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LPLA Insider Trading

Insider Trading Chart
Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: 1.00%

Insider Buying (Last 12 Months): $0.00

Insider Selling (Last 12 Months): $19,681,884.73

LPL Financial Insider Trading History Chart

LPL Financial Share Price & Price History

^$267.03

▼ -1.94 (-0.72%)

As of 05/8/2024 01:00 AM ET

Days: 30 | 90 | 365

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LPL Financial Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
2/26/2024	Dan H. Arnold	CEO	Sell	34,807	$266.54	$9,277,457.78	141,810
2/26/2024	Kabir Sethi	Director	Sell	1,300	$266.50	$346,450.00	10,245
2/26/2024	Matthew J. Audette	CFO	Sell	5,574	$266.52	$1,485,582.48	13,663
2/23/2024	Dan H. Arnold	CEO	Sell	7,089	$265.66	$1,883,263.74	133,169
2/20/2024	Dan H. Arnold	CEO	Sell	10,000	$256.35	$2,563,500.00	137,044
2/20/2024	Matthew Enyedi	Director	Sell	1,381	$256.94	$354,834.14	8,634
11/2/2023	Aneri Jambusaria	Director	Sell	1,930	$222.37	$429,174.10	1,802
9/20/2023	Dan H. Arnold	CEO	Sell	353	$250.03	$88,260.59	145,884
9/13/2023	Richard Steinmeier	Director	Sell	10,300	$242.68	$2,499,604.00	16,914
8/22/2023	Matthew Enyedi	Director	Sell	3,265	$230.86	$753,757.90	9,978
5/4/2023	William Francis Glavin, Jr.	Director	Buy	557	$180.23	$100,388.11	2,775
2/27/2023	Dan H. Arnold	CEO	Sell	38,444	$246.20	$9,464,912.80	154,884
2/27/2023	Matthew J. Audette	CFO	Sell	7,111	$246.17	$1,750,514.87	12,644
2/27/2023	Michelle Oroschakoff	Director	Sell	4,809	$246.18	$1,183,879.62	23,852
2/13/2023	Sallie R. Larsen	Director	Sell	20,519	$241.84	$4,962,314.96	24,555
2/6/2023	Matthew J. Audette	CFO	Sell	20,810	$239.30	$4,979,833.00	12,667
11/18/2022	Brent Blain Simonich	CAO	Buy	920	$219.15	$201,618.00	6,042
11/17/2022	Michelle Oroschakoff	Director	Sell	5,213	$213.80	$1,114,539.40	41,100
10/31/2022	Matthew J. Audette	CFO	Sell	20,000	$257.09	$5,141,800.00	12,667
10/5/2022	Dan H. Arnold	CEO	Sell	20,000	$240.27	$4,805,400.00	157,823
8/17/2022	Dan H. Arnold	CEO	Sell	11,391	$230.63	$2,627,106.33	162,608
8/15/2022	Dan H. Arnold	CEO	Sell	10,000	$225.56	$2,255,600.00	162,608
8/4/2022	Richard Steinmeier	Director	Sell	7,355	$216.64	$1,593,387.20	24,078
7/29/2022	Dan H. Arnold	CEO	Sell	39,015	$210.33	$8,206,024.95	162,608
5/27/2022	Dan H. Arnold	CEO	Sell	19,508	$200.36	$3,908,622.88	162,608
5/16/2022	Michelle Oroschakoff	Director	Sell	15,724	$172.23	$2,708,144.52	42,068
3/14/2022	Matthew Enyedi	Director	Sell	1,900	$159.25	$302,575.00
3/8/2022	William Francis Glavin, Jr.	Director	Buy	1,760	$141.59	$249,198.40
2/28/2022	Dan H. Arnold	CEO	Sell	23,119	$180.77	$4,179,221.63
2/28/2022	Matthew J. Audette	CFO	Sell	5,780	$180.76	$1,044,792.80
2/28/2022	Sallie R. Larsen	Director	Sell	4,506	$177.77	$801,031.62
2/16/2022	Michelle Oroschakoff	Director	Sell	15,217	$185.59	$2,824,123.03
2/7/2022	George Burton White	Director	Sell	80,368	$181.18	$14,561,074.24
2/7/2022	Matthew J. Audette	CFO	Sell	20,000	$181.20	$3,624,000.00
12/7/2021	George Burton White	Director	Sell	22,271	$166.10	$3,699,213.10
11/30/2021	Edward Fandrey	Director	Sell	1,784	$158.56	$282,871.04
11/16/2021	Michelle Oroschakoff	Director	Sell	17,010	$166.97	$2,840,159.70
8/26/2021	Edward Fandrey	Director	Sell	1,784	$148.78	$265,423.52
7/20/2021	Matthew Enyedi	Director	Sell	7,712	$130.00	$1,002,560.00
6/14/2021	Scott Seese	Director	Sell	12,521	$139.10	$1,741,671.10
5/12/2021	George Burton White	Director	Sell	50,608	$146.56	$7,417,108.48	63,102
5/10/2021	Dan H. Arnold	CEO	Sell	15,594	$154.41	$2,407,869.54	219,609
5/10/2021	Matthew J. Audette	CFO	Sell	50,905	$154.39	$7,859,222.95	29,998

