GUG Insider Trading

Insider Trading Chart
Insider Trading History
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About

Insider Ownership Percentage: N/A

Insider Buying (Last 12 Months): $56,910.21

Insider Selling (Last 12 Months): $8,225.00

Guggenheim Active Allocation Fund Insider Trading History Chart

Guggenheim Active Allocation Fund Share Price & Price History

^$15.38

▼ -0.11 (-0.71%)

As of 05/15/2025 04:52 PM ET

Days: 30 | 90 | 365

Guggenheim Active Allocation Fund Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
5/5/2025	Ronald Nyberg	Insider	Buy	1,305	$15.15	$19,770.75	2,105
4/1/2025	Ronald E Toupin Jr	Insider	Buy	1,500	$15.10	$22,650.00	13,617
10/3/2024	Randall C Barnes	Insider	Sell	500	$16.45	$8,225.00	65,322
9/3/2024	Angela Brock-Kyle	Insider	Buy	909	$15.94	$14,489.46	3,356
4/1/2024	Ronald E Toupin Jr	Insider	Buy	194	$14.65	$2,842.10	11,046
1/30/2024	Randall C Barnes	Insider	Buy	385	$14.50	$5,582.50	65,822
12/29/2023	Ronald E Toupin Jr	Insider	Buy	200	$14.66	$2,932.00	10,592

SEC Filings (Institutional Ownership Changes) for Guggenheim Active Allocation Fund (NYSE:GUG)

