PCF Insider Trading

Insider Trading Chart
Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: 1.60%

Insider Buying (Last 12 Months): $90,517.00

Insider Selling (Last 12 Months): $1,371,925.31

High Income Securities Fund Insider Trading History Chart

High Income Securities Fund Share Price & Price History

^$6.62

▼ -0.005 (-0.08%)

As of 03/31/2025 04:59 PM ET

Days: 30 | 90 | 365

High Income Securities Fund Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
2/24/2025	Phillip Goldstein	Director	Sell	19,296	$6.84	$131,984.64	7,131
2/4/2025	Rajeev P. Das	Director	Sell	114	$6.71	$764.94
1/8/2025	Moritz A Sell	Director	Buy	1,624	$6.50	$10,556.00	5,446
12/26/2024	Gerald Hellerman	Director	Sell	259	$6.47	$1,675.73	37,000
12/19/2024	Gerald Hellerman	Director	Buy	2,000	$6.34	$12,680.00	37,259
12/16/2024	Gerald Hellerman	Director	Buy	10,000	$6.66	$66,600.00	14,325
6/28/2024	Phillip Goldstein	Director	Sell	90,000	$6.93	$623,700.00	9,773
6/26/2024	Phillip Goldstein	Director	Sell	90,000	$6.82	$613,800.00	154,373
6/4/2024	Gerald Hellerman	Director	Buy	100	$6.81	$681.00	40,026
5/4/2023	Moritz A Sell	Director	Buy	1,000	$6.17	$6,170.00	17,988
4/21/2023	Phillip Goldstein	Director	Buy	10,000	$6.37	$63,700.00	244,373
4/17/2023	Moritz A Sell	Director	Buy	1,000	$6.55	$6,550.00	16,875
4/13/2023	Moritz A Sell	Director	Buy	2,000	$6.59	$13,180.00	15,375
4/10/2023	Phillip Goldstein	Director	Buy	10,000	$6.39	$63,900.00	234,373
4/6/2023	Phillip Goldstein	Director	Buy	9,510	$6.41	$60,959.10	224,373
3/17/2023	Phillip Goldstein	Director	Buy	4,000	$6.28	$25,120.00	214,863
3/13/2023	Phillip Goldstein	Director	Buy	790	$6.36	$5,024.40	210,863
12/27/2022	Moritz A Sell	Director	Buy	2,064	$6.48	$13,374.72	13,217
9/26/2022	Moritz A Sell	Director	Buy	1,000	$6.66	$6,660.00	11,095

See Full Table

SEC Filings (Institutional Ownership Changes) for High Income Securities Fund (NYSE:PCF)

16.64% of High Income Securities Fund stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

