GAIN Insider Trading

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Insider Trading History
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About

Insider Ownership Percentage: 2.47%

Insider Buying (Last 12 Months): $0.00

Insider Selling (Last 12 Months): $0.00

Gladstone Investment Insider Trading History Chart

Gladstone Investment Share Price & Price History

^$13.53

▲ +0.07 (0.52%)

As of 04/2/2025 05:00 PM ET

Days: 30 | 90 | 365

Gladstone Investment Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
11/6/2023	Rachael Z Easton	CFO	Buy	650	$14.67	$9,535.50	1,400
8/7/2023	David A. R. Dullum	President	Buy	5,000	$13.39	$66,950.00	149,916
3/16/2023	Rachael Z Easton	CFO	Buy	375	$13.12	$4,920.00	750
3/14/2023	David A. R. Dullum	President	Buy	3,000	$12.84	$38,520.00	144,916
2/6/2023	Walter H Wilkinson	Director	Buy	3,661	$13.96	$51,107.56	26,154
12/16/2022	David A. R. Dullum	President	Buy	3,000	$13.06	$39,180.00	141,916
8/19/2022	Jennifer A Smith	Insider	Buy	100	$15.61	$1,561.00	100
6/14/2022	David A. R. Dullum	President	Buy	4,000	$12.75	$51,000.00	138,916
5/20/2022	Rachael Z Easton	CFO	Buy	175	$14.52	$2,541.00	375

SEC Filings (Institutional Ownership Changes) for Gladstone Investment (NASDAQ:GAIN)

11.85% of Gladstone Investment stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

