/2024	Tyler Stone Wealth Management	1,038	$0.24M	0.0%	+100.0%	0.001%
11/4/2024	Axxcess Wealth Management LLC	1,363	$0.32M	0.0%	-6.3%	0.002%
11/2/2024	XML Financial LLC	2,278	$0.53M	0.0%	+4.1%	0.003%
11/1/2024	Atria Investments Inc	15,458	$3.60M	0.0%	-7.6%	0.021%
11/1/2024	Lindbrook Capital LLC	673	$0.16M	0.0%	-22.8%	0.001%
11/1/2024	Bridges Investment Management Inc.	1,185	$0.28M	0.0%	+3.2%	0.002%
11/1/2024	Markel Group Inc.	520,404	$121.06M	1.1%	+8.0%	0.696%
11/1/2024	AEGON ASSET MANAGEMENT UK Plc	62,342	$14.51M	0.2%	+0.9%	0.083%
10/31/2024	Portside Wealth Group LLC	933	$0.22M	0.0%	+13.5%	0.001%
10/31/2024	Principal Financial Group Inc.	25,418	$5.91M	0.0%	+15.7%	0.034%
10/31/2024	Poplar Forest Capital LLC	33,311	$7.75M	1.1%	N/A	0.045%
10/30/2024	Pittenger & Anderson Inc.	2,530	$0.59M	0.0%	-31.1%	0.003%
10/30/2024	Amalgamated Bank	5,593	$1.30M	0.0%	+11.2%	0.007%
10/30/2024	ASB Consultores LLC	860	$0.20M	0.1%	+16.8%	0.001%
10/30/2024	Gulf International Bank UK Ltd	6,122	$1.42M	0.0%	-4.5%	0.008%
10/30/2024	Catalyst Capital Advisors LLC	2,552	$0.59M	0.0%	-19.5%	0.003%
10/30/2024	Mn Services Vermogensbeheer B.V.	29,100	$6.77M	0.0%	-2.0%	0.039%
10/30/2024	QRG Capital Management Inc.	1,678	$0.39M	0.0%	-36.9%	0.002%
10/30/2024	Asset Management One Co. Ltd.	30,804	$7.17M	0.0%	-0.7%	0.041%
10/30/2024	National Pension Service	117,724	$27.39M	0.0%	+4.0%	0.158%
10/29/2024	Robeco Institutional Asset Management B.V.	7,417	$1.73M	0.0%	+2.6%	0.010%
10/29/2024	Emerald Advisers LLC	1,705	$0.40M	0.0%	-32.2%	0.002%
10/29/2024	Van ECK Associates Corp	36,380	$9.39M	0.0%	+61.2%	0.049%
10/29/2024	Coronation Fund Managers Ltd.	217,451	$50.59M	2.8%	+68.2%	0.291%
10/29/2024	Harbor Capital Advisors Inc.	8,020	$1.87M	0.1%	+106.4%	0.011%
10/29/2024	Janney Montgomery Scott LLC	36,239	$8.43M	0.0%	-1.4%	0.049%
10/29/2024	F M Investments LLC	8,938	$2.06M	0.1%	N/A	0.012%
10/29/2024	James Investment Research Inc.	7,275	$1.69M	0.2%	-47.9%	0.010%
10/28/2024	Stephens Inc. AR	1,054	$0.25M	0.0%	+5.2%	0.001%
10/28/2024	United Asset Strategies Inc.	11,236	$2.61M	0.2%	+2.7%	0.015%
10/28/2024	US Bancorp DE	20,287	$4.72M	0.0%	-4.7%	0.027%
10/28/2024	HM Payson & Co.	8,501	$1.98M	0.0%	-95.9%	0.011%
10/25/2024	Financial Advocates Investment Management	882	$0.21M	0.0%	N/A	0.001%
10/25/2024	Iridian Asset Management LLC CT	82,834	$19.27M	4.1%	+77.7%	0.111%
10/25/2024	First Trust Direct Indexing L.P.	1,311	$0.31M	0.0%	-3.4%	0.002%
10/25/2024	New York State Teachers Retirement System	3,371	$0.78M	0.0%	+96.8%	0.005%
10/25/2024	abrdn plc	253,368	$58.98M	0.1%	-2.2%	0.339%
10/24/2024	Nisa Investment Advisors LLC	810	$0.19M	0.0%	-87.1%	0.001%
10/24/2024	DekaBank Deutsche Girozentrale	8,718	$2M	0.0%	+1.5%	0.012%
10/24/2024	Wealth Enhancement Advisory Services LLC	7,731	$1.80M	0.0%	-11.2%	0.010%
10/24/2024	PFG Investments LLC	1,145	$0.27M	0.0%	N/A	0.002%
10/24/2024	Forsta AP Fonden	15,600	$3.63M	0.0%	+2.0%	0.021%
10/23/2024	Mirae Asset Global Investments Co. Ltd.	7,917	$1.83M	0.0%	-23.2%	0.011%
10/23/2024	Allworth Financial LP	559	$0.13M	0.0%	-9.0%	0.001%
10/23/2024	Mediolanum International Funds Ltd	28,548	$6.58M	0.1%	+14.0%	0.038%
10/23/2024	Moody Lynn & Lieberson LLC	1,200	$0.28M	0.0%	-33.3%	0.002%
10/23/2024	Mount Yale Investment Advisors LLC	2,721	$0.63M	0.1%	+39.4%	0.004%
10/23/2024	Assenagon Asset Management S.A.	29,826	$6.94M	0.0%	-65.3%	0.040%
10/23/2024	IFM Investors Pty Ltd	15,876	$3.69M	0.0%	+1.9%	0.021%
10/23/2024	Argent Capital Management LLC	15,465	$3.60M	0.1%	+2.0%	0.021%
10/22/2024	International Assets Investment Management LLC	92,819	$21.59M	0.0%	+11,516.9%	0.124%
10/22/2024	MFA Wealth Advisors LLC	1,148	$0.27M	0.1%	+3.9%	0.002%
10/22/2024	Eagle Bay Advisors LLC	684	$0.16M	0.1%	-9.3%	0.001%
10/22/2024	Greenleaf Trust	9,323	$2.17M	0.0%	N/A	0.012%
10/22/2024	Private Advisor Group LLC	27,098	$6.30M	0.0%	+1.0%	0.036%
10/22/2024	Signaturefd LLC	1,311	$0.31M	0.0%	-11.5%	0.002%
10/22/2024	Sequoia Financial Advisors LLC	945	$0.22M	0.0%	+10.3%	0.001%
10/21/2024	Whittier Trust Co. of Nevada Inc.	12,332	$2.87M	0.1%	+4.2%	0.017%
10/21/2024	Whittier Trust Co.	22,784	$5.30M	0.1%	+4.7%	0.030%
10/19/2024	Allspring Global Investments Holdings LLC	6,740	$1.57M	0.0%	-97.0%	0.009%
10/19/2024	OLD National Bancorp IN	3,030	$0.71M	0.0%	+21.2%	0.004%
10/18/2024	Raymond James & Associates	333,568	$77.60M	0.0%	-15.4%	0.446%
10/18/2024	Blue Trust Inc.	977	$0.23M	0.0%	+101.4%	0.001%
10/18/2024	Net Worth Advisory Group	1,029	$0.24M	0.1%	N/A	0.001%
10/17/2024	Sumitomo Mitsui DS Asset Management Company Ltd	16,677	$3.88M	0.0%	-53.4%	0.022%

