PCF Insider Trading

Insider Trading Chart
Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: 1.60%

Insider Buying (Last 12 Months): $681.00

Insider Selling (Last 12 Months): $1,237,500.00

High Income Securities Fund Insider Trading History Chart

High Income Securities Fund Share Price & Price History

^$6.72

▼ -0.02 (-0.30%)

As of 11/21/2024 10:46 AM ET

Days: 30 | 90 | 365

2025 AI Stock Picks: 2 Hidden Gems Under $10/Share

From Darwin | Ad

The AI sector continues to make waves as we move into 2025, and now is a prime opportunity to get involved—without stretching your budget! We’ve just uncovered 2 promising AI stocks trading for under $10/share, and they’re positioned for impressive growth in the coming months.

👉[Click here to get your FREE report delivered instantly!]

High Income Securities Fund Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
6/28/2024	Phillip Goldstein	Director	Sell	90,000	$6.93	$623,700.00	9,773
6/26/2024	Phillip Goldstein	Director	Sell	90,000	$6.82	$613,800.00	154,373
6/4/2024	Gerald Hellerman	Director	Buy	100	$6.81	$681.00	40,026
5/4/2023	Moritz A Sell	Director	Buy	1,000	$6.17	$6,170.00	17,988
4/21/2023	Phillip Goldstein	Director	Buy	10,000	$6.37	$63,700.00	244,373
4/17/2023	Moritz A Sell	Director	Buy	1,000	$6.55	$6,550.00	16,875
4/13/2023	Moritz A Sell	Director	Buy	2,000	$6.59	$13,180.00	15,375
4/10/2023	Phillip Goldstein	Director	Buy	10,000	$6.39	$63,900.00	234,373
4/6/2023	Phillip Goldstein	Director	Buy	9,510	$6.41	$60,959.10	224,373
3/17/2023	Phillip Goldstein	Director	Buy	4,000	$6.28	$25,120.00	214,863
3/13/2023	Phillip Goldstein	Director	Buy	790	$6.36	$5,024.40	210,863
12/27/2022	Moritz A Sell	Director	Buy	2,064	$6.48	$13,374.72	13,217
9/26/2022	Moritz A Sell	Director	Buy	1,000	$6.66	$6,660.00	11,095
1/24/2022	Moritz A Sell	Director	Buy	1,347	$7.85	$10,573.95
1/21/2022	Gerald Hellerman	Director	Buy	700	$8.28	$5,796.00

[625,000% Gain] – Are You Ready for the Next Altcoin Boom?

From Crypto Swap Profits | Ad

All of our key indicators are flashing the same signal: an altcoin season is fast approaching. And if you know anything about crypto, you know that altcoin seasons are where some of the biggest gains happen.

SEC Filings (Institutional Ownership Changes) for High Income Securities Fund (NYSE:PCF)

16.64% of High Income Securities Fund stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

