LPLA Insider Trading

Insider Ownership Percentage: 1.30%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $17,914,551.11

LPL Financial Insider Trading History Chart

This chart shows the insider buying and selling history at LPL Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

LPL Financial Share Price & Price History

Current Price: $215.52
Price Change: Price Decrease of -5.31 (-2.40%)
As of 09/20/2024 01:00 AM ET

This chart shows the closing price history over time for LPLA up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

LPL Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
6/14/2024Dan H. ArnoldCEOSell5,677$277.31$1,574,288.87142,608View SEC Filing Icon  
2/26/2024Dan H. ArnoldCEOSell34,807$266.54$9,277,457.78141,810View SEC Filing Icon  
2/26/2024Kabir SethiDirectorSell1,300$266.50$346,450.0010,245View SEC Filing Icon  
2/26/2024Matthew J. AudetteCFOSell5,574$266.52$1,485,582.4813,663View SEC Filing Icon  
2/23/2024Dan H. ArnoldCEOSell7,089$265.66$1,883,263.74133,169View SEC Filing Icon  
2/20/2024Dan H. ArnoldCEOSell10,000$256.35$2,563,500.00137,044View SEC Filing Icon  
2/20/2024Matthew EnyediDirectorSell1,381$256.94$354,834.148,634View SEC Filing Icon  
11/2/2023Aneri JambusariaDirectorSell1,930$222.37$429,174.101,802View SEC Filing Icon  
9/20/2023Dan H. ArnoldCEOSell353$250.03$88,260.59145,884View SEC Filing Icon  
9/13/2023Richard SteinmeierDirectorSell10,300$242.68$2,499,604.0016,914View SEC Filing Icon  
8/22/2023Matthew EnyediDirectorSell3,265$230.86$753,757.909,978View SEC Filing Icon  
5/4/2023William Francis Glavin, Jr.DirectorBuy557$180.23$100,388.112,775View SEC Filing Icon  
2/27/2023Dan H. ArnoldCEOSell38,444$246.20$9,464,912.80154,884View SEC Filing Icon  
2/27/2023Matthew J. AudetteCFOSell7,111$246.17$1,750,514.8712,644View SEC Filing Icon  
2/27/2023Michelle OroschakoffDirectorSell4,809$246.18$1,183,879.6223,852View SEC Filing Icon  
2/13/2023Sallie R. LarsenDirectorSell20,519$241.84$4,962,314.9624,555View SEC Filing Icon  
2/6/2023Matthew J. AudetteCFOSell20,810$239.30$4,979,833.0012,667View SEC Filing Icon  
11/18/2022Brent Blain SimonichCAOBuy920$219.15$201,618.006,042View SEC Filing Icon  
11/17/2022Michelle OroschakoffDirectorSell5,213$213.80$1,114,539.4041,100View SEC Filing Icon  
10/31/2022Matthew J. AudetteCFOSell20,000$257.09$5,141,800.0012,667View SEC Filing Icon  
10/5/2022Dan H. ArnoldCEOSell20,000$240.27$4,805,400.00157,823View SEC Filing Icon  
8/17/2022Dan H. ArnoldCEOSell11,391$230.63$2,627,106.33162,608View SEC Filing Icon  
8/15/2022Dan H. ArnoldCEOSell10,000$225.56$2,255,600.00162,608View SEC Filing Icon  
8/4/2022Richard SteinmeierDirectorSell7,355$216.64$1,593,387.2024,078View SEC Filing Icon  
7/29/2022Dan H. ArnoldCEOSell39,015$210.33$8,206,024.95162,608View SEC Filing Icon  
5/27/2022Dan H. ArnoldCEOSell19,508$200.36$3,908,622.88162,608View SEC Filing Icon  
5/16/2022Michelle OroschakoffDirectorSell15,724$172.23$2,708,144.5242,068View SEC Filing Icon  
3/14/2022Matthew EnyediDirectorSell1,900$159.25$302,575.00View SEC Filing Icon  
3/8/2022William Francis Glavin, Jr.DirectorBuy1,760$141.59$249,198.40View SEC Filing Icon  
2/28/2022Dan H. ArnoldCEOSell23,119$180.77$4,179,221.63View SEC Filing Icon  
2/28/2022Matthew J. AudetteCFOSell5,780$180.76$1,044,792.80View SEC Filing Icon  
2/28/2022Sallie R. LarsenDirectorSell4,506$177.77$801,031.62View SEC Filing Icon  
2/16/2022Michelle OroschakoffDirectorSell15,217$185.59$2,824,123.03View SEC Filing Icon  
2/7/2022George Burton WhiteDirectorSell80,368$181.18$14,561,074.24View SEC Filing Icon  
2/7/2022Matthew J. AudetteCFOSell20,000$181.20$3,624,000.00View SEC Filing Icon  
12/7/2021George Burton WhiteDirectorSell22,271$166.10$3,699,213.10View SEC Filing Icon  
11/30/2021Edward FandreyDirectorSell1,784$158.56$282,871.04View SEC Filing Icon  
11/16/2021Michelle OroschakoffDirectorSell17,010$166.97$2,840,159.70View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at LPLA by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