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SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

LPL Financial Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
5/8/2024	Bleakley Financial Group LLC	5,178	$1.37M	0.0%	+8.4%	0.007%
5/8/2024	ProShare Advisors LLC	1,826	$0.48M	0.0%	-13.5%	0.002%
5/8/2024	US Bancorp DE	21,185	$5.60M	0.0%	+0.5%	0.028%
5/8/2024	Russell Investments Group Ltd.	75,248	$19.88M	0.0%	-36.0%	0.101%
5/8/2024	QRG Capital Management Inc.	5,977	$1.58M	0.0%	+8.9%	0.008%
5/8/2024	Headlands Technologies LLC	6,081	$1.61M	0.4%	+30.2%	0.008%
5/7/2024	Sei Investments Co.	113,254	$29.92M	0.0%	+23.4%	0.152%
5/7/2024	12 West Capital Management LP	30,300	$8.01M	0.7%	N/A	0.041%
5/7/2024	Susquehanna Fundamental Investments LLC	37,727	$9.97M	0.5%	N/A	0.050%
5/7/2024	Forsta AP Fonden	28,200	$7.45M	0.1%	-30.7%	0.038%
5/7/2024	Oppenheimer Asset Management Inc.	2,787	$0.74M	0.0%	-25.1%	0.004%
5/7/2024	SG Americas Securities LLC	1,087	$0.29M	0.0%	-43.1%	0.001%
5/7/2024	Empowered Funds LLC	4,789	$1.27M	0.0%	+403.0%	0.006%
5/6/2024	Quantbot Technologies LP	751	$0.20M	0.0%	N/A	0.001%
5/6/2024	Envestnet Portfolio Solutions Inc.	15,452	$4.08M	0.0%	-1.1%	0.021%
5/6/2024	Mawer Investment Management Ltd.	29,626	$7.83M	0.0%	+99.8%	0.040%
5/4/2024	Valley Wealth Managers Inc.	1,562	$0.41M	0.0%	+16.7%	0.002%
5/3/2024	Mediolanum International Funds Ltd	26,485	$6.96M	0.1%	N/A	0.035%
5/3/2024	Coronation Fund Managers Ltd.	298,178	$78.78M	2.1%	+159.5%	0.399%
5/3/2024	Markel Group Inc.	454,291	$120.02M	1.2%	+6.5%	0.608%
5/3/2024	Commerce Bank	183,513	$48.48M	0.3%	-0.1%	0.246%
5/3/2024	BI Asset Management Fondsmaeglerselskab A S	1,818	$0.48M	0.0%	-11.9%	0.002%
5/3/2024	Central Pacific Bank Trust Division	272	$72K	0.0%	N/A	0.000%
5/3/2024	Whittier Trust Co. of Nevada Inc.	11,199	$2.96M	0.1%	+12,772.4%	0.015%
5/3/2024	Whittier Trust Co.	20,662	$5.46M	0.1%	N/A	0.028%
5/2/2024	FORA Capital LLC	5,902	$1.56M	0.1%	-14.7%	0.008%
5/2/2024	Magnolia Capital Advisors LLC	1,136	$0.30M	0.2%	N/A	0.002%
5/2/2024	Daiwa Securities Group Inc.	8,440	$2.23M	0.0%	+6.0%	0.011%
5/2/2024	Nordea Investment Management AB	5,869	$1.55M	0.0%	+4.3%	0.008%
5/2/2024	First Pacific Advisors LP	459,822	$121.49M	1.7%	-0.1%	0.616%
5/2/2024	Fidelis Capital Partners LLC	685	$0.18M	0.0%	N/A	0.001%
5/2/2024	Tobam	41,602	$10.99M	1.0%	+100.6%	0.056%
5/2/2024	Tokio Marine Asset Management Co. Ltd.	2,169	$0.57M	0.0%	+3.1%	0.003%