Gladstone Investment Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
2/24/2025	Ameriflex Group Inc.	51,752	$0.70M	0.3%	N/A	0.140%
2/24/2025	United Advisor Group LLC	76,389	$1.01M	0.2%	+9.0%	0.207%
2/17/2025	Two Sigma Advisers LP	46,842	$0.62M	0.0%	-67.0%	0.128%
2/17/2025	Two Sigma Investments LP	61,427	$0.81M	0.0%	-59.1%	0.167%
2/17/2025	State of Wyoming	7,959	$0.11M	0.0%	N/A	0.022%
2/17/2025	Millennium Management LLC	31,017	$0.41M	0.0%	N/A	0.085%
2/17/2025	D. E. Shaw & Co. Inc.	17,634	$0.23M	0.0%	N/A	0.048%
2/17/2025	Cetera Investment Advisers	34,612	$0.46M	0.0%	-6.8%	0.094%
2/17/2025	Baird Financial Group Inc.	91,436	$1.21M	0.0%	-1.5%	0.249%
2/14/2025	Northern Trust Corp	27,200	$0.36M	0.0%	+22.2%	0.074%
2/14/2025	Aquatic Capital Management LLC	13,028	$0.17M	0.0%	N/A	0.036%
2/14/2025	Virtus ETF Advisers LLC	67,802	$0.90M	0.4%	+19.6%	0.185%
2/13/2025	CANADA LIFE ASSURANCE Co	29,726	$0.39M	0.0%	-10.5%	0.081%
2/13/2025	NewEdge Advisors LLC	18,476	$0.25M	0.0%	+801.3%	0.050%
2/13/2025	Garner Asset Management Corp	40,046	$0.53M	0.2%	-3.1%	0.109%
2/13/2025	Melia Wealth LLC	1,044,421	$13.84M	7.2%	+3.6%	2.847%
2/13/2025	Raymond James Financial Inc.	49,095	$0.65M	0.0%	N/A	0.134%
2/13/2025	Legal & General Group Plc	242,879	$3.22M	0.0%	-9.5%	0.662%
2/13/2025	Invesco Ltd.	105,146	$1.39M	0.0%	N/A	0.287%
2/13/2025	Envestnet Asset Management Inc.	20,321	$0.27M	0.0%	-10.4%	0.055%
2/13/2025	Wells Fargo & Company MN	9,190	$0.12M	0.0%	-9.8%	0.025%
2/12/2025	Blair William & Co. IL	161,745	$2.14M	0.0%	+2.9%	0.441%
2/11/2025	LPL Financial LLC	190,065	$2.52M	0.0%	+17.8%	0.518%
2/11/2025	Virtu Financial LLC	23,771	$0.32M	0.0%	N/A	0.065%
2/10/2025	Commonwealth Equity Services LLC	34,065	$0.45M	0.0%	+4.2%	0.093%
2/7/2025	PFG Advisors	100,904	$1.34M	0.1%	-1.0%	0.275%
2/7/2025	Prosperity Financial Group Inc.	34,100	$0.45M	0.2%	-6.7%	0.093%
2/7/2025	Atlantic Union Bankshares Corp	90,418	$1.20M	0.1%	+1.0%	0.246%
2/6/2025	Raymond James Financial Inc.	49,095	$0.65M	0.0%	N/A	0.134%
2/4/2025	Union Bancaire Privee UBP SA	18,847	$0.25M	0.0%	N/A	0.051%
2/3/2025	Cassaday & Co Wealth Management LLC	108,000	$1.43M	0.0%	N/A	0.294%
2/3/2025	Private Advisor Group LLC	15,573	$0.21M	0.0%	-37.2%	0.042%
1/30/2025	Legacy Capital Wealth Partners LLC	94,856	$1.26M	0.3%	-4.8%	0.259%
1/29/2025	Van ECK Associates Corp	930,346	$12.33M	0.0%	+3.6%	2.536%
1/29/2025	Kentucky Trust Co	2,000	$26K	0.0%	N/A	0.005%
1/22/2025	Union Bancaire Privee UBP SA	18,847	$0.25M	0.0%	N/A	0.051%
1/21/2025	Sound Income Strategies LLC	14,646	$0.19M	0.0%	-5.3%	0.040%
1/21/2025	Cornerstone Wealth Management LLC	10,228	$0.14M	0.0%	N/A	0.028%
1/17/2025	Janney Montgomery Scott LLC	20,361	$0.27M	0.0%	-7.2%	0.055%
1/15/2025	Albert D Mason Inc.	49,909	$0.66M	0.4%	-27.7%	0.136%
11/15/2024	Jane Street Group LLC	17,527	$0.25M	0.0%	N/A	0.048%
11/15/2024	Centiva Capital LP	13,288	$0.19M	0.0%	N/A	0.036%
11/15/2024	Paloma Partners Management Co	16,531	$0.24M	0.0%	N/A	0.045%
11/8/2024	Advisors Asset Management Inc.	159,421	$2.30M	0.0%	+12.1%	0.435%
11/4/2024	Legacy Capital Wealth Partners LLC	99,589	$1.44M	0.2%	-2.3%	0.271%
10/30/2024	United Advisor Group LLC	70,079	$1.01M	0.2%	+1.9%	0.191%
10/29/2024	Van ECK Associates Corp	897,668	$12.50M	0.0%	+6.2%	2.447%
10/22/2024	International Assets Investment Management LLC	31,646	$0.46M	0.0%	+1,345.0%	0.086%
10/22/2024	Private Advisor Group LLC	24,801	$0.36M	0.0%	+6.9%	0.068%
10/10/2024	Sound Income Strategies LLC	15,469	$0.22M	0.0%	-35.2%	0.042%
8/14/2024	Marshall Wace LLP	181,454	$2.54M	0.0%	-24.5%	0.495%
8/12/2024	Blair William & Co. IL	156,333	$2.19M	0.0%	+0.9%	0.426%
8/8/2024	PFG Advisors	101,904	$1.43M	0.1%	-1.4%	0.278%
8/2/2024	Legacy Capital Wealth Partners LLC	101,956	$1.43M	0.4%	N/A	0.278%
8/1/2024	Drive Wealth Management LLC	12,712	$0.17M	0.0%	N/A	0.035%
