CAT Insider Trading

Insider Ownership Percentage: 0.33%
Insider Buying (Last 12 Months): $281,874.50
Insider Selling (Last 12 Months): $37,606,369.70

Caterpillar Insider Trading History Chart

This chart shows the insider buying and selling history at Caterpillar by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Caterpillar Share Price & Price History

Current Price: $360.04
Price Change: Price Increase of +1.86 (0.52%)
As of 05/15/2024 01:00 AM ET

This chart shows the closing price history over time for CAT up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Caterpillar Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
5/13/2024Bob De LangeInsiderSell21,847$356.90$7,797,194.3071,115View SEC Filing Icon  
5/3/2024David MaclennanDirectorBuy500$337.39$168,695.005,738View SEC Filing Icon  
2/28/2024Anthony D. FassinoInsiderSell4,575$329.80$1,508,835.0023,474View SEC Filing Icon  
2/23/2024David MaclennanDirectorBuy350$323.37$113,179.505,238View SEC Filing Icon  
2/7/2024Bob De LangeInsiderSell21,194$325.52$6,899,070.8861,092View SEC Filing Icon  
2/2/2024Andrew RJ BonfieldCFOSell10,000$310.10$3,101,000.0057,317View SEC Filing Icon  
1/25/2024Andrew RJ BonfieldCFOSell10,000$300.04$3,000,400.0067,317View SEC Filing Icon  
8/29/2023Anthony D. FassinoInsiderSell2,923$279.00$815,517.0016,182View SEC Filing Icon  
8/9/2023Cheryl H. JohnsonInsiderSell18,294$286.33$5,238,121.0216,362View SEC Filing Icon  
8/3/2023Joseph E. CreedinsiderSell7,286$285.25$2,078,331.50View SEC Filing Icon  
8/1/2023Bob De LangeInsiderSell20,000$275.00$5,500,000.0053,671View SEC Filing Icon  
7/18/2023Cheryl H. JohnsonInsiderSell6,415$260.00$1,667,900.0016,362View SEC Filing Icon  
2/17/2023David MaclennanDirectorBuy400$249.29$99,716.003,709View SEC Filing Icon  
2/9/2023Suzette M. LongGeneral CounselSell8,000$251.04$2,008,320.008,776View SEC Filing Icon  
2/6/2023Daniel M. DickinsonDirectorSell6,070$251.22$1,524,905.405,038View SEC Filing Icon  
2/3/2023Cheryl H. JohnsonInsiderSell23,883$250.44$5,981,258.5213,857View SEC Filing Icon  
1/9/2023Bob De LangeInsiderSell11,000$250.00$2,750,000.0044,559View SEC Filing Icon  
1/6/2023Joseph E. CreedinsiderSell18,294$249.00$4,555,206.00View SEC Filing Icon  
12/27/2022Denise C. JohnsonInsiderSell23,737$240.14$5,700,203.188,605View SEC Filing Icon  
11/11/2022Suzette M. LongGeneral CounselSell1,884$237.28$447,035.528,665View SEC Filing Icon  
5/18/2022Joseph E. CreedInsiderSell2,757$214.13$590,356.41View SEC Filing Icon  
5/5/2022David MaclennanDirectorBuy600$219.82$131,892.002,480View SEC Filing Icon  
4/20/2022Joseph E CreedInsiderSell5,004$235.00$1,175,940.002,757View SEC Filing Icon  
4/20/2022Suzette M. LongGeneral CounselSell3,816$235.00$896,760.0010,549View SEC Filing Icon  
3/17/2022Suzette M. LongGeneral CounselSell40,356$220.00$8,878,320.00View SEC Filing Icon  
2/16/2022Gary Michael MarvelCAOSell674$203.11$136,896.14View SEC Filing Icon  
2/7/2022David MaclennanDirectorBuy480$199.50$95,760.00View SEC Filing Icon  
1/18/2022Joseph E CreedInsiderSell5,004$230.00$1,150,920.00View SEC Filing Icon  
