GAIN Insider Trading

Insider Ownership Percentage: 2.47%
Insider Buying (Last 12 Months): $0.00
Insider Selling (Last 12 Months): $0.00

Gladstone Investment Insider Trading History Chart

This chart shows the insider buying and selling history at Gladstone Investment by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Gladstone Investment Share Price & Price History

Current Price: $13.37
Price Change: Price Decrease of -0.13 (-0.96%)
As of 11/22/2024 01:00 AM ET

This chart shows the closing price history over time for GAIN up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Gladstone Investment Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
11/6/2023Rachael Z EastonCFOBuy650$14.67$9,535.501,400View SEC Filing Icon  
8/7/2023David A. R. DullumPresidentBuy5,000$13.39$66,950.00149,916View SEC Filing Icon  
3/16/2023Rachael Z EastonCFOBuy375$13.12$4,920.00750View SEC Filing Icon  
3/14/2023David A. R. DullumPresidentBuy3,000$12.84$38,520.00144,916View SEC Filing Icon  
2/6/2023Walter H WilkinsonDirectorBuy3,661$13.96$51,107.5626,154View SEC Filing Icon  
12/16/2022David A. R. DullumPresidentBuy3,000$13.06$39,180.00141,916View SEC Filing Icon  
8/19/2022Jennifer A SmithInsiderBuy100$15.61$1,561.00100View SEC Filing Icon  
6/14/2022David A. R. DullumPresidentBuy4,000$12.75$51,000.00138,916View SEC Filing Icon  
5/20/2022Rachael Z EastonCFOBuy175$14.52$2,541.00375View SEC Filing Icon  
2/24/2022David A. R. DullumPresidentBuy5,500$14.56$80,080.00View SEC Filing Icon  
12/3/2021David A. R. DullumPresidentBuy3,000$16.54$49,620.00View SEC Filing Icon  
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SEC Filings (Institutional Ownership Changes) for Gladstone Investment (NASDAQ:GAIN)

