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LPLA Insider Trading

Insider Ownership Percentage: 1.30%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $17,586,618.71

LPL Financial Insider Trading History Chart

This chart shows the insider buying and selling history at LPL Financial by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

LPL Financial Share Price & Price History

Current Price: $327.93
Price Change: ▲ Price Increase of +0.24 (0.07%)
As of 12/20/2024 06:31 PM ET

This chart shows the closing price history over time for LPLA up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365
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LPL Financial Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
12/5/2024Aneri JambusariaDirectorSell305$331.94$101,241.703,920View SEC Filing Icon  
6/14/2024Dan H. ArnoldCEOSell5,677$277.31$1,574,288.87142,608View SEC Filing Icon  
2/26/2024Dan H. ArnoldCEOSell34,807$266.54$9,277,457.78141,810View SEC Filing Icon  
2/26/2024Kabir SethiDirectorSell1,300$266.50$346,450.0010,245View SEC Filing Icon  
2/26/2024Matthew J. AudetteCFOSell5,574$266.52$1,485,582.4813,663View SEC Filing Icon  
2/23/2024Dan H. ArnoldCEOSell7,089$265.66$1,883,263.74133,169View SEC Filing Icon  
2/20/2024Dan H. ArnoldCEOSell10,000$256.35$2,563,500.00137,044View SEC Filing Icon  
2/20/2024Matthew EnyediDirectorSell1,381$256.94$354,834.148,634View SEC Filing Icon  
11/2/2023Aneri JambusariaDirectorSell1,930$222.37$429,174.101,802View SEC Filing Icon  
9/20/2023Dan H. ArnoldCEOSell353$250.03$88,260.59145,884View SEC Filing Icon  
9/13/2023Richard SteinmeierDirectorSell10,300$242.68$2,499,604.0016,914View SEC Filing Icon  
8/22/2023Matthew EnyediDirectorSell3,265$230.86$753,757.909,978View SEC Filing Icon  
5/4/2023William Francis Glavin, Jr.DirectorBuy557$180.23$100,388.112,775View SEC Filing Icon  
2/27/2023Dan H. ArnoldCEOSell38,444$246.20$9,464,912.80154,884View SEC Filing Icon  
2/27/2023Matthew J. AudetteCFOSell7,111$246.17$1,750,514.8712,644View SEC Filing Icon  
2/27/2023Michelle OroschakoffDirectorSell4,809$246.18$1,183,879.6223,852View SEC Filing Icon  
2/13/2023Sallie R. LarsenDirectorSell20,519$241.84$4,962,314.9624,555View SEC Filing Icon  
2/6/2023Matthew J. AudetteCFOSell20,810$239.30$4,979,833.0012,667View SEC Filing Icon  
11/18/2022Brent Blain SimonichCAOBuy920$219.15$201,618.006,042View SEC Filing Icon  
11/17/2022Michelle OroschakoffDirectorSell5,213$213.80$1,114,539.4041,100View SEC Filing Icon  
10/31/2022Matthew J. AudetteCFOSell20,000$257.09$5,141,800.0012,667View SEC Filing Icon  
10/5/2022Dan H. ArnoldCEOSell20,000$240.27$4,805,400.00157,823View SEC Filing Icon  
8/17/2022Dan H. ArnoldCEOSell11,391$230.63$2,627,106.33162,608View SEC Filing Icon  
8/15/2022Dan H. ArnoldCEOSell10,000$225.56$2,255,600.00162,608View SEC Filing Icon  
8/4/2022Richard SteinmeierDirectorSell7,355$216.64$1,593,387.2024,078View SEC Filing Icon  
7/29/2022Dan H. ArnoldCEOSell39,015$210.33$8,206,024.95162,608View SEC Filing Icon  
5/27/2022Dan H. ArnoldCEOSell19,508$200.36$3,908,622.88162,608View SEC Filing Icon  
5/16/2022Michelle OroschakoffDirectorSell15,724$172.23$2,708,144.5242,068View SEC Filing Icon  
3/14/2022Matthew EnyediDirectorSell1,900$159.25$302,575.00View SEC Filing Icon  
3/8/2022William Francis Glavin, Jr.DirectorBuy1,760$141.59$249,198.40View SEC Filing Icon  
2/28/2022Dan H. ArnoldCEOSell23,119$180.77$4,179,221.63View SEC Filing Icon  
2/28/2022Matthew J. AudetteCFOSell5,780$180.76$1,044,792.80View SEC Filing Icon  
2/28/2022Sallie R. LarsenDirectorSell4,506$177.77$801,031.62View SEC Filing Icon  
2/16/2022Michelle OroschakoffDirectorSell15,217$185.59$2,824,123.03View SEC Filing Icon  
2/7/2022George Burton WhiteDirectorSell80,368$181.18$14,561,074.24View SEC Filing Icon  
2/7/2022Matthew J. AudetteCFOSell20,000$181.20$3,624,000.00View SEC Filing Icon  
See Full Table
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SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at LPLA by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

