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FGB Insider Trading

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Insider Ownership Percentage: N/A

Insider Buying (Last 12 Months): $0.00

Insider Selling (Last 12 Months): $0.00

First Trust Specialty Finance and Financial Opportunities Fund Insider Trading History Chart

First Trust Specialty Finance and Financial Opportunities Fund Share Price & Price History

^$4.05

▼ -0.06 (-1.46%)

As of 11/4/2024 01:37 PM ET

Days: 30 | 90 | 365

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First Trust Specialty Finance and Financial Opportunities Fund Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction	Details
12/28/2021	Thomas R. Kadlec	Director	Sell	2,432	$4.07	$9,898.24

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SEC Filings (Institutional Ownership Changes) for First Trust Specialty Finance and Financial Opportunities Fund (NYSE:FGB)

Institutional Buying and Selling by Quarter

First Trust Specialty Finance and Financial Opportunities Fund Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
10/31/2024	Shaker Financial Services LLC	41,538	$0.17M	0.1%	+212.2%	0.000%
10/24/2024	Consolidated Portfolio Review Corp	144,443	$0.59M	0.1%	-33.8%	0.000%
10/22/2024	Private Advisor Group LLC	126,958	$0.52M	0.0%	-25.7%	0.000%
10/16/2024	Good Life Advisors LLC	107,026	$0.44M	0.0%	+102.8%	0.000%
10/8/2024	Atomi Financial Group Inc.	107,998	$0.44M	0.0%	+13.0%	0.000%
8/5/2024	Private Advisor Group LLC	170,958	$0.67M	0.0%	-49.3%	0.000%
8/3/2024	Shaker Financial Services LLC	13,304	$52K	0.0%	N/A	0.000%
8/1/2024	Consolidated Portfolio Review Corp	218,118	$0.85M	0.2%	-61.5%	0.000%
7/31/2024	Commonwealth Equity Services LLC	173,378	$0.67M	0.0%	+9.3%	0.000%
7/26/2024	Atomi Financial Group Inc.	95,590	$0.37M	0.0%	N/A	0.000%
5/24/2024	Cetera Advisors LLC	13,290	$50K	0.0%	-65.2%	0.000%
5/20/2024	Virtu Financial LLC	13,892	$52K	0.0%	N/A	0.000%
5/15/2024	Alpine Global Management LLC	100,000	$0.38M	0.1%	+11.9%	0.000%
5/6/2024	SYM FINANCIAL Corp	41,994	$0.16M	0.0%	-12.6%	0.000%
5/4/2024	Csenge Advisory Group	31,770	$0.12M	0.0%	-13.2%	0.000%
5/1/2024	Matisse Capital	205,217	$0.77M	0.4%	-17.3%	0.000%
4/30/2024	Private Advisor Group LLC	337,075	$1.27M	0.0%	+26.0%	0.000%
4/30/2024	Consolidated Portfolio Review Corp	566,162	$2.13M	0.6%	-1.7%	0.000%
4/30/2024	Hartline Investment Corp	12,281	$46K	0.0%	N/A	0.000%
4/30/2024	Commonwealth Equity Services LLC	158,660	$0.60M	0.0%	+7.1%	0.000%
4/24/2024	Blue Bell Private Wealth Management LLC	9,087	$34K	0.0%	+147.9%	0.000%
4/22/2024	PFG Investments LLC	554,102	$2.09M	0.1%	N/A	0.000%
2/9/2024	L.M. Kohn & Company	11,800	$42K	0.0%	N/A	0.000%
2/8/2024	Matisse Capital	248,189	$0.89M	0.5%	+2.3%	0.000%
2/7/2024	Shaker Financial Services LLC	121,027	$0.43M	0.2%	-56.3%	0.000%
2/6/2024	Private Advisor Group LLC	267,525	$0.96M	0.0%	+41.4%	0.000%
2/6/2024	SYM FINANCIAL Corp	48,062	$0.17M	0.0%	-43.1%	0.000%
1/30/2024	Bay Colony Advisory Group Inc d b a Bay Colony Advisors	44,650	$0.16M	0.0%	-9.6%	0.000%
1/29/2024	Consolidated Portfolio Review Corp	575,664	$2.06M	0.5%	-6.4%	0.000%
1/16/2024	Raymond James Financial Services Advisors Inc.	142,249	$0.51M	0.0%	-18.6%	0.000%
1/10/2024	Quad Cities Investment Group LLC	11,971	$43K	0.0%	-37.7%	0.000%
11/21/2023	Almitas Capital LLC	12,134	$41K	0.0%	N/A	0.000%
11/14/2023	Alpine Global Management LLC	89,346	$0.30M	0.1%	+19.1%	0.000%
11/13/2023	Bay Colony Advisory Group Inc d b a Bay Colony Advisors	49,412	$0.17M	0.0%	+45.3%	0.000%
11/13/2023	Consolidated Portfolio Review Corp	614,792	$2.07M	0.5%	+0.6%	0.000%
11/8/2023	Atria Wealth Solutions Inc.	15,900	$54K	0.0%	N/A	0.000%
11/8/2023	Landscape Capital Management L.L.C.	18,398	$62K	0.0%	N/A	0.000%
11/3/2023	Private Advisor Group LLC	189,175	$0.64M	0.0%	+74.4%	0.000%
11/2/2023	Shaker Financial Services LLC	276,825	$0.93M	0.4%	+118.6%	0.000%
11/1/2023	Csenge Advisory Group	44,871	$0.15M	0.0%	-32.7%	0.000%
10/24/2023	Raymond James Financial Services Advisors Inc.	174,854	$0.59M	0.0%	-6.7%	0.000%
10/17/2023	Flagship Harbor Advisors LLC	114,079	$0.38M	0.0%	-8.4%	0.000%