LPL Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/20/2024Anchor Investment Management LLC8,365$2.34M0.2%+8.6%0.011%Search for SEC Filing on Google Icon
9/5/2024Sanctuary Advisors LLC13,060$3.48M0.0%N/A0.017%Search for SEC Filing on Google Icon
9/4/2024Coronation Fund Managers Ltd.129,255$36.10M1.6%-56.7%0.173%Search for SEC Filing on Google Icon
8/30/2024Brown Financial Advisors1,111$0.31M0.1%N/A0.001%Search for SEC Filing on Google Icon
8/22/2024Cetera Investment Advisers14,439$4.03M0.0%+5.9%0.019%Search for SEC Filing on Google Icon
8/21/2024Truist Financial Corp170,848$47.72M0.1%+4.0%0.229%Search for SEC Filing on Google Icon
8/19/2024EP Wealth Advisors LLC813$0.23M0.0%N/A0.001%Search for SEC Filing on Google Icon
8/19/2024B. Riley Wealth Advisors Inc.900$0.25M0.0%-59.3%0.001%Search for SEC Filing on Google Icon
8/16/2024Quarry LP327$91K0.0%+45.3%0.000%Search for SEC Filing on Google Icon
8/16/2024NewEdge Advisors LLC3,545$0.99M0.0%-15.8%0.005%Search for SEC Filing on Google Icon
8/16/2024Northwestern Mutual Wealth Management Co.43,175$12.06M0.0%+8.5%0.058%Search for SEC Filing on Google Icon
8/16/2024Creative Planning4,574$1.28M0.0%+14.7%0.006%Search for SEC Filing on Google Icon
8/16/2024Magnolia Capital Advisors LLC1,212$0.34M0.0%+6.7%0.002%Search for SEC Filing on Google Icon
8/15/2024Susquehanna Fundamental Investments LLC37,121$10.37M0.2%-1.6%0.050%Search for SEC Filing on Google Icon
8/15/2024First County Bank CT 1,222$0.34M0.2%-6.7%0.002%Search for SEC Filing on Google Icon
8/15/2024Mackenzie Financial Corp10,696$2.99M0.0%+2.7%0.014%Search for SEC Filing on Google Icon
8/15/2024The Manufacturers Life Insurance Company 774,175$216.23M0.2%+31.1%1.036%Search for SEC Filing on Google Icon
8/15/2024Millennium Management LLC443,095$123.76M0.1%-30.5%0.593%Search for SEC Filing on Google Icon
8/15/2024Maverick Capital Ltd.273,144$76.29M1.4%-17.3%0.366%Search for SEC Filing on Google Icon
8/15/2024MBB Public Markets I LLC5,131$1.43M0.0%+569.0%0.007%Search for SEC Filing on Google Icon
8/15/2024D. E. Shaw & Co. Inc.496,378$138.64M0.1%-47.5%0.664%Search for SEC Filing on Google Icon
8/15/2024Darlington Partners Capital Management LP783,290$218.77M10.4%+9.5%1.048%Search for SEC Filing on Google Icon
8/15/2024DE Burlo Group Inc.750$0.21M0.0%N/A0.001%Search for SEC Filing on Google Icon
8/15/2024Eminence Capital LP669,251$186.92M3.0%-9.1%0.896%Search for SEC Filing on Google Icon
8/15/2024Employees Retirement System of Texas168,400$47.03M0.4%-31.5%0.225%Search for SEC Filing on Google Icon
8/15/2024APG Asset Management N.V.11,665$3.04M0.0%+307.2%0.016%Search for SEC Filing on Google Icon
8/15/2024AQR Capital Management LLC43,901$12.15M0.0%-6.4%0.059%Search for SEC Filing on Google Icon
8/15/2024Point72 Europe London LLP19,600$5.47M0.5%N/A0.026%Search for SEC Filing on Google Icon
8/15/2024Point72 Hong Kong Ltd6,406$1.79M0.1%-50.3%0.009%Search for SEC Filing on Google Icon
8/15/2024Toronto Dominion Bank88,953$24.85M0.0%+32.3%0.119%Search for SEC Filing on Google Icon
8/14/2024Point72 Asset Management L.P.143,229$40M0.1%N/A0.192%Search for SEC Filing on Google Icon
8/14/2024Cubist Systematic Strategies LLC36,370$10.16M0.1%-24.9%0.049%Search for SEC Filing on Google Icon
8/14/2024BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp14,261$3.98M0.0%+57.9%0.019%Search for SEC Filing on Google Icon