LPL Financial Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
12/19/2024Principal Financial Group Inc.25,418$5.91M0.0%+15.7%0.034%Search for SEC Filing on Google Icon
12/10/2024DGS Capital Management LLC1,290$0.30M0.1%-14.5%0.002%Search for SEC Filing on Google Icon
12/6/2024Logan Capital Management Inc.44,180$10.28M0.4%-1.0%0.059%Search for SEC Filing on Google Icon
11/27/2024Franklin Resources Inc.259,919$64.90M0.0%-17.8%0.347%Search for SEC Filing on Google Icon
11/25/2024Tidal Investments LLC7,662$1.78M0.0%+98.9%0.010%Search for SEC Filing on Google Icon
11/25/2024Wilmington Savings Fund Society FSB783$0.18M0.0%N/A0.001%Search for SEC Filing on Google Icon
11/25/2024Sanctuary Advisors LLC16,399$3.82M0.0%+25.6%0.022%Search for SEC Filing on Google Icon
11/21/2024Anchor Investment Management LLC9,669$2.25M0.2%+15.6%0.013%Search for SEC Filing on Google Icon
11/21/2024SkyView Investment Advisors LLC4,835$1.13M0.2%+2.8%0.006%Search for SEC Filing on Google Icon
11/18/2024TD Private Client Wealth LLC12,079$2.81M0.1%+11.0%0.016%Search for SEC Filing on Google Icon
11/18/2024Toronto Dominion Bank46,632$10.85M0.0%-47.6%0.062%Search for SEC Filing on Google Icon
11/18/2024TT International Asset Management LTD11,266$2.62M0.3%N/A0.015%Search for SEC Filing on Google Icon
11/18/2024Coldstream Capital Management Inc.1,183$0.28M0.0%-13.8%0.002%Search for SEC Filing on Google Icon
11/16/2024Geode Capital Management LLC1,436,831$333.58M0.0%+2.6%1.919%Search for SEC Filing on Google Icon
11/15/2024Vestcor Inc1,576$0.37M0.0%-61.2%0.002%Search for SEC Filing on Google Icon
11/15/2024LRI Investments LLC1,126$0.26M0.0%-4.9%0.002%Search for SEC Filing on Google Icon
11/15/2024Public Employees Retirement System of Ohio27,759$6.46M0.0%-8.8%0.037%Search for SEC Filing on Google Icon
11/15/2024Nomura Asset Management Co. Ltd.21,482$5M0.0%-25.8%0.029%Search for SEC Filing on Google Icon
11/15/2024MML Investors Services LLC15,189$3.53M0.0%-8.4%0.020%Search for SEC Filing on Google Icon
11/15/2024Orion Portfolio Solutions LLC3,684$0.86M0.0%-22.6%0.005%Search for SEC Filing on Google Icon
11/15/2024National Bank of Canada FI365$85K0.0%-77.2%0.000%Search for SEC Filing on Google Icon
11/15/2024EP Wealth Advisors LLC1,171$0.27M0.0%+44.0%0.002%Search for SEC Filing on Google Icon
11/15/2024Kovitz Investment Group Partners LLC5,649$1.30M0.0%+4.6%0.008%Search for SEC Filing on Google Icon
11/15/2024Wellington Management Group LLP227,157$52.84M0.0%+32.8%0.303%Search for SEC Filing on Google Icon
11/15/2024Weiss Asset Management LP17,226$4.01M0.1%N/A0.023%Search for SEC Filing on Google Icon
11/15/2024State Street Corp1,677,093$390.14M0.0%-1.5%2.240%Search for SEC Filing on Google Icon
11/15/2024Stifel Financial Corp122,831$28.57M0.0%-15.3%0.164%Search for SEC Filing on Google Icon
11/15/2024Quantinno Capital Management LP14,394$3.35M0.0%+4.0%0.019%Search for SEC Filing on Google Icon
11/15/2024Royal London Asset Management Ltd.51,542$11.99M0.0%+6.2%0.069%Search for SEC Filing on Google Icon
11/15/2024Point72 Asset Management L.P.350,382$81.51M0.2%+144.6%0.468%Search for SEC Filing on Google Icon
11/15/2024Prana Capital Management LP18,876$4.39M0.2%+35.0%0.025%Search for SEC Filing on Google Icon
11/15/2024IHT Wealth Management LLC3,411$0.79M0.0%+14.1%0.005%Search for SEC Filing on Google Icon
11/15/2024Integrated Wealth Concepts LLC4,107$0.96M0.0%+1.1%0.005%Search for SEC Filing on Google Icon