High Income Securities Fund Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
11/15/2024	Quarry LP	50,296	$0.34M	0.1%	+502,860.0%	0.287%
11/15/2024	Rivernorth Capital Management LLC	1,149,564	$7.85M	0.4%	N/A	6.558%
11/14/2024	L.M. Kohn & Company	13,816	$94K	0.0%	N/A	0.079%
11/5/2024	Harbour Investments Inc.	48,770	$0.33M	0.0%	N/A	0.278%
10/24/2024	Wealth Enhancement Advisory Services LLC	36,916	$0.25M	0.0%	N/A	0.211%
10/22/2024	Eastern Bank	7,000	$48K	0.0%	N/A	0.040%
10/19/2024	McClarren Financial Advisors Inc.	4,384	$29K	0.0%	+72,966.7%	0.025%
10/16/2024	SeaCrest Wealth Management LLC	41,491	$0.28M	0.0%	+6.0%	0.237%
10/10/2024	Gilman Hill Asset Management LLC	20,000	$0.14M	0.0%	-42.9%	0.114%
8/22/2024	Cetera Investment Advisers	711,259	$4.97M	0.0%	-6.3%	4.057%
8/15/2024	Sea Otter Advisors LLC	10,000	$70K	0.5%	N/A	0.057%
8/7/2024	Choreo LLC	15,941	$0.11M	0.0%	N/A	0.091%
8/5/2024	Blue Bell Private Wealth Management LLC	16,770	$0.12M	0.0%	+452.4%	0.096%
7/19/2024	Raymond James & Associates	192,919	$1.35M	0.0%	+2.4%	1.101%
7/12/2024	Gilman Hill Asset Management LLC	35,000	$0.25M	0.0%	+7.7%	0.200%
7/10/2024	Simplicity Wealth LLC	51,721	$0.36M	0.0%	N/A	0.295%
5/24/2024	Cetera Advisors LLC	746,732	$5.06M	0.0%	N/A	4.260%
5/24/2024	Cetera Investment Advisers	758,730	$5.14M	0.0%	-0.5%	4.328%
2/9/2024	Founders Financial Alliance LLC	38,537	$0.25M	0.1%	+8.3%	0.220%
2/9/2024	L.M. Kohn & Company	15,316	$98K	0.0%	-25.8%	0.087%
2/7/2024	Shaker Financial Services LLC	37,567	$0.24M	0.1%	N/A	0.214%
2/1/2024	Wolverine Asset Management LLC	5,500	$35K	0.0%	+148.4%	0.031%
1/22/2024	Silverlake Wealth Management LLC	25,160	$0.16M	0.1%	-11.9%	0.144%
1/18/2024	McGlone Suttner Wealth Management Inc.	17,924	$0.12M	0.0%	-25.1%	0.102%
1/16/2024	Raymond James Financial Services Advisors Inc.	74,432	$0.48M	0.0%	+2.4%	0.425%
1/16/2024	Raymond James & Associates	132,858	$0.85M	0.0%	+33.9%	0.758%
10/26/2023	Detalus Advisors LLC	12,342	$76K	0.0%	-13.0%	0.070%
10/24/2023	Raymond James Financial Services Advisors Inc.	72,657	$0.45M	0.0%	-30.4%	0.414%
10/19/2023	McGlone Suttner Wealth Management Inc.	23,944	$0.15M	0.0%	-17.6%	0.137%
8/23/2023	CTC Alternative Strategies Ltd.	17,000	$0.11M	0.1%	N/A	0.097%
8/18/2023	SFI Advisors LLC	11,021	$71K	0.1%	N/A	0.063%
8/14/2023	CSS LLC IL	23,452	$0.15M	0.0%	+14.7%	0.134%
8/10/2023	Cetera Investment Advisers	863,933	$5.60M	0.0%	-3.6%	4.928%
8/8/2023	Blue Bell Private Wealth Management LLC	4,700	$30K	0.0%	N/A	0.027%
7/31/2023	LPL Financial LLC	85,518	$0.55M	0.0%	-50.7%	0.488%
7/25/2023	Raymond James Financial Services Advisors Inc.	104,364	$0.68M	0.0%	+32.0%	0.595%
7/25/2023	Raymond James & Associates	100,093	$0.65M	0.0%	+2.5%	0.571%
7/14/2023	Gilman Hill Asset Management LLC	32,500	$0.21M	0.0%	+8.3%	0.185%
5/12/2023	SeaCrest Wealth Management LLC	39,458	$0.26M	0.0%	-4.5%	0.225%
5/8/2023	Shaker Financial Services LLC	20,400	$0.13M	0.1%	N/A	0.116%
5/8/2023	Wolverine Asset Management LLC	46,658	$0.30M	0.0%	+101.7%	0.266%
5/1/2023	Virtu Financial LLC	24,560	$0.16M	0.0%	N/A	0.140%
4/21/2023	Kovack Advisors Inc.	15,661	$0.10M	0.0%	N/A	0.089%
4/20/2023	McGlone Suttner Wealth Management Inc.	29,055	$0.19M	0.0%	-29.5%	0.166%
4/20/2023	Gilman Hill Asset Management LLC	30,000	$0.20M	0.0%	+71.4%	0.171%
4/14/2023	Raymond James Financial Services Advisors Inc.	79,083	$0.51M	0.0%	+6.2%	0.451%
2/10/2023	Yakira Capital Management Inc.	117,237	$0.76M	0.2%	-2.2%	0.669%
2/9/2023	McGlone Suttner Wealth Management Inc.	41,237	$0.27M	0.1%	N/A	0.235%
2/8/2023	Raymond James Financial Services Advisors Inc.	74,476	$0.48M	0.0%	-13.0%	0.425%