5/2/2024	Iridian Asset Management LLC CT	60,014	$15.86M	3.1%	-0.2%	0.080%
5/1/2024	Capstone Investment Advisors LLC	766	$0.20M	0.0%	-30.9%	0.001%
5/1/2024	Janney Montgomery Scott LLC	34,705	$9.17M	0.0%	-2.8%	0.046%
5/1/2024	BNP Paribas Financial Markets	41,619	$11M	0.0%	+9.3%	0.056%
5/1/2024	Mirae Asset Global Investments Co. Ltd.	12,195	$2.95M	0.0%	+14.2%	0.016%
5/1/2024	Sequoia Financial Advisors LLC	786	$0.21M	0.0%	N/A	0.001%
4/30/2024	Private Advisor Group LLC	25,083	$6.63M	0.0%	-3.6%	0.034%
4/30/2024	Norden Group LLC	3,366	$0.89M	0.1%	N/A	0.005%
4/30/2024	Van ECK Associates Corp	23,589	$6.23M	0.0%	+14.4%	0.032%
4/30/2024	Garrett Wealth Advisory Group LLC	3,219	$0.85M	0.3%	N/A	0.004%
4/30/2024	Perigon Wealth Management LLC	870	$0.23M	0.0%	N/A	0.001%
4/30/2024	Allspring Global Investments Holdings LLC	287,071	$75.84M	0.1%	-10.6%	0.384%
4/30/2024	Commonwealth Equity Services LLC	5,473	$1.45M	0.0%	+33.7%	0.007%
4/29/2024	Principal Financial Group Inc.	14,862	$3.93M	0.0%	-1.7%	0.020%
4/29/2024	Mn Services Vermogensbeheer B.V.	30,600	$8.09M	0.1%	-18.0%	0.041%
4/29/2024	Cornerstone Investment Partners LLC	963	$0.25M	0.0%	-4.8%	0.001%
4/27/2024	Foster Victor Wealth Advisors LLC	49,467	$13.03M	1.2%	+11.8%	0.066%
4/26/2024	Yousif Capital Management LLC	1,693	$0.45M	0.0%	+5.9%	0.002%
4/26/2024	ZWJ Investment Counsel Inc.	796	$0.21M	0.0%	N/A	0.001%
4/26/2024	SYSTM Wealth Solutions LLC	824	$0.22M	0.0%	+64.8%	0.001%
4/26/2024	Sumitomo Life Insurance Co.	7,983	$2.11M	0.1%	-2.3%	0.011%
4/26/2024	MONECO Advisors LLC	2,416	$0.64M	0.1%	+26.0%	0.003%
4/25/2024	New York State Teachers Retirement System	588	$0.16M	0.0%	-91.4%	0.001%
4/25/2024	WCM Investment Management LLC	1,697,064	$448.36M	1.1%	+0.1%	2.272%
4/25/2024	Bank of New York Mellon Corp	970,749	$256.47M	0.0%	+2.5%	1.300%
4/25/2024	Zurcher Kantonalbank Zurich Cantonalbank	25,421	$6.72M	0.0%	-9.2%	0.034%
4/25/2024	Fjarde AP Fonden Fourth Swedish National Pension Fund	19,500	$5.15M	0.1%	+0.5%	0.026%
4/25/2024	MFA Wealth Advisors LLC	2,480	$0.66M	0.2%	+4.9%	0.003%
4/24/2024	Simplicity Wealth LLC	6,544	$1.73M	0.0%	N/A	0.009%
4/24/2024	Assenagon Asset Management S.A.	8,745	$2.31M	0.0%	-63.8%	0.012%
4/23/2024	Global Retirement Partners LLC	276	$73K	0.0%	-13.8%	0.000%
4/23/2024	Venturi Wealth Management LLC	44,569	$11.78M	0.8%	+5.1%	0.060%
4/23/2024	Amalgamated Bank	7,329	$1.94M	0.0%	-27.1%	0.010%