8/14/2024Point72 DIFC Ltd3,183$0.89M0.0%-67.4%0.004%Search for SEC Filing on Google Icon
8/14/2024Samlyn Capital LLC1,194,715$333.68M5.6%+8.0%1.599%Search for SEC Filing on Google Icon
8/14/2024Xponance Inc.13,301$3.72M0.0%-1.0%0.018%Search for SEC Filing on Google Icon
8/14/2024Bank of Montreal Can75,786$21.20M0.0%-55.5%0.101%Search for SEC Filing on Google Icon
8/14/2024Magnetar Financial LLC2,860$0.80M0.0%-17.7%0.004%Search for SEC Filing on Google Icon
8/14/2024Public Sector Pension Investment Board9,765$2.73M0.0%-4.3%0.013%Search for SEC Filing on Google Icon
8/14/2024DRW Securities LLC19,400$5.42M0.2%N/A0.026%Search for SEC Filing on Google Icon
8/14/2024EverSource Wealth Advisors LLC1,523$0.43M0.0%-9.0%0.002%Search for SEC Filing on Google Icon
8/14/2024Epoch Investment Partners Inc.646,340$180.52M0.8%-30.3%0.865%Search for SEC Filing on Google Icon
8/14/2024Heron Bay Capital Management89,845$25.09M5.3%-0.1%0.120%Search for SEC Filing on Google Icon
8/14/2024Mount Yale Investment Advisors LLC1,952$0.55M0.0%+11.8%0.003%Search for SEC Filing on Google Icon
8/14/2024ProShare Advisors LLC1,266$0.35M0.0%-30.7%0.002%Search for SEC Filing on Google Icon
8/13/2024Kayne Anderson Rudnick Investment Management LLC2,589,793$723.33M1.8%+9.9%3.467%Search for SEC Filing on Google Icon
8/13/2024Ensign Peak Advisors Inc75,606$21.12M0.0%+57.5%0.101%Search for SEC Filing on Google Icon
8/13/2024Thrivent Financial for Lutherans54,318$15.17M0.0%+3,600.1%0.073%Search for SEC Filing on Google Icon
8/13/2024Sei Investments Co.83,278$23.26M0.0%-26.5%0.111%Search for SEC Filing on Google Icon
8/13/2024AE Wealth Management LLC1,758$0.49M0.0%N/A0.002%Search for SEC Filing on Google Icon
8/13/2024King Luther Capital Management Corp5,860$1.64M0.0%+1.0%0.008%Search for SEC Filing on Google Icon
8/13/2024ASB Consultores LLC736$0.21M0.1%-46.6%0.001%Search for SEC Filing on Google Icon
8/13/2024Bridges Investment Management Inc.1,148$0.32M0.0%N/A0.002%Search for SEC Filing on Google Icon
8/13/2024Canada Pension Plan Investment Board774,901$216.43M0.2%-1.1%1.037%Search for SEC Filing on Google Icon
8/13/2024Public Employees Retirement Association of Colorado7,703$2.15M0.0%-5.0%0.010%Search for SEC Filing on Google Icon
8/12/2024Intech Investment Management LLC25,067$7M0.1%-40.1%0.034%Search for SEC Filing on Google Icon
8/12/2024Hsbc Holdings PLC161,830$45.13M0.0%-45.0%0.217%Search for SEC Filing on Google Icon
8/12/2024Blair William & Co. IL24,601$6.87M0.0%-2.7%0.033%Search for SEC Filing on Google Icon
8/12/2024Vanguard Personalized Indexing Management LLC7,875$2.18M0.0%+0.9%0.011%Search for SEC Filing on Google Icon
8/12/2024Amalgamated Bank5,030$1.41M0.0%-31.4%0.007%Search for SEC Filing on Google Icon
8/12/2024Tredje AP fonden11,889$3.32M0.0%-1.5%0.016%Search for SEC Filing on Google Icon
8/12/2024Mercer Global Advisors Inc. ADV3,922$1.10M0.0%-16.9%0.005%Search for SEC Filing on Google Icon
8/10/2024Mutual of America Capital Management LLC3,567$1M0.0%N/A0.005%Search for SEC Filing on Google Icon
8/9/2024Renaissance Technologies LLC25,476$7.12M0.0%-72.9%0.034%Search for SEC Filing on Google Icon
8/9/2024Dimensional Fund Advisors LP782,006$218.41M0.1%+8.3%1.047%Search for SEC Filing on Google Icon
8/9/2024Massachusetts Financial Services Co. MA884,630$247.08M0.1%+11.3%1.184%Search for SEC Filing on Google Icon