11/15/2024Investment Management Corp of Ontario2,461$0.57M0.0%+48.2%0.003%Search for SEC Filing on Google Icon
11/15/2024Jacobs Levy Equity Management Inc.2,344$0.55M0.0%-98.5%0.003%Search for SEC Filing on Google Icon
11/15/2024Janus Henderson Group PLC2,528,497$588.21M0.3%-0.5%3.377%Search for SEC Filing on Google Icon
11/15/2024HighTower Advisors LLC12,783$2.97M0.0%+7.8%0.017%Search for SEC Filing on Google Icon
11/15/2024Holocene Advisors LP278,783$64.85M0.3%+25.6%0.372%Search for SEC Filing on Google Icon
11/15/2024Centiva Capital LP10,867$2.53M0.1%N/A0.015%Search for SEC Filing on Google Icon
11/15/2024Cinctive Capital Management LP32,858$7.64M0.4%-18.6%0.044%Search for SEC Filing on Google Icon
11/15/2024ArrowMark Colorado Holdings LLC33,256$7.74M0.1%N/A0.044%Search for SEC Filing on Google Icon
11/15/2024Aureus Asset Management LLC3,505$0.82M0.1%-21.3%0.005%Search for SEC Filing on Google Icon
11/15/2024Azora Capital LP643,544$149.71M8.1%+52.2%0.859%Search for SEC Filing on Google Icon
11/15/2024Bamco Inc. NY65,448$15.23M0.0%-47.9%0.087%Search for SEC Filing on Google Icon
11/14/2024BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp12,466$2.90M0.0%-12.6%0.017%Search for SEC Filing on Google Icon
11/14/2024Maverick Capital Ltd.497,075$115.64M2.3%+82.0%0.664%Search for SEC Filing on Google Icon
11/14/2024Ironwood Investment Counsel LLC1,460$0.34M0.1%-3.9%0.002%Search for SEC Filing on Google Icon
11/14/2024Point72 Europe London LLP37,276$8.67M0.6%+90.2%0.050%Search for SEC Filing on Google Icon
11/14/2024Caisse DE Depot ET Placement DU Quebec62,104$14.45M0.0%N/A0.083%Search for SEC Filing on Google Icon
11/14/2024Southpoint Capital Advisors LP750,000$174.47M4.1%+50.0%1.002%Search for SEC Filing on Google Icon
11/14/2024Verition Fund Management LLC2,980$0.69M0.0%-25.5%0.004%Search for SEC Filing on Google Icon
11/14/2024Captrust Financial Advisors197,584$45.96M0.1%+1,174.1%0.264%Search for SEC Filing on Google Icon
11/14/2024Rockefeller Capital Management L.P.11,319$2.63M0.0%N/A0.015%Search for SEC Filing on Google Icon
11/14/2024Vinva Investment Management Ltd3,178$0.73M0.0%+14.1%0.004%Search for SEC Filing on Google Icon
11/14/2024UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC615,237$143.12M0.0%-6.1%0.822%Search for SEC Filing on Google Icon
11/14/2024Tybourne Capital Management HK Ltd.172,700$40.18M11.3%N/A0.231%Search for SEC Filing on Google Icon
11/14/2024Fiduciary Trust Co1,733$0.40M0.0%-14.5%0.002%Search for SEC Filing on Google Icon
11/14/2024Zurcher Kantonalbank Zurich Cantonalbank27,214$6.33M0.0%+4.2%0.036%Search for SEC Filing on Google Icon
11/14/2024MetLife Investment Management LLC4,693$1.09M0.0%-1.9%0.006%Search for SEC Filing on Google Icon
11/13/2024RiverGlades Family Offices LLC1,100$0.26M0.2%N/A0.001%Search for SEC Filing on Google Icon
11/13/2024Bridgewater Associates LP35,848$8.34M0.0%+230.4%0.048%Search for SEC Filing on Google Icon
11/13/2024Freedom Investment Management Inc.972$0.23M0.0%-76.0%0.001%Search for SEC Filing on Google Icon
11/13/2024Cynosure Group LLC1,724$0.40M0.1%+28.8%0.002%Search for SEC Filing on Google Icon
11/13/2024Townsquare Capital LLC10,564$2.46M0.0%+14.4%0.014%Search for SEC Filing on Google Icon
11/13/2024BNP Paribas Financial Markets62,047$14.43M0.0%-47.6%0.083%Search for SEC Filing on Google Icon
11/13/2024Brooklyn Investment Group184$43K0.0%N/A0.000%Search for SEC Filing on Google Icon
11/13/2024FMR LLC3,322,571$772.93M0.0%+24.4%4.437%Search for SEC Filing on Google Icon