4/23/2024	Gradient Investments LLC	16,465	$4.35M	0.1%	-10.6%	0.022%
4/23/2024	Cigna Investments Inc. New	799	$0.21M	0.0%	N/A	0.001%
4/23/2024	Raymond James Financial Services Advisors Inc.	9,971	$2.63M	0.0%	+8.2%	0.013%
4/22/2024	Drive Wealth Management LLC	929	$0.25M	0.1%	N/A	0.001%
4/22/2024	Raymond James & Associates	373,968	$98.80M	0.1%	+2.2%	0.501%
4/22/2024	IFM Investors Pty Ltd	15,573	$4.11M	0.0%	-1.7%	0.021%
4/22/2024	Everpar Advisors LLC	2,596	$0.69M	0.4%	-44.3%	0.003%
4/19/2024	Norden Group LLC	3,366	$0.89M	0.0%	N/A	0.005%
4/19/2024	Monument Capital Management	9,154	$2.42M	0.7%	+6.9%	0.012%
4/19/2024	Sumitomo Mitsui Trust Holdings Inc.	187,783	$49.61M	0.0%	-9.1%	0.251%
4/19/2024	Handelsinvest Investeringsforvaltning	1,651	$0.44M	0.2%	-34.2%	0.002%
4/18/2024	MEAG MUNICH ERGO Kapitalanlagegesellschaft mbH	6,902	$1.82M	0.1%	N/A	0.009%
4/18/2024	Allspring Global Investments Holdings LLC	287,071	$75.84M	0.1%	-10.6%	0.384%
4/18/2024	Oak Thistle LLC	1,917	$0.51M	0.5%	N/A	0.003%
4/18/2024	LVW Advisors LLC	3,245	$0.86M	0.1%	+1.9%	0.004%
4/17/2024	Winthrop Advisory Group LLC	20,783	$5.49M	0.8%	-0.7%	0.028%
4/16/2024	Artemis Investment Management LLP	110,904	$29.29M	0.4%	+0.3%	0.148%
4/16/2024	Hennessy Advisors Inc.	11,800	$3.12M	0.1%	N/A	0.016%
4/16/2024	Transform Wealth LLC	31,804	$8.40M	0.8%	N/A	0.043%
4/16/2024	Thrive Wealth Management LLC	1,160	$0.31M	0.1%	+19.7%	0.002%
4/16/2024	Wealth Enhancement Advisory Services LLC	8,675	$2.29M	0.0%	+3.7%	0.012%
4/15/2024	DGS Capital Management LLC	1,625	$0.43M	0.1%	+2.8%	0.002%
4/15/2024	Eagle Rock Investment Company LLC	15,113	$3.99M	0.7%	-1.3%	0.020%
4/12/2024	Riverview Trust Co	113	$30K	0.0%	N/A	0.000%
4/12/2024	Annex Advisory Services LLC	11,618	$3.07M	0.1%	-4.9%	0.016%
4/12/2024	Gateway Investment Advisers LLC	5,079	$1.34M	0.0%	+1.7%	0.007%
4/12/2024	CGN Advisors LLC	6,804	$1.80M	0.2%	+13.8%	0.009%
4/11/2024	MJP Associates Inc. ADV	1,445	$0.38M	0.1%	+27.2%	0.002%
4/11/2024	Gulf International Bank UK Ltd	6,410	$1.69M	0.0%	+0.9%	0.009%
4/11/2024	Financiere des Professionnels Fonds d investissement inc.	3,212	$0.85M	0.1%	N/A	0.004%
4/10/2024	Park Avenue Securities LLC	7,386	$1.95M	0.0%	-14.0%	0.010%
4/10/2024	Legacy Financial Group LLC	1,366	$0.36M	0.1%	N/A	0.002%
4/10/2024	Banque Cantonale Vaudoise	4,578	$1.21M	0.0%	-1.4%	0.006%
4/10/2024	Fulton Bank N.A.	3,638	$0.96M	0.0%	+24.6%	0.005%