Institutional Buying and Selling by Quarter

Guggenheim Active Allocation Fund Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
5/15/2025	Royal Bank of Canada	517,900	$7.81M	0.0%	+12.0%	0.000%
5/15/2025	Baird Financial Group Inc.	766,124	$11.55M	0.0%	+4.1%	0.000%
5/14/2025	Walleye Capital LLC	32,932	$0.50M	0.0%	-2.6%	0.000%
5/13/2025	Elequin Capital LP	4,408	$66K	0.0%	N/A	0.000%
5/13/2025	Raymond James Financial Inc.	592,568	$8.93M	0.0%	+16.9%	0.000%
5/13/2025	Kovitz Investment Group Partners LLC	195,786	$2.95M	0.0%	+24.0%	0.000%
5/13/2025	HighTower Advisors LLC	24,098	$0.36M	0.0%	-25.5%	0.000%
5/12/2025	Invesco Ltd.	47,517	$0.72M	0.0%	+258.7%	0.000%
5/9/2025	MGB Wealth Management LLC	24,019	$0.36M	0.1%	+100.0%	0.000%
5/6/2025	Cetera Investment Advisers	19,436	$0.29M	0.0%	+9.6%	0.000%
5/6/2025	Journey Strategic Wealth LLC	29,539	$0.45M	0.0%	-20.5%	0.000%
5/6/2025	Wedbush Securities Inc.	15,074	$0.23M	0.0%	-33.5%	0.000%
5/1/2025	Corrado Advisors LLC	162,224	$2.45M	1.6%	+0.9%	0.000%
4/29/2025	Envestnet Asset Management Inc.	28,601	$0.43M	0.0%	+8.9%	0.000%
4/29/2025	Aviance Capital Partners LLC	24,434	$0.37M	0.1%	+25.8%	0.000%
4/28/2025	DAVENPORT & Co LLC	24,006	$0.36M	0.0%	-4.7%	0.000%
4/24/2025	Tsfg LLC	1,734	$26K	0.0%	N/A	0.000%
4/23/2025	Oppenheimer & Co. Inc.	88,120	$1.33M	0.0%	+5.2%	0.000%
4/22/2025	PFG Investments LLC	12,550	$0.19M	0.0%	-33.4%	0.000%
4/21/2025	Avior Wealth Management LLC	11,670	$0.18M	0.0%	+113.0%	0.000%
2/25/2025	B. Riley Wealth Advisors Inc.	16,563	$0.25M	0.0%	-9.9%	0.000%
2/17/2025	Cetera Investment Advisers	17,733	$0.26M	0.0%	+12.4%	0.000%
2/17/2025	Baird Financial Group Inc.	735,643	$10.94M	0.0%	+5.9%	0.000%
2/17/2025	Bank of America Corp DE	576,436	$8.57M	0.0%	-3.9%	0.000%
2/14/2025	Kovitz Investment Group Partners LLC	157,875	$2.35M	0.0%	+127.4%	0.000%
2/13/2025	Walleye Capital LLC	33,815	$0.50M	0.0%	N/A	0.000%
2/13/2025	Cohen & Steers Inc.	786,149	$11.69M	0.0%	-16.7%	0.000%
2/13/2025	Rockefeller Capital Management L.P.	23,366	$0.35M	0.0%	-28.2%	0.000%
2/13/2025	Raymond James Financial Inc.	506,700	$7.54M	0.0%	N/A	0.000%
2/13/2025	Invesco Ltd.	13,247	$0.20M	0.0%	N/A	0.000%
2/13/2025	Envestnet Asset Management Inc.	26,271	$0.39M	0.0%	+7.5%	0.000%
2/13/2025	Wedbush Securities Inc.	22,658	$0.34M	0.0%	+52.5%	0.000%
2/13/2025	Wells Fargo & Company MN	251,604	$3.74M	0.0%	-0.5%	0.000%
2/12/2025	Landscape Capital Management L.L.C.	11,839	$0.18M	0.0%	N/A	0.000%
2/11/2025	LPL Financial LLC	20,047	$0.30M	0.0%	N/A	0.000%
2/10/2025	Advisors Asset Management Inc.	595,115	$8.85M	0.2%	+22.2%	0.000%
2/10/2025	SouthState Corp	8,425	$0.13M	0.0%	N/A	0.000%
2/7/2025	HighTower Advisors LLC	32,336	$0.48M	0.0%	N/A	0.000%
2/7/2025	Independent Advisor Alliance	16,103	$0.24M	0.0%	N/A	0.000%
2/7/2025	Aviance Capital Partners LLC	19,424	$0.29M	0.0%	+9.4%	0.000%
2/6/2025	Raymond James Financial Inc.	506,700	$7.54M	0.0%	N/A	0.000%
2/6/2025	Steward Partners Investment Advisory LLC	9,664	$0.14M	0.0%	+94.7%	0.000%
2/5/2025	Oppenheimer & Co. Inc.	83,775	$1.25M	0.0%	+14.3%	0.000%
2/5/2025	Corrado Advisors LLC	160,829	$2.39M	1.6%	-6.4%	0.000%
2/3/2025	Concurrent Investment Advisors LLC	26,550	$0.40M	0.0%	+13.6%	0.000%
1/31/2025	J.W. Cole Advisors Inc.	43,607	$0.65M	0.0%	+9.4%	0.000%
1/29/2025	MGB Wealth Management LLC	12,011	$0.18M	0.1%	+6.6%	0.000%
1/24/2025	Journey Strategic Wealth LLC	37,142	$0.55M	0.0%	-19.2%	0.000%
1/24/2025	DAVENPORT & Co LLC	25,200	$0.38M	0.0%	-3.8%	0.000%
1/22/2025	PFG Investments LLC	18,850	$0.28M	0.0%	-40.8%	0.000%
1/17/2025	Avior Wealth Management LLC	5,479	$81K	0.0%	+53.6%	0.000%
12/26/2024	JPMorgan Chase & Co.	3,800	$63K	0.0%	N/A	0.000%
12/13/2024	B. Riley Wealth Advisors Inc.	18,377	$0.30M	0.0%	-83.4%	0.000%
11/15/2024	Kovitz Investment Group Partners LLC	69,419	$1.13M	0.0%	N/A	0.000%
11/15/2024	Stifel Financial Corp	54,793	$0.91M	0.0%	+16.8%	0.000%
11/14/2024	Arete Wealth Advisors LLC	15,220	$0.25M	0.0%	-30.4%	0.000%
11/14/2024	Rockefeller Capital Management L.P.	32,559	$0.54M	0.0%	N/A	0.000%
11/12/2024	Penserra Capital Management LLC	299,198	$4.95M	0.1%	N/A	0.000%
11/12/2024	Kingsview Wealth Management LLC	19,860	$0.33M	0.0%	+3.4%	0.000%
11/8/2024	Advisors Asset Management Inc.	487,071	$8.06M	0.1%	+27.2%	0.000%
11/7/2024	Pathstone Holdings LLC	220,358	$3.65M	0.0%	-14.9%	0.000%
11/7/2024	Aviance Capital Partners LLC	17,760	$0.29M	0.0%	-22.7%	0.000%
11/6/2024	Oppenheimer & Co. Inc.	73,325	$1.21M	0.0%	-15.3%	0.000%
11/1/2024	Corrado Advisors LLC	171,743	$2.84M	1.8%	-2.1%	0.000%
10/31/2024	Concurrent Investment Advisors LLC	23,381	$0.39M	0.0%	+52.1%	0.000%
10/24/2024	J.W. Cole Advisors Inc.	39,853	$0.66M	0.0%	-7.4%	0.000%
10/22/2024	International Assets Investment Management LLC	49,650	$8.22M	0.0%	+1,555.0%	0.000%
10/18/2024	Raymond James & Associates	249,825	$4.14M	0.0%	+48.0%	0.000%
8/19/2024	B. Riley Wealth Advisors Inc.	110,723	$1.65M	0.0%	+5.1%	0.000%
8/8/2024	J.W. Cole Advisors Inc.	43,018	$0.64M	0.0%	+6.2%	0.000%
8/7/2024	Wedbush Securities Inc.	15,111	$0.23M	0.0%	-6.0%	0.000%
8/7/2024	PFG Investments LLC	31,850	$0.48M	0.0%	N/A	0.000%
7/31/2024	Concurrent Investment Advisors LLC	15,377	$0.23M	0.0%	+4.6%	0.000%
7/30/2024	International Assets Investment Management LLC	3,000	$45K	0.0%	N/A	0.000%
7/25/2024	Raymond James Trust N.A.	17,830	$0.27M	0.0%	+64.8%	0.000%
7/19/2024	Raymond James & Associates	168,783	$2.52M	0.0%	+12.9%	0.000%
7/11/2024	U.S. Capital Wealth Advisors LLC	72,702	$1.09M	0.0%	-23.0%	0.000%
5/16/2024	B. Riley Wealth Advisors Inc.	105,330	$1.42M	0.0%	+3.1%	0.000%
5/14/2024	Advisors Asset Management Inc.	270,825	$3.98M	0.1%	+60.2%	0.000%
5/9/2024	Corrado Advisors LLC	178,839	$2.63M	1.7%	-5.3%	0.000%
5/7/2024	Concurrent Investment Advisors LLC	14,702	$0.22M	0.0%	N/A	0.000%
4/30/2024	J.W. Cole Advisors Inc.	40,495	$0.60M	0.0%	+6.3%	0.000%
4/23/2024	Raymond James Financial Services Advisors Inc.	85,508	$1.26M	0.0%	+155.0%	0.000%
3/27/2024	Nomura Holdings Inc.	16,843	$0.25M	0.0%	N/A	0.000%
3/15/2024	B. Riley Wealth Advisors Inc.	102,203	$1.50M	0.0%	-3.0%	0.000%
2/13/2024	Oppenheimer & Co. Inc.	87,075	$1.28M	0.0%	+12.5%	0.000%
2/13/2024	1607 Capital Partners LLC	74,845	$1.10M	0.1%	+36.0%	0.000%
2/12/2024	Relative Value Partners Group LLC	245,733	$3.60M	0.2%	+14.5%	0.000%
2/9/2024	Journey Strategic Wealth LLC	38,792	$0.57M	0.0%	+14.8%	0.000%
2/6/2024	Aviance Capital Partners LLC	23,089	$0.34M	0.1%	-7.1%	0.000%
2/6/2024	U.S. Capital Wealth Advisors LLC	122,067	$1.79M	0.1%	-2.9%	0.000%
2/1/2024	Corrado Advisors LLC	188,927	$2.77M	2.3%	-2.3%	0.000%
1/31/2024	J.W. Cole Advisors Inc.	38,101	$0.56M	0.0%	+70.4%	0.000%
1/25/2024	International Assets Investment Management LLC	43,980	$0.65M	0.0%	N/A	0.000%
1/25/2024	Blue Bell Private Wealth Management LLC	4,200	$62K	0.0%	N/A	0.000%
1/24/2024	International Assets Investment Management LLC	43,980	$0.65M	0.0%	N/A	0.000%
1/16/2024	Raymond James Financial Services Advisors Inc.	33,537	$0.49M	0.0%	+89.4%	0.000%
1/5/2024	BancFirst Trust & Investment Management	19,377	$0.29M	0.1%	N/A	0.000%