2/8/2023	L.M. Kohn & Company	21,765	$0.14M	0.1%	+52.1%	0.124%
2/8/2023	Raymond James & Associates	97,231	$0.63M	0.0%	+58.0%	0.555%
2/7/2023	LPL Financial LLC	151,063	$0.98M	0.0%	+18.3%	0.862%
2/2/2023	Raymond James Trust N.A.	10,003	$65K	0.0%	N/A	0.057%
2/1/2023	Wolverine Asset Management LLC	23,128	$0.15M	0.0%	N/A	0.132%
1/31/2023	Melfa Wealth Management LLC	30,082	$0.20M	0.2%	N/A	0.172%
1/20/2023	Gilman Hill Asset Management LLC	17,500	$0.11M	0.0%	N/A	0.100%
11/16/2022	SeaCrest Wealth Management LLC	40,727	$0.28M	0.0%	+8.6%	0.429%
11/15/2022	Bulldog Investors LLP	284,687	$1.96M	0.6%	-13.2%	3.000%
11/14/2022	Thomas J. Herzfeld Advisors Inc.	436,726	$3.01M	1.3%	-49.5%	4.602%
10/25/2022	Raymond James & Associates	61,557	$0.42M	0.0%	-6.8%	0.649%
10/25/2022	Raymond James Financial Services Advisors Inc.	85,628	$0.59M	0.0%	+77.7%	0.902%
8/15/2022	Bulldog Investors LLP	327,846	$2.39M	0.7%	-4.2%	3.455%
8/11/2022	Cetera Investment Advisers	965,528	$7.03M	0.1%	-4.5%	10.174%
8/11/2022	CoreCap Advisors LLC	3,425	$25K	0.0%	N/A	0.036%
8/10/2022	Thomas J. Herzfeld Advisors Inc.	864,245	$6.29M	2.6%	+2.3%	9.107%
8/8/2022	Baird Financial Group Inc.	138,805	$1.01M	0.0%	+4.6%	1.463%
8/5/2022	CTC Capital Management LLC	17,000	$0.12M	0.1%	N/A	0.179%
8/3/2022	Envestnet Asset Management Inc.	193,671	$1.41M	0.0%	-8.1%	2.041%
7/27/2022	Detalus Advisors LLC	13,892	$0.10M	0.1%	+16.8%	0.146%
7/19/2022	Commonwealth Equity Services LLC	11,345	$82K	0.0%	-20.0%	0.120%
5/25/2022	L.M. Kohn & Company	14,311	$0.11M	0.0%	N/A	0.151%
5/13/2022	Cetera Investment Advisers	1,011,083	$8.01M	0.1%	-3.7%	10.654%
5/12/2022	Sit Investment Associates Inc.	545,862	$4.32M	0.1%	-45.0%	5.752%
5/12/2022	Yakira Capital Management Inc.	222,820	$1.77M	0.3%	-10.5%	2.348%
5/9/2022	Doliver Advisors LP	26,894	$0.21M	0.1%	-41.0%	0.283%
5/4/2022	Wolverine Asset Management LLC	18,474	$0.15M	0.0%	+169.2%	0.195%
5/4/2022	Commonwealth Equity Services LLC	14,176	$0.11M	0.0%	+17.9%	0.149%
5/4/2022	Envestnet Asset Management Inc.	210,716	$1.67M	0.0%	+14.2%	2.220%
2/15/2022	CTC Capital Management LLC	17,000	$0.15M	0.4%	N/A	0.179%
2/15/2022	Cetera Investment Advisers	1,049,833	$9.08M	0.1%	N/A	11.063%
2/14/2022	CSS LLC IL	35,160	$0.30M	0.0%	N/A	0.370%
2/14/2022	Clough Capital Partners L P	31,510	$0.27M	0.0%	N/A	0.332%
2/14/2022	Bulldog Investors LLP	481,112	$4.16M	1.1%	N/A	5.070%
2/9/2022	Wolverine Asset Management LLC	6,862	$59K	0.0%	N/A	0.072%
2/9/2022	Yakira Capital Management Inc.	248,861	$2.15M	0.3%	N/A	2.622%
2/9/2022	Baird Financial Group Inc.	116,509	$1.01M	0.0%	+3.0%	1.228%
2/8/2022	Raymond James & Associates	58,400	$0.51M	0.0%	N/A	0.615%
2/7/2022	Doliver Advisors LP	45,556	$0.39M	0.1%	+88.0%	0.480%
2/4/2022	Envestnet Asset Management Inc.	184,538	$1.60M	0.0%	N/A	1.945%
2/3/2022	Advisor Group Holdings Inc.	24,097	$0.21M	0.0%	+61.7%	0.254%
1/31/2022	Commonwealth Equity Services LLC	12,019	$0.10M	0.0%	N/A	0.127%
1/18/2022	Detalus Advisors LLC	11,892	$0.10M	0.0%	N/A	0.125%
11/16/2021	Cetera Advisor Networks LLC	20,220	$0.18M	0.0%	+67.1%	0.213%
11/16/2021	SeaCrest Wealth Management LLC	50,688	$0.44M	0.1%	+34.7%	0.534%
11/9/2021	Kerntke Otto McGlone Wealth Management Group	11,591	$0.10M	0.3%	-83.0%	0.122%
11/5/2021	Advisor Group Holdings Inc.	14,900	$0.13M	0.0%	+62.0%	0.157%
11/3/2021	Doliver Advisors LP	24,229	$0.21M	0.1%	N/A	0.255%
10/27/2021	Merit Financial Group LLC	14,637	$0.13M	0.0%	N/A	0.154%
10/19/2021	Kestra Advisory Services LLC	34,053	$0.30M	0.0%	+78.1%	0.359%
10/13/2021	FNY Investment Advisers LLC	3,000	$26K	0.0%	N/A	0.032%