11/1/2021Joseph E CreedInsiderSell5,038$204.09$1,028,205.42View SEC Filing Icon  
8/4/2021David MaclennanDirectorBuy500$206.20$103,100.00View SEC Filing Icon  
6/4/2021Joseph E. CreedInsiderSell7,699$245.12$1,887,178.88View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Caterpillar (NYSE:CAT)

70.98% of Caterpillar stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at CAT by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Caterpillar Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2024Waverly Advisors LLC10,620$3.89M0.1%+60.8%0.002%Search for SEC Filing on Google Icon
5/16/2024Kinloch Capital LLC10,909$4M2.1%+5.1%0.002%Search for SEC Filing on Google Icon
5/16/2024Silvercrest Asset Management Group LLC17,339$6.35M0.0%-5.5%0.004%Search for SEC Filing on Google Icon
5/16/2024Captrust Financial Advisors127,830$46.84M0.2%-15.2%0.026%Search for SEC Filing on Google Icon
5/16/2024Zurich Insurance Group Ltd FI6,200$2.27M0.0%N/A0.001%Search for SEC Filing on Google Icon
5/16/2024Paloma Partners Management Co4,416$1.62M0.1%-210.4%0.001%Search for SEC Filing on Google Icon
5/15/2024Ascent Group LLC799$0.29M0.0%-9.5%0.000%Search for SEC Filing on Google Icon
5/15/2024QVR LLC744$0.27M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/15/2024Transcendent Capital Group LLC989$0.36M0.2%-46.9%0.000%Search for SEC Filing on Google Icon
5/15/2024Mount Yale Investment Advisors LLC1,864$0.68M0.1%+71.0%0.000%Search for SEC Filing on Google Icon
5/15/2024Talisman Wealth Advisors LLC577$0.21M0.3%N/A0.000%Search for SEC Filing on Google Icon
5/15/2024Public Employees Retirement System of Ohio245,762$90.06M0.4%-6.8%0.050%Search for SEC Filing on Google Icon
5/15/2024Public Employees Retirement Association of Colorado72,697$26.64M0.1%-5.4%0.015%Search for SEC Filing on Google Icon
5/15/2024Morse Asset Management Inc2,974$1.09M0.3%+4.4%0.001%Search for SEC Filing on Google Icon
5/15/2024Ceeto Capital Group LLC1,000$0.37M0.1%-50.0%0.000%Search for SEC Filing on Google Icon
5/15/2024Kentucky Retirement Systems Insurance Trust Fund16,800$6.16M0.4%-7.6%0.003%Search for SEC Filing on Google Icon
5/15/2024Kentucky Retirement Systems38,661$14.17M0.4%-5.3%0.008%Search for SEC Filing on Google Icon
5/15/2024Fairview Capital Investment Management LLC3,528$1.29M0.1%-2.8%0.001%Search for SEC Filing on Google Icon
5/15/2024CoreFirst Bank & Trust1,265$0.46M0.3%-11.0%0.000%Search for SEC Filing on Google Icon
5/15/2024Price T Rowe Associates Inc. MD1,070,860$392.40M0.0%-4.8%0.219%Search for SEC Filing on Google Icon
5/15/2024BOKF NA33,520$12.19M0.2%-1.1%0.007%Search for SEC Filing on Google Icon
5/15/2024Kestra Advisory Services LLC148,860$54.55M0.4%+10.5%0.030%Search for SEC Filing on Google Icon
5/15/2024Steel Grove Capital Advisors LLC1,135$0.42M0.0%-6.1%0.000%Search for SEC Filing on Google Icon
5/15/2024Lazard Asset Management LLC1,068,019$391.35M0.5%-3.7%0.218%Search for SEC Filing on Google Icon
5/15/2024Epoch Investment Partners Inc.2,686$0.98M0.0%-4.0%0.001%Search for SEC Filing on Google Icon