Data available starting January 2016

LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

Today's Range

Now: $267.03

$265.08

$269.28

50 Day Range

MA: $265.02

$256.41

$273.91

52 Week Range

Now: $267.03

$186.35

$276.12

Volume

421,939 shs

Average Volume

540,012 shs

Market Capitalization

$19.95 billion

P/E Ratio

20.17

Dividend Yield

0.44%

Beta

0.83

Who are the company insiders with the largest holdings of LPL Financial?: LPL Financial's top insider shareholders include:
Dan H Arnold (CEO)
Michelle Oroschakoff (Director)
Sallie R Larsen (Director)
Richard Steinmeier (Director)
Matthew J Audette (CFO)
Kabir Sethi (Director)
Matthew Enyedi (Director)
Brent Simonich (CAO)
William Francis Glavin Jr (Director)
Aneri Jambusaria (Director)
Learn More about top insider investors at LPL Financial.
Who are the major institutional investors of LPL Financial?: LPL Financial's top institutional investors include:
WCM Investment Management LLC — 2.27%
Bank of New York Mellon Corp — 1.30%
First Pacific Advisors LP — 0.62%
Markel Group Inc. — 0.61%
Raymond James & Associates — 0.50%
Coronation Fund Managers Ltd. — 0.40%
Learn More about top institutional investors of LPL Financial stock.
Which major investors are selling LPL Financial stock?: During the previous quarter, LPLA stock was sold by these institutional investors:
Russell Investments Group Ltd.
Allspring Global Investments Holdings LLC
Allspring Global Investments Holdings LLC
Sumitomo Mitsui Trust Holdings Inc.
Assenagon Asset Management S.A.
Forsta AP Fonden
Mn Services Vermogensbeheer B.V.
New York State Teachers Retirement System
Within the last year, company insiders that have sold LPL Financial company stock include:
Dan H Arnold (CEO)
Michelle Oroschakoff (Director)
Sallie R Larsen (Director)
Richard Steinmeier (Director)
Matthew J Audette (CFO)
Kabir Sethi (Director)
Learn More investors selling LPL Financial stock.
Which major investors are buying LPL Financial stock?: Within the last quarter, LPLA stock was purchased by institutional investors including:
Coronation Fund Managers Ltd.
Susquehanna Fundamental Investments LLC
Transform Wealth LLC
12 West Capital Management LP
Markel Group Inc.
Mediolanum International Funds Ltd
Bank of New York Mellon Corp
Sei Investments Co.
During the last year, these company insiders have bought LPL Financial stock:
Dan H Arnold (CEO)
Michelle Oroschakoff (Director)
Learn More investors buying LPL Financial stock.

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