Data available starting January 2016

High Income Securities Fund is a closed-ended balanced income mutual fund launched and managed by Putnam Investment Management, LLC. The fund is co-managed by Putnam Investments Limited. It invests in the fixed income markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It invests in both convertible bonds and convertible preferred stocks. The fund benchmarks the performance of its portfolio against a composite index comprising of 50% JPMorgan Developed High Yield Index and 50% BofA Merrill Lynch AllConvertibles Speculative Quality Index. The fund was formerly known as Putnam High Income Securities Fund High Income Securities Fund was formed on July 9, 1987 and is domiciled in the United States.

Today's Range

Now: $6.72

$6.72

50 Day Range

MA: $6.76

$6.65

$6.87

52 Week Range

Now: $6.72

$6.19

$7.00

Volume

1,528 shs

Average Volume

121,409 shs

Market Capitalization

$117.80 million

P/E Ratio

N/A

Dividend Yield

11.05%

Beta

0.94

Who are the company insiders with the largest holdings of High Income Securities Fund?: High Income Securities Fund's top insider investors include:
Phillip Goldstein (Director)
Gerald Hellerman (Director)
Moritz A Sell (Director)
Learn More about top insider investors at High Income Securities Fund.
Who are the major institutional investors of High Income Securities Fund?: High Income Securities Fund's top institutional shareholders include:
Rivernorth Capital Management LLC — 6.56%
Quarry LP — 0.29%
Harbour Investments Inc. — 0.28%
SeaCrest Wealth Management LLC — 0.24%
Wealth Enhancement Advisory Services LLC — 0.21%
Gilman Hill Asset Management LLC — 0.11%
Learn More about top institutional investors of High Income Securities Fund stock.
Which major investors are selling High Income Securities Fund stock?: During the last quarter, PCF stock was sold by these institutional investors:
Gilman Hill Asset Management LLC
Which major investors are buying High Income Securities Fund stock?: During the previous quarter, PCF stock was acquired by institutional investors including:
Rivernorth Capital Management LLC
Quarry LP
Harbour Investments Inc.
Wealth Enhancement Advisory Services LLC
L.M. Kohn & Company
Eastern Bank
McClarren Financial Advisors Inc.
SeaCrest Wealth Management LLC
During the last year, these company insiders have bought High Income Securities Fund stock:
Phillip Goldstein (Director)
Gerald Hellerman (Director)
Moritz A Sell (Director)
Learn More investors buying High Income Securities Fund stock.