11/13/2024The Manufacturers Life Insurance Company559,402$130.13M0.1%-27.7%0.747%Search for SEC Filing on Google Icon
11/13/2024Bank of Montreal Can40,784$9.42M0.0%-46.2%0.054%Search for SEC Filing on Google Icon
11/13/2024Brown Brothers Harriman & Co.151,979$35.36M0.2%+58.4%0.203%Search for SEC Filing on Google Icon
11/13/2024DRW Securities LLC20,080$4.67M0.1%+3.5%0.027%Search for SEC Filing on Google Icon
11/13/2024Independent Advisor Alliance4,702$1.09M0.0%+25.4%0.006%Search for SEC Filing on Google Icon
11/13/2024Daiwa Securities Group Inc.15,841$3.69M0.0%+50.6%0.021%Search for SEC Filing on Google Icon
11/12/2024Westfield Capital Management Co. LP710,867$165.37M0.7%+21.6%0.949%Search for SEC Filing on Google Icon
11/12/2024Swedbank AB16,429$3.82M0.0%+19.8%0.022%Search for SEC Filing on Google Icon
11/12/2024Pitcairn Co.6,244$1.45M0.1%-8.1%0.008%Search for SEC Filing on Google Icon
11/12/2024Cerity Partners LLC11,046$2.57M0.0%+164.2%0.015%Search for SEC Filing on Google Icon
11/12/2024Citigroup Inc.37,289$8.68M0.0%-29.3%0.050%Search for SEC Filing on Google Icon
11/12/2024Raymond James Trust N.A.2,995$0.70M0.0%-39.9%0.004%Search for SEC Filing on Google Icon
11/12/2024First County Bank CT1,074$0.25M0.1%-12.1%0.001%Search for SEC Filing on Google Icon
11/12/2024Concorde Asset Management LLC2,167$0.50M0.3%-1.5%0.003%Search for SEC Filing on Google Icon
11/12/2024Eagle Asset Management Inc.591,233$137.54M0.7%-9.5%0.790%Search for SEC Filing on Google Icon
11/12/2024Charles Schwab Investment Management Inc.321,813$74.86M0.0%+3.2%0.430%Search for SEC Filing on Google Icon
11/12/2024Massachusetts Financial Services Co. MA710,367$165.25M0.0%-19.7%0.949%Search for SEC Filing on Google Icon
11/12/2024Integrated Investment Consultants LLC7,203$1.68M0.0%+17.2%0.010%Search for SEC Filing on Google Icon
11/9/2024Primecap Management Co. CA40,900$9.52M0.0%-82.6%0.055%Search for SEC Filing on Google Icon
11/9/2024Intech Investment Management LLC91,999$21.40M0.2%+267.0%0.123%Search for SEC Filing on Google Icon
11/8/2024BNP PARIBAS ASSET MANAGEMENT Holding S.A.60,446$14.06M0.0%+19.6%0.081%Search for SEC Filing on Google Icon
11/8/2024King Luther Capital Management Corp6,778$1.58M0.0%+15.7%0.009%Search for SEC Filing on Google Icon
11/8/2024Pzena Investment Management LLC1,187$0.28M0.0%-23.0%0.002%Search for SEC Filing on Google Icon
11/8/2024Moran Wealth Management LLC2,807$0.65M0.0%+63.7%0.004%Search for SEC Filing on Google Icon
11/8/2024First Horizon Advisors Inc.385$90K0.0%+32.3%0.001%Search for SEC Filing on Google Icon
11/8/2024Advisors Asset Management Inc.1,906$0.44M0.0%-28.7%0.003%Search for SEC Filing on Google Icon
11/8/2024Jennison Associates LLC94,850$22.07M0.0%+46.0%0.127%Search for SEC Filing on Google Icon
11/8/2024Commerce Bank20,545$4.78M0.0%-88.3%0.027%Search for SEC Filing on Google Icon
11/8/2024Avior Wealth Management LLC2,416$0.56M0.0%+1.8%0.003%Search for SEC Filing on Google Icon
11/8/2024PNC Financial Services Group Inc.3,988$0.93M0.0%+11.9%0.005%Search for SEC Filing on Google Icon
11/8/2024B. Metzler seel. Sohn & Co. Holding AG3,161$0.74M0.0%N/A0.004%Search for SEC Filing on Google Icon
11/7/2024Meeder Asset Management Inc.566$0.13M0.0%+2,076.9%0.001%Search for SEC Filing on Google Icon
11/7/2024OneAscent Financial Services LLC1,018$0.24M0.2%-8.4%0.001%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
LPL Financial logo
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Read More on LPL Financial