10/13/2023	Matisse Capital	242,712	$0.82M	0.6%	N/A	0.000%
10/12/2023	IFP Advisors Inc	8,518	$29K	0.0%	-44.0%	0.000%
10/5/2023	Quad Cities Investment Group LLC	19,223	$65K	0.0%	-31.7%	0.000%
8/10/2023	Private Advisor Group LLC	108,475	$0.37M	0.0%	+601.0%	0.000%
8/7/2023	Shaker Financial Services LLC	126,660	$0.41M	0.2%	-52.1%	0.000%
7/31/2023	LPL Financial LLC	628,980	$2.05M	0.0%	+3.1%	0.000%
7/20/2023	Csenge Advisory Group	66,690	$0.22M	0.0%	-7.7%	0.000%
7/17/2023	Silverhawk Asset Management LLC	16,551	$54K	0.0%	-29.0%	0.000%
7/11/2023	Flagship Harbor Advisors LLC	124,579	$0.41M	0.0%	-11.1%	0.000%
5/11/2023	Consolidated Portfolio Review Corp	508,842	$1.60M	0.4%	N/A	0.000%
5/10/2023	Landscape Capital Management L.L.C.	11,459	$36K	0.0%	N/A	0.000%
5/9/2023	BDO Wealth Advisors LLC	17,624	$55K	0.0%	-38.5%	0.000%
5/8/2023	Shaker Financial Services LLC	264,448	$0.83M	0.4%	+155.4%	0.000%
5/1/2023	Csenge Advisory Group	72,261	$0.23M	0.0%	-4.6%	0.000%
4/14/2023	Raymond James Financial Services Advisors Inc.	188,620	$0.59M	0.0%	-2.5%	0.000%
2/8/2023	Raymond James Financial Services Advisors Inc.	193,546	$0.59M	0.0%	-34.0%	0.000%
2/7/2023	Commonwealth Equity Services LLC	161,735	$0.49M	0.0%	-8.8%	0.000%
2/7/2023	LPL Financial LLC	576,460	$1.76M	0.0%	+5.8%	0.000%
2/3/2023	Shaker Financial Services LLC	103,546	$0.32M	0.1%	-48.5%	0.000%
1/18/2023	Silverhawk Asset Management LLC	23,300	$71K	0.1%	N/A	0.000%
11/9/2022	Shaker Financial Services LLC	201,051	$0.58M	0.3%	+86.9%	0.000%
11/2/2022	Landscape Capital Management L.L.C.	15,711	$45K	0.0%	+53.5%	0.000%
10/25/2022	Nova R Wealth Inc.	34,673	$99K	0.1%	-25.7%	0.000%
10/25/2022	Raymond James Financial Services Advisors Inc.	293,279	$0.84M	0.0%	-1.6%	0.000%
10/13/2022	Flagship Harbor Advisors LLC	143,004	$0.41M	0.0%	-5.3%	0.000%
8/8/2022	Quad Cities Investment Group LLC	54,312	$0.17M	0.1%	-7.8%	0.000%
8/8/2022	Bay Colony Advisory Group Inc d b a Bay Colony Advisors	30,065	$0.11M	0.0%	N/A	0.000%
8/5/2022	Landscape Capital Management L.L.C.	10,233	$33K	0.0%	N/A	0.000%
8/1/2022	Castle Wealth Management LLC	15,290	$49K	0.0%	N/A	0.000%
8/1/2022	Shaker Financial Services LLC	107,564	$0.34M	0.2%	+211.5%	0.000%
7/27/2022	Csenge Advisory Group	60,597	$0.19M	0.0%	+84.0%	0.000%
7/19/2022	Commonwealth Equity Services LLC	184,440	$0.59M	0.0%	+1.7%	0.000%
7/19/2022	SYM FINANCIAL Corp	84,537	$0.27M	0.1%	+12.8%	0.000%
5/10/2022	Strategic Wealth Advisors Group LLC	52,500	$0.22M	0.0%	N/A	0.000%
5/10/2022	Nova R Wealth Inc.	46,537	$0.20M	0.2%	-70.2%	0.000%
5/9/2022	Csenge Advisory Group	32,941	$0.14M	0.0%	N/A	0.000%
5/6/2022	Shaker Financial Services LLC	34,533	$0.14M	0.1%	-60.1%	0.000%
5/6/2022	BDO Wealth Advisors LLC	29,404	$0.12M	0.0%	-8.8%	0.000%
5/4/2022	Commonwealth Equity Services LLC	181,292	$0.76M	0.0%	+2.9%	0.000%
4/22/2022	SYM FINANCIAL Corp	74,975	$0.31M	0.1%	+42.4%	0.000%
4/13/2022	Flagship Harbor Advisors LLC	151,404	$0.63M	0.1%	-3.1%	0.000%
2/24/2022	Logan Stone Capital LLC	25,604	$0.11M	0.1%	N/A	0.000%
2/10/2022	Good Life Advisors LLC	49,821	$0.20M	0.0%	-8.9%	0.000%
2/9/2022	Wolverine Asset Management LLC	79,968	$0.33M	0.0%	+47.4%	0.000%
2/8/2022	Raymond James Financial Services Advisors Inc.	326,775	$1.34M	0.0%	-5.6%	0.000%
2/7/2022	Shaker Financial Services LLC	86,527	$0.35M	0.1%	-25.5%	0.000%
2/2/2022	Quad Cities Investment Group LLC	61,095	$0.25M	0.2%	-12.8%	0.000%
2/1/2022	Landscape Capital Management L.L.C.	23,987	$98K	0.0%	N/A	0.000%
1/27/2022	Nova R Wealth Inc.	155,926	$0.64M	0.5%	N/A	0.000%
11/12/2021	Wolverine Asset Management LLC	54,243	$0.22M	0.0%	N/A	0.000%
11/5/2021	Advisory Services Network LLC	20,792	$83K	0.0%	-45.3%	0.000%
11/5/2021	Lindbrook Capital LLC	7,000	$28K	0.0%	-30.0%	0.000%
11/5/2021	Advisor Group Holdings Inc.	125,473	$0.50M	0.0%	-2.4%	0.000%
11/2/2021	Shaker Financial Services LLC	116,118	$0.46M	0.2%	+91.0%	0.000%
11/2/2021	Raymond James Financial Services Advisors Inc.	346,036	$1.38M	0.0%	-12.8%	0.000%
10/20/2021	Csenge Advisory Group	25,842	$0.10M	0.0%	N/A	0.000%
10/13/2021	FNY Investment Advisers LLC	23,180	$92K	0.0%	-31.8%	0.000%
8/16/2021	Royal Bank of Canada	132,382	$0.54M	0.0%	+9.6%	0.000%