High Income Securities Fund Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
2/28/2025	Total Wealth Planning & Management Inc.	12,288	$80K	0.1%	N/A	0.066%
2/18/2025	Alpine Global Management LLC	30,546	$0.20M	0.0%	N/A	0.163%
2/18/2025	CSS LLC IL	10,353	$68K	0.0%	-91.6%	0.055%
2/17/2025	Cetera Investment Advisers	29,150	$0.19M	0.0%	-98.3%	0.156%
2/17/2025	CF Capital LLC	33,600	$0.22M	0.2%	N/A	0.179%
2/17/2025	Bank of America Corp DE	22,367	$0.15M	0.0%	-8.7%	0.119%
2/14/2025	MGO One Seven LLC	34,830	$0.23M	0.0%	N/A	0.186%
2/14/2025	Alpine Global Management LLC	30,546	$0.20M	0.0%	N/A	0.163%
2/14/2025	Hunting Hill Global Capital LLC	14,317	$93K	0.0%	-89.8%	0.076%
2/13/2025	NewEdge Advisors LLC	87,700	$0.57M	0.0%	-3.5%	0.468%
2/13/2025	Icon Advisers Inc. Co.	88,878	$0.58M	0.1%	-90.1%	0.475%
2/13/2025	Raymond James Financial Inc.	192,325	$1.26M	0.0%	N/A	1.027%
2/13/2025	Invesco Ltd.	371,539	$2.43M	0.0%	-4.1%	1.985%
2/13/2025	Yakira Capital Management Inc.	102,770	$0.67M	0.2%	-83.6%	0.549%
2/13/2025	Wells Fargo & Company MN	75,567	$0.49M	0.0%	+15.9%	0.404%
2/11/2025	LPL Financial LLC	1,748,815	$11.42M	0.0%	+1,744.5%	9.342%
2/10/2025	Harbour Investments Inc.	4,973	$32K	0.0%	-89.8%	0.027%
2/7/2025	HighTower Advisors LLC	18,746	$0.12M	0.0%	N/A	0.100%
2/7/2025	Naviter Wealth LLC	15,169	$99K	0.0%	N/A	0.081%
2/7/2025	Blue Bell Private Wealth Management LLC	54,562	$0.36M	0.1%	-93.9%	0.291%
2/6/2025	Raymond James Financial Inc.	192,325	$1.26M	0.0%	N/A	1.027%
2/5/2025	Noble Wealth Management PBC	10,675	$70K	0.0%	N/A	0.057%
1/14/2025	SeaCrest Wealth Management LLC	43,295	$0.28M	0.0%	+4.3%	0.231%
12/3/2024	Rivernorth Capital Management LLC	1,155,192	$7.89M	0.4%	N/A	6.172%
11/15/2024	Quarry LP	50,296	$0.34M	0.1%	+502,860.0%	0.287%
11/15/2024	Rivernorth Capital Management LLC	1,149,564	$7.85M	0.4%	N/A	6.558%
11/14/2024	L.M. Kohn & Company	13,816	$94K	0.0%	N/A	0.079%
11/5/2024	Harbour Investments Inc.	48,770	$0.33M	0.0%	N/A	0.278%
10/24/2024	Wealth Enhancement Advisory Services LLC	36,916	$0.25M	0.0%	N/A	0.211%
10/22/2024	Eastern Bank	7,000	$48K	0.0%	N/A	0.040%
10/19/2024	McClarren Financial Advisors Inc.	4,384	$29K	0.0%	+72,966.7%	0.025%
10/16/2024	SeaCrest Wealth Management LLC	41,491	$0.28M	0.0%	+6.0%	0.237%
10/10/2024	Gilman Hill Asset Management LLC	20,000	$0.14M	0.0%	-42.9%	0.114%
8/22/2024	Cetera Investment Advisers	711,259	$4.97M	0.0%	-6.3%	4.057%
8/15/2024	Sea Otter Advisors LLC	10,000	$70K	0.5%	N/A	0.057%
8/7/2024	Choreo LLC	15,941	$0.11M	0.0%	N/A	0.091%
8/5/2024	Blue Bell Private Wealth Management LLC	16,770	$0.12M	0.0%	+452.4%	0.096%
7/19/2024	Raymond James & Associates	192,919	$1.35M	0.0%	+2.4%	1.101%
7/12/2024	Gilman Hill Asset Management LLC	35,000	$0.25M	0.0%	+7.7%	0.200%
7/10/2024	Simplicity Wealth LLC	51,721	$0.36M	0.0%	N/A	0.295%
5/24/2024	Cetera Advisors LLC	746,732	$5.06M	0.0%	N/A	4.260%
5/24/2024	Cetera Investment Advisers	758,730	$5.14M	0.0%	-0.5%	4.328%
2/9/2024	Founders Financial Alliance LLC	38,537	$0.25M	0.1%	+8.3%	0.220%
2/9/2024	L.M. Kohn & Company	15,316	$98K	0.0%	-25.8%	0.087%
2/7/2024	Shaker Financial Services LLC	37,567	$0.24M	0.1%	N/A	0.214%
2/1/2024	Wolverine Asset Management LLC	5,500	$35K	0.0%	+148.4%	0.031%
1/22/2024	Silverlake Wealth Management LLC	25,160	$0.16M	0.1%	-11.9%	0.144%
1/18/2024	McGlone Suttner Wealth Management Inc.	17,924	$0.12M	0.0%	-25.1%	0.102%
1/16/2024	Raymond James Financial Services Advisors Inc.	74,432	$0.48M	0.0%	+2.4%	0.425%
1/16/2024	Raymond James & Associates	132,858	$0.85M	0.0%	+33.9%	0.758%
10/26/2023	Detalus Advisors LLC	12,342	$76K	0.0%	-13.0%	0.070%