Today's Range

Now: $327.93
Low: $322.98
High: $331.21

50 Day Range

MA: $302.23
Low: $249.71
High: $330.65

52 Week Range

Now: $327.93
Low: $187.19
High: $334.83

Volume

904,630 shs

Average Volume

716,874 shs

Market Capitalization

$24.56 billion

P/E Ratio

24.66

Dividend Yield

0.37%

Beta

0.86

Who are the company insiders with the largest holdings of LPL Financial?

LPL Financial's top insider shareholders include:
  1. Dan H Arnold (CEO)
  2. Sallie R Larsen (Director)
  3. Michelle Oroschakoff (Director)
  4. Richard Steinmeier (Director)
  5. Matthew J Audette (CFO)
  6. Kabir Sethi (Director)
  7. Matthew Enyedi (Director)
  8. Aneri Jambusaria (Director)
  9. William Francis Glavin Jr (Director)
Learn More about top insider investors at LPL Financial.

Who are the major institutional investors of LPL Financial?

LPL Financial's top institutional investors include:
  1. FMR LLC — 4.44%
  2. Janus Henderson Group PLC — 3.38%
  3. State Street Corp — 2.24%
  4. WCM Investment Management LLC — 2.21%
  5. Geode Capital Management LLC — 1.92%
  6. Clarkston Capital Partners LLC — 1.31%
Learn More about top institutional investors of LPL Financial stock.

Which major investors are selling LPL Financial stock?

During the previous quarter, LPLA stock was sold by these institutional investors:
  1. Allspring Global Investments Holdings LLC
  2. The Manufacturers Life Insurance Company
  3. HM Payson & Co.
  4. Primecap Management Co. CA
  5. Massachusetts Financial Services Co. MA
  6. Jacobs Levy Equity Management Inc.
  7. Commerce Bank
  8. Eagle Asset Management Inc.
Within the last year, company insiders that have sold LPL Financial company stock include:
  1. Dan H Arnold (CEO)
  2. Sallie R Larsen (Director)
  3. Michelle Oroschakoff (Director)
  4. Richard Steinmeier (Director)
  5. Matthew J Audette (CFO)
Learn More investors selling LPL Financial stock.

Which major investors are buying LPL Financial stock?

Within the last quarter, LPLA stock was purchased by institutional investors including:
  1. FMR LLC
  2. Southpoint Capital Advisors LP
  3. Maverick Capital Ltd.
  4. Azora Capital LP
  5. Point72 Asset Management L.P.
  6. Captrust Financial Advisors
  7. Tybourne Capital Management HK Ltd.
  8. Westfield Capital Management Co. LP
WARNING: “Buffett Indicator” flashing for first time in 50 years
From Behind the Markets   |   Ad
Warren Buffett has sold a staggering $97 billion worth of stocks this year... But why? Our research indicates the Oracle of Omaha is quietly preparing for a historic market crash. His most reliable crash indicator - the "Buffett indicator" - just flashed red for the first time in 25 years.
Take these 4 steps today to protect your retirement NOW