7/31/2024	Van ECK Associates Corp	845,074	$11.81M	0.0%	+20.0%	2.303%
7/30/2024	International Assets Investment Management LLC	2,190	$31K	0.0%	-78.8%	0.006%
7/12/2024	Sound Income Strategies LLC	23,871	$0.33M	0.0%	-14.0%	0.065%
5/20/2024	Virtu Financial LLC	13,938	$0.20M	0.0%	N/A	0.038%
5/17/2024	Garner Asset Management Corp	41,333	$0.59M	0.3%	+9.1%	0.113%
5/17/2024	Creekmur Asset Management LLC	3,603	$51K	0.0%	-51.3%	0.010%
5/14/2024	Advisors Asset Management Inc.	162,487	$2.31M	0.0%	+6.6%	0.443%
5/1/2024	Janney Montgomery Scott LLC	23,059	$0.33M	0.0%	-3.2%	0.063%
4/30/2024	Van ECK Associates Corp	704,351	$10.02M	0.0%	+13.9%	1.920%
4/30/2024	Outfitter Financial LLC	207,545	$2.95M	2.4%	-2.9%	0.566%
4/16/2024	Atlantic Union Bankshares Corp	90,058	$1.28M	0.1%	-2.4%	0.245%
4/15/2024	Sound Income Strategies LLC	27,763	$0.40M	0.0%	-10.8%	0.076%
4/10/2024	Melia Wealth LLC	945,539	$13.46M	7.6%	N/A	2.577%
3/1/2024	Creekmur Asset Management LLC	7,403	$0.11M	0.0%	N/A	0.021%
2/20/2024	Quarry LP	5,970	$84K	0.0%	N/A	0.017%
2/16/2024	United Advisor Group LLC	35,427	$0.50M	0.6%	N/A	0.099%
2/14/2024	Garner Asset Management Corp	37,882	$0.51M	0.2%	-9.1%	0.106%
2/9/2024	Trexquant Investment LP	10,675	$0.15M	0.0%	N/A	0.030%
2/7/2024	Jump Financial LLC	20,800	$0.29M	0.0%	N/A	0.061%
2/7/2024	Johnson Investment Counsel Inc.	22,582	$0.32M	0.0%	+3.6%	0.067%
2/7/2024	Northwest Financial Advisors	4,000	$57K	0.0%	N/A	0.012%
2/7/2024	Outfitter Financial LLC	213,795	$3.03M	2.6%	-0.5%	0.631%
2/6/2024	Private Advisor Group LLC	25,674	$0.36M	0.0%	+58.8%	0.076%
2/5/2024	Van ECK Associates Corp	618,560	$8.75M	0.0%	+10.5%	1.825%
2/5/2024	Legacy Capital Wealth Partners LLC	102,491	$1.45M	0.4%	+5.2%	0.302%
2/1/2024	Signaturefd LLC	2,772	$39K	0.0%	+612.6%	0.008%
1/24/2024	International Assets Investment Management LLC	144,189	$2.04M	0.0%	N/A	0.425%
1/23/2024	DAVENPORT & Co LLC	207,842	$2.94M	0.0%	-3.5%	0.613%
1/19/2024	PFG Advisors	103,804	$1.47M	0.1%	-17.1%	0.306%
1/19/2024	Atlantic Union Bankshares Corp	92,258	$1.31M	0.1%	-0.9%	0.272%
1/18/2024	Strategic Financial Concepts LLC	15,439	$0.22M	0.1%	N/A	0.046%
1/16/2024	Raymond James Financial Services Advisors Inc.	17,453	$0.25M	0.0%	N/A	0.051%
1/16/2024	Raymond James & Associates	49,600	$0.70M	0.0%	+80.8%	0.146%
1/10/2024	Sound Income Strategies LLC	31,123	$0.44M	0.0%	N/A	0.092%
11/16/2023	Belpointe Asset Management LLC	40,507	$0.52M	0.1%	+5.5%	0.119%
11/15/2023	Advisors Asset Management Inc.	214,241	$2.73M	0.1%	-0.6%	0.632%
11/13/2023	WINTON GROUP Ltd	28,990	$0.37M	0.0%	N/A	0.086%
11/9/2023	Blair William & Co. IL	153,429	$1.96M	0.0%	-2.4%	0.453%
11/8/2023	Van ECK Associates Corp	559,626	$7.13M	0.0%	+7.5%	1.651%
11/8/2023	Janney Montgomery Scott LLC	24,794	$0.32M	0.0%	-48.2%	0.073%
11/7/2023	Prosperity Financial Group Inc.	37,050	$0.47M	0.4%	-4.1%	0.109%
11/7/2023	Virtus ETF Advisers LLC	37,631	$0.48M	0.3%	+120.3%	0.111%
11/3/2023	Private Advisor Group LLC	16,170	$0.21M	0.0%	+19.5%	0.048%
10/24/2023	Raymond James & Associates	27,427	$0.35M	0.0%	-4.1%	0.081%
10/23/2023	Commonwealth Equity Services LLC	38,393	$0.49M	0.0%	-9.7%	0.113%

Data available starting January 2016

See Full Table

Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with revenue between $20 million and $100 million. The fund invests in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.

Today's Range

Now: $13.53

$13.41

$13.54

50 Day Range

MA: $13.51

$13.08

$13.97

52 Week Range

Now: $13.53

$12.46

$14.85

Volume

79,746 shs

Average Volume

128,118 shs

Market Capitalization

$498.40 million

P/E Ratio

7.05

Dividend Yield

7.05%

Beta

1.28

Who are the company insiders with the largest holdings of Gladstone Investment?: Gladstone Investment's top insider investors include:
David A R Dullum (President)
Rachael Z Easton (CFO)
Learn More about top insider investors at Gladstone Investment.