10/24/2023	Raymond James Financial Services Advisors Inc.	72,657	$0.45M	0.0%	-30.4%	0.414%
10/19/2023	McGlone Suttner Wealth Management Inc.	23,944	$0.15M	0.0%	-17.6%	0.137%
8/23/2023	CTC Alternative Strategies Ltd.	17,000	$0.11M	0.1%	N/A	0.097%
8/18/2023	SFI Advisors LLC	11,021	$71K	0.1%	N/A	0.063%
8/14/2023	CSS LLC IL	23,452	$0.15M	0.0%	+14.7%	0.134%
8/10/2023	Cetera Investment Advisers	863,933	$5.60M	0.0%	-3.6%	4.928%
8/8/2023	Blue Bell Private Wealth Management LLC	4,700	$30K	0.0%	N/A	0.027%
7/31/2023	LPL Financial LLC	85,518	$0.55M	0.0%	-50.7%	0.488%
7/25/2023	Raymond James Financial Services Advisors Inc.	104,364	$0.68M	0.0%	+32.0%	0.595%
7/25/2023	Raymond James & Associates	100,093	$0.65M	0.0%	+2.5%	0.571%
7/14/2023	Gilman Hill Asset Management LLC	32,500	$0.21M	0.0%	+8.3%	0.185%
5/12/2023	SeaCrest Wealth Management LLC	39,458	$0.26M	0.0%	-4.5%	0.225%
5/8/2023	Shaker Financial Services LLC	20,400	$0.13M	0.1%	N/A	0.116%
5/8/2023	Wolverine Asset Management LLC	46,658	$0.30M	0.0%	+101.7%	0.266%
5/1/2023	Virtu Financial LLC	24,560	$0.16M	0.0%	N/A	0.140%
4/21/2023	Kovack Advisors Inc.	15,661	$0.10M	0.0%	N/A	0.089%
4/20/2023	McGlone Suttner Wealth Management Inc.	29,055	$0.19M	0.0%	-29.5%	0.166%
4/20/2023	Gilman Hill Asset Management LLC	30,000	$0.20M	0.0%	+71.4%	0.171%
4/14/2023	Raymond James Financial Services Advisors Inc.	79,083	$0.51M	0.0%	+6.2%	0.451%
2/10/2023	Yakira Capital Management Inc.	117,237	$0.76M	0.2%	-2.2%	0.669%
2/9/2023	McGlone Suttner Wealth Management Inc.	41,237	$0.27M	0.1%	N/A	0.235%
2/8/2023	Raymond James Financial Services Advisors Inc.	74,476	$0.48M	0.0%	-13.0%	0.425%
2/8/2023	L.M. Kohn & Company	21,765	$0.14M	0.1%	+52.1%	0.124%
2/8/2023	Raymond James & Associates	97,231	$0.63M	0.0%	+58.0%	0.555%
2/7/2023	LPL Financial LLC	151,063	$0.98M	0.0%	+18.3%	0.862%
2/2/2023	Raymond James Trust N.A.	10,003	$65K	0.0%	N/A	0.057%
2/1/2023	Wolverine Asset Management LLC	23,128	$0.15M	0.0%	N/A	0.132%
1/31/2023	Melfa Wealth Management LLC	30,082	$0.20M	0.2%	N/A	0.172%
1/20/2023	Gilman Hill Asset Management LLC	17,500	$0.11M	0.0%	N/A	0.100%
11/16/2022	SeaCrest Wealth Management LLC	40,727	$0.28M	0.0%	+8.6%	0.429%
11/15/2022	Bulldog Investors LLP	284,687	$1.96M	0.6%	-13.2%	3.000%
11/14/2022	Thomas J. Herzfeld Advisors Inc.	436,726	$3.01M	1.3%	-49.5%	4.602%
10/25/2022	Raymond James & Associates	61,557	$0.42M	0.0%	-6.8%	0.649%
10/25/2022	Raymond James Financial Services Advisors Inc.	85,628	$0.59M	0.0%	+77.7%	0.902%
8/15/2022	Bulldog Investors LLP	327,846	$2.39M	0.7%	-4.2%	3.455%
8/11/2022	Cetera Investment Advisers	965,528	$7.03M	0.1%	-4.5%	10.174%
8/11/2022	CoreCap Advisors LLC	3,425	$25K	0.0%	N/A	0.036%
8/10/2022	Thomas J. Herzfeld Advisors Inc.	864,245	$6.29M	2.6%	+2.3%	9.107%
8/8/2022	Baird Financial Group Inc.	138,805	$1.01M	0.0%	+4.6%	1.463%
8/5/2022	CTC Capital Management LLC	17,000	$0.12M	0.1%	N/A	0.179%
8/3/2022	Envestnet Asset Management Inc.	193,671	$1.41M	0.0%	-8.1%	2.041%
7/27/2022	Detalus Advisors LLC	13,892	$0.10M	0.1%	+16.8%	0.146%
7/19/2022	Commonwealth Equity Services LLC	11,345	$82K	0.0%	-20.0%	0.120%
5/25/2022	L.M. Kohn & Company	14,311	$0.11M	0.0%	N/A	0.151%
5/13/2022	Cetera Investment Advisers	1,011,083	$8.01M	0.1%	-3.7%	10.654%
5/12/2022	Sit Investment Associates Inc.	545,862	$4.32M	0.1%	-45.0%	5.752%
5/12/2022	Yakira Capital Management Inc.	222,820	$1.77M	0.3%	-10.5%	2.348%
5/9/2022	Doliver Advisors LP	26,894	$0.21M	0.1%	-41.0%	0.283%
5/4/2022	Wolverine Asset Management LLC	18,474	$0.15M	0.0%	+169.2%	0.195%