11.85% of Gladstone Investment stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at GAIN by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Gladstone Investment Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/15/2024Jane Street Group LLC17,527$0.25M0.0%N/A0.048%Search for SEC Filing on Google Icon
11/15/2024Centiva Capital LP13,288$0.19M0.0%N/A0.036%Search for SEC Filing on Google Icon
11/15/2024Paloma Partners Management Co16,531$0.24M0.0%N/A0.045%Search for SEC Filing on Google Icon
11/8/2024Advisors Asset Management Inc.159,421$2.30M0.0%+12.1%0.435%Search for SEC Filing on Google Icon
11/4/2024Legacy Capital Wealth Partners LLC99,589$1.44M0.2%-2.3%0.271%Search for SEC Filing on Google Icon
10/30/2024United Advisor Group LLC70,079$1.01M0.2%+1.9%0.191%Search for SEC Filing on Google Icon
10/29/2024Van ECK Associates Corp897,668$12.50M0.0%+6.2%2.447%Search for SEC Filing on Google Icon
10/22/2024International Assets Investment Management LLC31,646$0.46M0.0%+1,345.0%0.086%Search for SEC Filing on Google Icon
10/22/2024Private Advisor Group LLC24,801$0.36M0.0%+6.9%0.068%Search for SEC Filing on Google Icon
10/10/2024Sound Income Strategies LLC15,469$0.22M0.0%-35.2%0.042%Search for SEC Filing on Google Icon
8/14/2024Marshall Wace LLP181,454$2.54M0.0%-24.5%0.495%Search for SEC Filing on Google Icon
8/12/2024Blair William & Co. IL156,333$2.19M0.0%+0.9%0.426%Search for SEC Filing on Google Icon
8/8/2024PFG Advisors101,904$1.43M0.1%-1.4%0.278%Search for SEC Filing on Google Icon
8/2/2024Legacy Capital Wealth Partners LLC101,956$1.43M0.4%N/A0.278%Search for SEC Filing on Google Icon
8/1/2024Drive Wealth Management LLC12,712$0.17M0.0%N/A0.035%Search for SEC Filing on Google Icon
7/31/2024Van ECK Associates Corp845,074$11.81M0.0%+20.0%2.303%Search for SEC Filing on Google Icon
7/30/2024International Assets Investment Management LLC2,190$31K0.0%-78.8%0.006%Search for SEC Filing on Google Icon
7/12/2024Sound Income Strategies LLC23,871$0.33M0.0%-14.0%0.065%Search for SEC Filing on Google Icon
5/20/2024Virtu Financial LLC13,938$0.20M0.0%N/A0.038%Search for SEC Filing on Google Icon
5/17/2024Garner Asset Management Corp41,333$0.59M0.3%+9.1%0.113%Search for SEC Filing on Google Icon
5/17/2024Creekmur Asset Management LLC3,603$51K0.0%-51.3%0.010%Search for SEC Filing on Google Icon
5/14/2024Advisors Asset Management Inc.162,487$2.31M0.0%+6.6%0.443%Search for SEC Filing on Google Icon
5/1/2024Janney Montgomery Scott LLC23,059$0.33M0.0%-3.2%0.063%Search for SEC Filing on Google Icon
4/30/2024Van ECK Associates Corp704,351$10.02M0.0%+13.9%1.920%Search for SEC Filing on Google Icon
4/30/2024Outfitter Financial LLC207,545$2.95M2.4%-2.9%0.566%Search for SEC Filing on Google Icon
4/16/2024Atlantic Union Bankshares Corp90,058$1.28M0.1%-2.4%0.245%Search for SEC Filing on Google Icon
4/15/2024Sound Income Strategies LLC27,763$0.40M0.0%-10.8%0.076%Search for SEC Filing on Google Icon
4/10/2024Melia Wealth LLC945,539$13.46M7.6%N/A2.577%Search for SEC Filing on Google Icon
3/1/2024Creekmur Asset Management LLC7,403$0.11M0.0%N/A0.021%Search for SEC Filing on Google Icon
2/20/2024Quarry LP5,970$84K0.0%N/A0.017%Search for SEC Filing on Google Icon
2/16/2024United Advisor Group LLC35,427$0.50M0.6%N/A0.099%Search for SEC Filing on Google Icon
2/14/2024Garner Asset Management Corp37,882$0.51M0.2%-9.1%0.106%Search for SEC Filing on Google Icon
2/9/2024Trexquant Investment LP10,675$0.15M0.0%N/A0.030%Search for SEC Filing on Google Icon
2/7/2024Jump Financial LLC20,800$0.29M0.0%N/A0.061%Search for SEC Filing on Google Icon
2/7/2024Johnson Investment Counsel Inc.22,582$0.32M0.0%+3.6%0.067%Search for SEC Filing on Google Icon
2/7/2024Northwest Financial Advisors4,000$57K0.0%N/A0.012%Search for SEC Filing on Google Icon
2/7/2024Outfitter Financial LLC213,795$3.03M2.6%-0.5%0.631%Search for SEC Filing on Google Icon
2/6/2024Private Advisor Group LLC25,674$0.36M0.0%+58.8%0.076%Search for SEC Filing on Google Icon
2/5/2024Van ECK Associates Corp618,560$8.75M0.0%+10.5%1.825%Search for SEC Filing on Google Icon
2/5/2024Legacy Capital Wealth Partners LLC102,491$1.45M0.4%+5.2%0.302%Search for SEC Filing on Google Icon
2/1/2024Signaturefd LLC2,772$39K0.0%+612.6%0.008%Search for SEC Filing on Google Icon
1/24/2024International Assets Investment Management LLC144,189$2.04M0.0%N/A0.425%Search for SEC Filing on Google Icon
1/23/2024DAVENPORT & Co LLC207,842$2.94M0.0%-3.5%0.613%Search for SEC Filing on Google Icon
1/19/2024PFG Advisors103,804$1.47M0.1%-17.1%0.306%Search for SEC Filing on Google Icon
1/19/2024Atlantic Union Bankshares Corp92,258$1.31M0.1%-0.9%0.272%Search for SEC Filing on Google Icon
1/18/2024Strategic Financial Concepts LLC15,439$0.22M0.1%N/A0.046%Search for SEC Filing on Google Icon
1/16/2024Raymond James Financial Services Advisors Inc.17,453$0.25M0.0%N/A0.051%Search for SEC Filing on Google Icon
1/16/2024Raymond James & Associates49,600$0.70M0.0%+80.8%0.146%Search for SEC Filing on Google Icon
1/10/2024Sound Income Strategies LLC31,123$0.44M0.0%N/A0.092%Search for SEC Filing on Google Icon