8/9/2024Brown Brothers Harriman & Co.95,964$26.80M0.2%+18.6%0.128%Search for SEC Filing on Google Icon
8/8/2024Envestnet Asset Management Inc.328,963$91.88M0.0%+0.5%0.440%Search for SEC Filing on Google Icon
8/8/2024Oppenheimer Asset Management Inc.2,935$0.82M0.0%+5.3%0.004%Search for SEC Filing on Google Icon
8/8/2024Thoroughbred Financial Services LLC1,359$0.38M0.0%N/A0.002%Search for SEC Filing on Google Icon
8/8/2024Federated Hermes Inc.13,585$3.79M0.0%+23.8%0.018%Search for SEC Filing on Google Icon
8/8/2024Valley Wealth Managers Inc.1,436$0.40M0.0%-8.1%0.002%Search for SEC Filing on Google Icon
8/8/2024Thornburg Investment Management Inc.50,683$14.14M0.2%-9.1%0.068%Search for SEC Filing on Google Icon
8/8/2024Achmea Investment Management B.V.3,286$0.92M0.0%-18.5%0.004%Search for SEC Filing on Google Icon
8/8/2024Forsta AP Fonden15,300$4.27M0.0%-45.7%0.020%Search for SEC Filing on Google Icon
8/8/2024Qsemble Capital Management LP3,336$0.93M0.2%N/A0.004%Search for SEC Filing on Google Icon
8/8/2024American Century Companies Inc.477,211$133.29M0.1%+52.6%0.639%Search for SEC Filing on Google Icon
8/8/2024State of New Jersey Common Pension Fund D27,243$7.61M0.0%-38.3%0.036%Search for SEC Filing on Google Icon
8/7/2024AGF Management Ltd.432,278$120.74M0.7%+1.4%0.579%Search for SEC Filing on Google Icon
8/7/2024Mawer Investment Management Ltd.41,675$11.64M0.1%+40.7%0.056%Search for SEC Filing on Google Icon
8/7/2024Daiwa Securities Group Inc.10,521$2.94M0.0%+24.7%0.014%Search for SEC Filing on Google Icon
8/7/2024Andra AP fonden100$28K0.0%-99.6%0.000%Search for SEC Filing on Google Icon
8/7/2024Royal London Asset Management Ltd.48,544$13.56M0.0%-1.1%0.065%Search for SEC Filing on Google Icon
8/7/2024Dorsey & Whitney Trust CO LLC998$0.28M0.0%-10.4%0.001%Search for SEC Filing on Google Icon
8/7/2024Choreo LLC1,474$0.42M0.0%N/A0.002%Search for SEC Filing on Google Icon
8/7/2024Wedbush Securities Inc.773$0.22M0.0%N/A0.001%Search for SEC Filing on Google Icon
8/7/2024Prudential PLC2,857$0.80M0.0%-10.4%0.004%Search for SEC Filing on Google Icon
8/7/2024Ashton Thomas Private Wealth LLC90$25K0.0%N/A0.000%Search for SEC Filing on Google Icon
8/6/2024Quest Partners LLC3,014$0.84M0.1%N/A0.004%Search for SEC Filing on Google Icon
8/6/2024Oak Thistle LLC1,391$0.39M0.3%-27.4%0.002%Search for SEC Filing on Google Icon
8/6/2024Waddell & Associates LLC746$0.21M0.0%N/A0.001%Search for SEC Filing on Google Icon
8/6/2024Emerald Advisers LLC2,513$0.70M0.0%-22.2%0.003%Search for SEC Filing on Google Icon
8/6/2024Caprock Group LLC3,105$0.87M0.0%N/A0.004%Search for SEC Filing on Google Icon
8/6/2024Acadian Asset Management LLC5,551$1.55M0.0%+7.7%0.007%Search for SEC Filing on Google Icon
8/6/2024Candriam S.C.A.8,110$2.27M0.0%+29.3%0.011%Search for SEC Filing on Google Icon
8/5/2024Private Advisor Group LLC26,822$7.49M0.1%+6.9%0.036%Search for SEC Filing on Google Icon
8/5/2024Arizona State Retirement System20,453$5.71M0.0%-1.7%0.027%Search for SEC Filing on Google Icon
8/5/2024Victory Capital Management Inc.167,109$46.67M0.0%-5.1%0.224%Search for SEC Filing on Google Icon
8/3/2024First Pacific Advisors LP458,938$128.18M1.7%-0.2%0.614%Search for SEC Filing on Google Icon
8/3/2024National Bank of Canada FI1,604$0.45M0.0%-98.7%0.002%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
LPL Financial logo
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Read More on LPL Financial