5/15/2024LRI Investments LLC1,856$0.66M0.1%N/A0.000%Search for SEC Filing on Google Icon
5/15/20241832 Asset Management L.P.200$73K0.0%-12.3%0.000%Search for SEC Filing on Google Icon
5/15/2024Linscomb Wealth Inc.556$0.20M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/15/2024Truvestments Capital LLC9,715$3.56M1.4%-4.4%0.002%Search for SEC Filing on Google Icon
5/15/2024Quadrature Capital Ltd25,563$9.37M0.2%N/A0.005%Search for SEC Filing on Google Icon
5/15/2024Gabelli Funds LLC114,960$42.13M0.3%-2.0%0.024%Search for SEC Filing on Google Icon
5/15/2024Gamco Investors INC. ET AL626$0.23M0.0%-11.6%0.000%Search for SEC Filing on Google Icon
5/14/2024Canada Pension Plan Investment Board407,677$149.39M0.2%+306.9%0.083%Search for SEC Filing on Google Icon
5/14/2024Westwood Holdings Group Inc.5,843$2.14M0.0%-21.5%0.001%Search for SEC Filing on Google Icon
5/14/2024JT Stratford LLC5,658$2.07M0.4%+46.0%0.001%Search for SEC Filing on Google Icon
5/14/2024Capital World Investors28,172,698$10.32B1.7%-3.0%5.761%Search for SEC Filing on Google Icon
5/14/2024Capital Research Global Investors2,020,100$740.23M0.2%+6.3%0.413%Search for SEC Filing on Google Icon
5/14/2024Capital International Sarl126,540$46.37M1.5%-3.8%0.026%Search for SEC Filing on Google Icon
5/14/2024Toronto Dominion Bank357,277$130.92M0.2%-1.1%0.073%Search for SEC Filing on Google Icon
5/14/2024Capital International Ltd. CA109,132$39.99M1.9%-8.1%0.022%Search for SEC Filing on Google Icon
5/14/2024Capital International Inc. CA 145,713$53.39M0.7%+4.4%0.030%Search for SEC Filing on Google Icon
5/14/2024Capital International Investors488,660$179.06M0.0%+99.9%0.100%Search for SEC Filing on Google Icon
5/14/2024Capital Group Investment Management PTE. LTD.23,394$8.57M1.5%-7.7%0.005%Search for SEC Filing on Google Icon
5/14/2024Stamos Capital Partners L.P.8,290$3.04M0.7%-53.7%0.002%Search for SEC Filing on Google Icon
5/14/2024Advisors Asset Management Inc.20,974$7.69M0.1%-6.1%0.004%Search for SEC Filing on Google Icon
5/14/2024Axxcess Wealth Management LLC21,832$8M0.2%+2.3%0.004%Search for SEC Filing on Google Icon
5/14/2024EP Wealth Advisors LLC10,466$3.84M0.0%+17.9%0.002%Search for SEC Filing on Google Icon
5/14/2024Freestone Capital Holdings LLC27,567$10.10M0.4%+93.1%0.006%Search for SEC Filing on Google Icon
5/14/2024CreativeOne Wealth LLC8,881$3.25M0.1%+127.5%0.002%Search for SEC Filing on Google Icon
5/14/2024Delap Wealth Advisory LLC768$0.28M0.1%N/A0.000%Search for SEC Filing on Google Icon
5/14/2024Vident Advisory LLC24,427$8.95M0.2%+19.7%0.005%Search for SEC Filing on Google Icon
5/14/2024Fayez Sarofim & Co40,410$14.81M0.0%-0.3%0.008%Search for SEC Filing on Google Icon
5/14/2024LGT Group Foundation6,350$2.33M0.1%-7.3%0.001%Search for SEC Filing on Google Icon
5/14/2024Shell Asset Management Co.2,814$1.03M0.0%-3.9%0.001%Search for SEC Filing on Google Icon
5/14/2024Sax Wealth Advisors LLC650$0.24M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/14/2024Crewe Advisors LLC1,655$0.61M0.1%N/A0.000%Search for SEC Filing on Google Icon