Data available starting January 2016

First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty finance and other financial sectors. The fund primarily invests in value stocks of companies, as well as in Business Development Companies, REITs, and other mortgage related securities. It employs fundamental analysis to create its portfolio. The fund benchmarks the performance of its portfolio against a composite benchmark comprised of 70% Wells Fargo BDC Index, 20% FTSE NAREIT Mortgage REIT Index, and 10% S&P SmallCap Financials Index. It was formerly known as First Trust/Gallatin Specialty Finance and Financial Opportunities Fund. First Trust Specialty Finance and Financial Opportunities Fund was formed on March 20, 2007 and domiciled in the United States.

Today's Range

Now: $4.05

$4.05

$4.11

50 Day Range

MA: $4.05

$3.82

$4.17

52 Week Range

Now: $4.05

$3.12

$4.19

Volume

77,200 shs

Average Volume

53,486 shs

Market Capitalization

N/A

P/E Ratio

N/A

Dividend Yield

0.11%

Beta

N/A

Who are the major institutional investors of First Trust Specialty Finance and Financial Opportunities Fund?: First Trust Specialty Finance and Financial Opportunities Fund's top institutional investors include:
Consolidated Portfolio Review Corp — 0.00%
Private Advisor Group LLC — 0.00%
Atomi Financial Group Inc. — 0.00%
Good Life Advisors LLC — 0.00%
Shaker Financial Services LLC — 0.00%
Learn More about top institutional investors of First Trust Specialty Finance and Financial Opportunities Fund stock.
Which major investors are selling First Trust Specialty Finance and Financial Opportunities Fund stock?: In the last quarter, FGB stock was sold by these institutional investors:
Consolidated Portfolio Review Corp
Private Advisor Group LLC
Which major investors are buying First Trust Specialty Finance and Financial Opportunities Fund stock?: In the previous quarter, FGB stock was acquired by institutional investors including:
Good Life Advisors LLC
Shaker Financial Services LLC
Atomi Financial Group Inc.

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