Data available starting January 2016

LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

Today's Range

Now: $304.90

$300.04

$306.96

50 Day Range

MA: $240.71

$205.71

$308.16

52 Week Range

Now: $304.90

$187.19

$309.00

Volume

643,213 shs

Average Volume

746,416 shs

Market Capitalization

$22.83 billion

P/E Ratio

22.92

Dividend Yield

0.44%

Beta

0.85

Who are the company insiders with the largest holdings of LPL Financial?: LPL Financial's top insider shareholders include:
Dan H Arnold (CEO)
Michelle Oroschakoff (Director)
Sallie R Larsen (Director)
Richard Steinmeier (Director)
Matthew J Audette (CFO)
Kabir Sethi (Director)
Matthew Enyedi (Director)
Brent Simonich (CAO)
William Francis Glavin Jr (Director)
Aneri Jambusaria (Director)
Learn More about top insider investors at LPL Financial.
Who are the major institutional investors of LPL Financial?: LPL Financial's top institutional investors include:
WCM Investment Management LLC — 2.21%
Clarkston Capital Partners LLC — 1.31%
Markel Group Inc. — 0.70%
Raymond James & Associates — 0.45%
abrdn plc — 0.34%
Coronation Fund Managers Ltd. — 0.29%
Learn More about top institutional investors of LPL Financial stock.
Which major investors are selling LPL Financial stock?: During the previous quarter, LPLA stock was sold by these institutional investors:
Allspring Global Investments Holdings LLC
HM Payson & Co.
Raymond James & Associates
Assenagon Asset Management S.A.
Artemis Investment Management LLP
Thrivent Financial for Lutherans
Victory Capital Management Inc.
Venturi Wealth Management LLC
Within the last year, company insiders that have sold LPL Financial company stock include:
Dan H Arnold (CEO)
Michelle Oroschakoff (Director)
Sallie R Larsen (Director)
Richard Steinmeier (Director)
Learn More investors selling LPL Financial stock.
Which major investors are buying LPL Financial stock?: Within the last quarter, LPLA stock was purchased by institutional investors including:
International Assets Investment Management LLC
Coronation Fund Managers Ltd.
Reinhart Partners LLC.
Markel Group Inc.
Iridian Asset Management LLC CT
Poplar Forest Capital LLC
Foster Victor Wealth Advisors LLC
Tobam
During the last year, these company insiders have bought LPL Financial stock:
Dan H Arnold (CEO)
Michelle Oroschakoff (Director)
Learn More investors buying LPL Financial stock.