Data available starting January 2016

See Full Table

Today's Range

Now: $15.38

$15.15

$15.50

50 Day Range

MA: $14.89

$13.99

$15.58

52 Week Range

Now: $15.38

$13.90

$16.88

Volume

49,954 shs

Average Volume

84,096 shs

Market Capitalization

N/A

P/E Ratio

N/A

Dividend Yield

9.79%

Beta

N/A

Who are the company insiders with the largest holdings of Guggenheim Active Allocation Fund?: Guggenheim Active Allocation Fund's top insider investors include:
Randall C Barnes (Insider)
Ronald E Toupin Jr (Insider)
Angela Brock-Kyle (Insider)
Ronald Nyberg (Insider)
Learn More about top insider investors at Guggenheim Active Allocation Fund.
Who are the major institutional investors of Guggenheim Active Allocation Fund?: Guggenheim Active Allocation Fund's top institutional investors include:
Baird Financial Group Inc. — 0.00%
Raymond James Financial Inc. — 0.00%
Royal Bank of Canada — 0.00%
Kovitz Investment Group Partners LLC — 0.00%
Corrado Advisors LLC — 0.00%
Oppenheimer & Co. Inc. — 0.00%
Learn More about top institutional investors of Guggenheim Active Allocation Fund stock.
Which institutional investors are selling Guggenheim Active Allocation Fund stock?: During the last quarter, GUG stock was sold by these institutional investors:
HighTower Advisors LLC
Journey Strategic Wealth LLC
Wedbush Securities Inc.
PFG Investments LLC
DAVENPORT & Co LLC
Walleye Capital LLC
Which institutional investors are buying Guggenheim Active Allocation Fund stock?: During the last quarter, GUG stock was purchased by institutional investors including:
Raymond James Financial Inc.
Royal Bank of Canada
Kovitz Investment Group Partners LLC
Invesco Ltd.
Baird Financial Group Inc.
MGB Wealth Management LLC
Avior Wealth Management LLC
Aviance Capital Partners LLC
In the previous year, these company insiders have bought Guggenheim Active Allocation Fund stock:
Randall C Barnes (Insider)
Ronald E Toupin Jr (Insider)
Angela Brock-Kyle (Insider)
Ronald Nyberg (Insider)
Learn More investors buying Guggenheim Active Allocation Fund stock.