11/16/2023Belpointe Asset Management LLC40,507$0.52M0.1%+5.5%0.119%Search for SEC Filing on Google Icon
11/15/2023Advisors Asset Management Inc.214,241$2.73M0.1%-0.6%0.632%Search for SEC Filing on Google Icon
11/13/2023WINTON GROUP Ltd28,990$0.37M0.0%N/A0.086%Search for SEC Filing on Google Icon
11/9/2023Blair William & Co. IL153,429$1.96M0.0%-2.4%0.453%Search for SEC Filing on Google Icon
11/8/2023Van ECK Associates Corp559,626$7.13M0.0%+7.5%1.651%Search for SEC Filing on Google Icon
11/8/2023Janney Montgomery Scott LLC24,794$0.32M0.0%-48.2%0.073%Search for SEC Filing on Google Icon
11/7/2023Prosperity Financial Group Inc.37,050$0.47M0.4%-4.1%0.109%Search for SEC Filing on Google Icon
11/7/2023Virtus ETF Advisers LLC37,631$0.48M0.3%+120.3%0.111%Search for SEC Filing on Google Icon
11/3/2023Private Advisor Group LLC16,170$0.21M0.0%+19.5%0.048%Search for SEC Filing on Google Icon
10/24/2023Raymond James & Associates27,427$0.35M0.0%-4.1%0.081%Search for SEC Filing on Google Icon
10/23/2023Commonwealth Equity Services LLC38,393$0.49M0.0%-9.7%0.113%Search for SEC Filing on Google Icon
10/20/2023Atlantic Union Bankshares Corp93,058$1.19M0.1%-9.5%0.275%Search for SEC Filing on Google Icon
10/20/2023Outfitter Financial LLC214,795$2.74M2.6%-1.3%0.634%Search for SEC Filing on Google Icon
10/17/2023DAVENPORT & Co LLC215,441$2.75M0.0%-5.1%0.636%Search for SEC Filing on Google Icon
10/16/2023Legacy Capital Wealth Partners LLC97,444$1.24M0.3%N/A0.287%Search for SEC Filing on Google Icon
10/13/2023PFG Advisors125,154$1.59M0.1%-1.8%0.369%Search for SEC Filing on Google Icon
9/12/2023Prosperity Financial Group Inc.38,650$0.50M0.4%-6.4%0.114%Search for SEC Filing on Google Icon
8/11/2023Natixis15,192$0.20M0.0%-8.3%0.045%Search for SEC Filing on Google Icon
8/10/2023Private Advisor Group LLC13,535$0.18M0.0%+28.7%0.040%Search for SEC Filing on Google Icon
8/8/2023Geneos Wealth Management Inc.2,577$34K0.0%-83.3%0.008%Search for SEC Filing on Google Icon
8/3/2023Atria Wealth Solutions Inc.22,375$0.29M0.0%+17.5%0.067%Search for SEC Filing on Google Icon
8/3/2023Van ECK Associates Corp520,705$6.79M0.0%+7.5%1.550%Search for SEC Filing on Google Icon
8/3/2023Mackenzie Financial Corp40,127$0.53M0.0%-23.0%0.119%Search for SEC Filing on Google Icon
7/31/2023LPL Financial LLC191,223$2.49M0.0%+2.4%0.569%Search for SEC Filing on Google Icon
7/26/2023Janney Montgomery Scott LLC47,850$0.62M0.0%+2.9%0.142%Search for SEC Filing on Google Icon
7/20/2023PFG Advisors127,384$1.66M0.1%-1.3%0.379%Search for SEC Filing on Google Icon
7/11/2023Atlantic Union Bankshares Corp102,808$1.34M0.1%-8.5%0.306%Search for SEC Filing on Google Icon
5/16/2023Garner Asset Management Corp42,244$0.56M0.3%+2.4%0.126%Search for SEC Filing on Google Icon
5/12/2023Blair William & Co. IL158,854$2.11M0.0%+0.8%0.475%Search for SEC Filing on Google Icon
5/10/2023Legacy Capital Wealth Partners LLC87,882$1.16M0.3%+7.3%0.263%Search for SEC Filing on Google Icon
5/8/2023Atlantic Union Bankshares Corp112,325$1.49M0.2%-3.6%0.336%Search for SEC Filing on Google Icon
5/5/2023Truist Financial Corp20,000$0.27M0.0%-3.8%0.060%Search for SEC Filing on Google Icon
5/3/2023Van ECK Associates Corp484,374$6.42M0.0%+7.7%1.448%Search for SEC Filing on Google Icon
5/1/2023Sheaff Brock Investment Advisors LLC13,500$0.18M0.0%+19.5%0.040%Search for SEC Filing on Google Icon
4/28/2023Outfitter Financial LLC219,095$2.90M2.6%-1.1%0.655%Search for SEC Filing on Google Icon
4/28/2023Janney Montgomery Scott LLC46,522$0.62M0.0%+8.3%0.139%Search for SEC Filing on Google Icon
4/27/2023DAVENPORT & Co LLC227,601$3.02M0.0%-3.1%0.680%Search for SEC Filing on Google Icon
4/24/2023Mackenzie Financial Corp52,135$0.69M0.0%+40.4%0.156%Search for SEC Filing on Google Icon
4/21/2023PFG Advisors129,064$1.71M0.1%-2.0%0.386%Search for SEC Filing on Google Icon
4/19/2023International Assets Investment Management LLC74,790$0.99M0.1%-10.8%0.224%Search for SEC Filing on Google Icon
4/14/2023Raymond James & Associates28,366$0.38M0.0%-8.6%0.085%Search for SEC Filing on Google Icon
2/13/2023Advisors Asset Management Inc.291,236$3.76M0.1%-3.5%0.870%Search for SEC Filing on Google Icon
2/10/2023Advisor Group Holdings Inc.193,928$2.50M0.0%+2.6%0.580%Search for SEC Filing on Google Icon
2/10/2023Blair William & Co. IL157,580$2.03M0.0%+1.2%0.471%Search for SEC Filing on Google Icon
2/9/2023Legacy Capital Wealth Partners LLC81,920$1.06M0.5%+16.6%0.245%Search for SEC Filing on Google Icon
2/8/2023Belpointe Asset Management LLC39,028$0.50M0.0%+4.2%0.117%Search for SEC Filing on Google Icon
2/8/2023Van ECK Associates Corp449,926$5.81M0.0%+2.9%1.345%Search for SEC Filing on Google Icon
2/7/2023Commonwealth Equity Services LLC43,397$0.56M0.0%+5.6%0.130%Search for SEC Filing on Google Icon
2/7/2023LPL Financial LLC184,437$2.38M0.0%+17.4%0.551%Search for SEC Filing on Google Icon
2/2/2023Concorde Asset Management LLC92,119$1.19M1.1%+87.3%0.277%Search for SEC Filing on Google Icon
2/1/2023Janney Montgomery Scott LLC42,946$0.55M0.0%-1.8%0.129%Search for SEC Filing on Google Icon
Data available starting January 2016