Today's Range

Now: $215.52
Low: $214.57
High: $220.39

50 Day Range

MA: $216.25
Low: $193.00
High: $263.95

52 Week Range

Now: $215.52
Low: $187.19
High: $289.88

Volume

1,165,392 shs

Average Volume

721,827 shs

Market Capitalization

$16.10 billion

P/E Ratio

16.28

Dividend Yield

0.57%

Beta

0.88

Who are the company insiders with the largest holdings of LPL Financial?

LPL Financial's top insider shareholders include:
  1. Dan H Arnold (CEO)
  2. Michelle Oroschakoff (Director)
  3. Sallie R Larsen (Director)
  4. Richard Steinmeier (Director)
  5. Matthew J Audette (CFO)
  6. Kabir Sethi (Director)
  7. Matthew Enyedi (Director)
  8. Brent Simonich (CAO)
  9. William Francis Glavin Jr (Director)
  10. Aneri Jambusaria (Director)
Learn More about top insider investors at LPL Financial.

Who are the major institutional investors of LPL Financial?

LPL Financial's top institutional investors include:
  1. Kayne Anderson Rudnick Investment Management LLC — 3.47%
  2. Samlyn Capital LLC — 1.60%
  3. Bank of New York Mellon Corp — 1.24%
  4. Massachusetts Financial Services Co. MA — 1.18%
  5. TD Asset Management Inc — 1.18%
  6. Darlington Partners Capital Management LP — 1.05%
Learn More about top institutional investors of LPL Financial stock.

Which major investors are selling LPL Financial stock?

During the previous quarter, LPLA stock was sold by these institutional investors:
  1. D. E. Shaw & Co. Inc.
  2. Epoch Investment Partners Inc.
  3. TD Asset Management Inc
  4. Millennium Management LLC
  5. Coronation Fund Managers Ltd.
  6. Hsbc Holdings PLC
  7. National Bank of Canada FI
  8. Bank of Montreal Can
Within the last year, company insiders that have sold LPL Financial company stock include:
  1. Dan H Arnold (CEO)
  2. Michelle Oroschakoff (Director)
  3. Sallie R Larsen (Director)
  4. Richard Steinmeier (Director)
  5. Matthew J Audette (CFO)
Learn More investors selling LPL Financial stock.

Which major investors are buying LPL Financial stock?

Within the last quarter, LPLA stock was purchased by institutional investors including:
  1. Kayne Anderson Rudnick Investment Management LLC
  2. The Manufacturers Life Insurance Company
  3. American Century Companies Inc.
  4. Point72 Asset Management L.P.
  5. Massachusetts Financial Services Co. MA
  6. Samlyn Capital LLC
  7. Assenagon Asset Management S.A.
  8. Darlington Partners Capital Management LP
During the last year, these company insiders have bought LPL Financial stock:
  1. Dan H Arnold (CEO)
  2. Michelle Oroschakoff (Director)
Learn More investors buying LPL Financial stock.