Data available starting January 2016

See Full Table

High Income Securities Fund is a closed-ended balanced income mutual fund launched and managed by Putnam Investment Management, LLC. The fund is co-managed by Putnam Investments Limited. It invests in the fixed income markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It invests in both convertible bonds and convertible preferred stocks. The fund benchmarks the performance of its portfolio against a composite index comprising of 50% JPMorgan Developed High Yield Index and 50% BofA Merrill Lynch AllConvertibles Speculative Quality Index. The fund was formerly known as Putnam High Income Securities Fund High Income Securities Fund was formed on July 9, 1987 and is domiciled in the United States.

Today's Range

Now: $6.62

$6.56

$6.65

50 Day Range

MA: $6.71

$6.58

$6.88

52 Week Range

Now: $6.62

$6.19

$7.00

Volume

74,149 shs

Average Volume

131,254 shs

Market Capitalization

$123.81 million

P/E Ratio

N/A

Dividend Yield

11.16%

Beta

0.95

Who are the company insiders with the largest holdings of High Income Securities Fund?: High Income Securities Fund's top insider investors include:
Phillip Goldstein (Director)
Gerald Hellerman (Director)
Moritz A Sell (Director)
Rajeev P Das (Director)
Learn More about top insider investors at High Income Securities Fund.
Who are the major institutional investors of High Income Securities Fund?: High Income Securities Fund's top institutional shareholders include:
LPL Financial LLC — 9.34%
Invesco Ltd. — 1.98%
Raymond James Financial Inc. — 1.03%
Raymond James Financial Inc. — 1.03%
Yakira Capital Management Inc. — 0.55%
Icon Advisers Inc. Co. — 0.47%
Learn More about top institutional investors of High Income Securities Fund stock.
Which major investors are selling High Income Securities Fund stock?: During the last quarter, PCF stock was sold by these institutional investors:
Cetera Investment Advisers
Blue Bell Private Wealth Management LLC
Icon Advisers Inc. Co.
Yakira Capital Management Inc.
Hunting Hill Global Capital LLC
CSS LLC IL
Harbour Investments Inc.
Invesco Ltd.
Within the last year, company insiders that have sold High Income Securities Fund company stock include:
Phillip Goldstein (Director)
Gerald Hellerman (Director)
Moritz A Sell (Director)
Learn More investors selling High Income Securities Fund stock.
Which major investors are buying High Income Securities Fund stock?: During the last quarter, PCF stock was bought by institutional investors including:
LPL Financial LLC
Raymond James Financial Inc.
Raymond James Financial Inc.
MGO One Seven LLC
CF Capital LLC
Alpine Global Management LLC
Alpine Global Management LLC
HighTower Advisors LLC
During the last year, these company insiders have bought High Income Securities Fund stock:
Phillip Goldstein (Director)
Gerald Hellerman (Director)
Moritz A Sell (Director)
Learn More investors buying High Income Securities Fund stock.