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Gladstone Investment logo
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund seeks to invest in companies with revenue between $20 million and $100 million. The fund invests in companies with EBITDA from $3 million to $20 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.
Read More on Gladstone Investment

Today's Range

Now: $13.37
Low: $13.31
High: $13.52

50 Day Range

MA: $13.79
Low: $13.00
High: $14.81

52 Week Range

Now: $13.37
Low: $12.46
High: $14.96

Volume

134,351 shs

Average Volume

127,590 shs

Market Capitalization

$490.55 million

P/E Ratio

12.61

Dividend Yield

7.11%

Beta

1.33

Who are the company insiders with the largest holdings of Gladstone Investment?

Gladstone Investment's top insider investors include:
  1. David A R Dullum (President)
  2. Walter H Wilkinson (Director)
  3. Rachael Z Easton (CFO)
Learn More about top insider investors at Gladstone Investment.

Who are the major institutional investors of Gladstone Investment?

Gladstone Investment's top institutional shareholders include:
  1. Van ECK Associates Corp — 2.45%
  2. Advisors Asset Management Inc. — 0.43%
  3. Legacy Capital Wealth Partners LLC — 0.27%
  4. United Advisor Group LLC — 0.19%
  5. International Assets Investment Management LLC — 0.09%
  6. Private Advisor Group LLC — 0.07%
Learn More about top institutional investors of Gladstone Investment stock.

Which major investors are selling Gladstone Investment stock?

During the previous quarter, GAIN stock was sold by these institutional investors:
  1. Sound Income Strategies LLC
  2. Legacy Capital Wealth Partners LLC

Which major investors are buying Gladstone Investment stock?

Within the last quarter, GAIN stock was purchased by institutional investors including:
  1. Van ECK Associates Corp
  2. International Assets Investment Management LLC
  3. Jane Street Group LLC
  4. Advisors Asset Management Inc.
  5. Paloma Partners Management Co
  6. Centiva Capital LP
  7. Private Advisor Group LLC
  8. United Advisor Group LLC
Within the previous year, these company insiders have bought Gladstone Investment stock:
  1. David A R Dullum (President)
  2. Walter H Wilkinson (Director)
  3. Rachael Z Easton (CFO)
Learn More investors buying Gladstone Investment stock.