5/14/2024Evermay Wealth Management LLC1,702$0.62M0.1%-1.7%0.000%Search for SEC Filing on Google Icon
5/14/2024Natixis2,964$1.09M0.0%-89.4%0.001%Search for SEC Filing on Google Icon
5/14/2024InterOcean Capital Group LLC205,215$75.20M1.8%-1.6%0.042%Search for SEC Filing on Google Icon
5/14/2024GQG Partners LLC10,053$3.68M0.0%-52.4%0.002%Search for SEC Filing on Google Icon
5/14/2024Pitcairn Co.3,468$1.27M0.1%+6.4%0.001%Search for SEC Filing on Google Icon
5/14/2024Puzo Michael J3,150$1.15M0.3%-7.4%0.001%Search for SEC Filing on Google Icon
5/14/2024CANADA LIFE ASSURANCE Co219,154$80.34M0.2%+6.4%0.045%Search for SEC Filing on Google Icon
5/14/2024Oxford Financial Group LTD. LLC1,657$0.61M0.0%+56.3%0.000%Search for SEC Filing on Google Icon
5/14/2024American International Group Inc.150,780$55.25M0.2%-1.3%0.031%Search for SEC Filing on Google Icon
5/14/2024Vaughan David Investments LLC IL72,100$26.42M0.7%-15.3%0.015%Search for SEC Filing on Google Icon
5/14/2024Twin Capital Management Inc.15,921$5.83M0.7%-4.0%0.003%Search for SEC Filing on Google Icon
5/14/2024RB Capital Management LLC9,477$3.47M0.9%+2.1%0.002%Search for SEC Filing on Google Icon
5/14/2024Lake Street Advisors Group LLC16,007$5.87M0.3%+298.1%0.003%Search for SEC Filing on Google Icon
5/13/2024Bessemer Group Inc.262,948$96.35M0.2%-3.9%0.054%Search for SEC Filing on Google Icon
5/13/2024Atlanta Consulting Group Advisors LLC2,308$0.85M0.3%N/A0.000%Search for SEC Filing on Google Icon
5/13/2024Capitolis Liquid Global Markets LLC95,000$34.81M0.6%N/A0.019%Search for SEC Filing on Google Icon
5/13/2024Hilltop Partners LLC605$0.22M0.1%N/A0.000%Search for SEC Filing on Google Icon
5/13/2024Delta Asset Management LLC TN62,600$22.94M2.0%-0.7%0.013%Search for SEC Filing on Google Icon
5/13/2024UniSuper Management Pty Ltd9,800$3.59M0.0%+141.6%0.002%Search for SEC Filing on Google Icon
5/13/2024Clearbridge Investments LLC7,463$2.74M0.0%-46.6%0.002%Search for SEC Filing on Google Icon
5/13/2024Texas Capital Bank Wealth Management Services Inc25,376$9.30M1.0%-12.8%0.005%Search for SEC Filing on Google Icon
5/13/2024Texas Capital Bancshares Inc TX2,833$1.04M0.5%-28.4%0.001%Search for SEC Filing on Google Icon
5/13/2024O Shaughnessy Asset Management LLC56,450$20.69M0.2%-40.4%0.012%Search for SEC Filing on Google Icon
5/13/2024Ameritas Investment Partners Inc.13,483$4.94M0.2%+3.1%0.003%Search for SEC Filing on Google Icon
5/13/2024PAX Financial Group LLC821$0.30M0.1%-6.2%0.000%Search for SEC Filing on Google Icon
5/13/2024Penobscot Investment Management Company Inc.7,935$2.91M0.3%+5.0%0.002%Search for SEC Filing on Google Icon
5/13/2024Secured Retirement Advisors LLC7,348$2.69M2.3%-3.4%0.002%Search for SEC Filing on Google Icon
5/11/2024Trustmark National Bank Trust Department4,409$1.62M0.1%+18.8%0.001%Search for SEC Filing on Google Icon
5/11/2024Davis R M Inc.3,407$1.25M0.0%-2.4%0.001%Search for SEC Filing on Google Icon
5/11/2024Peak Asset Management LLC564$0.21M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/11/2024Cynosure Group LLC3,635$1.33M0.2%-54.5%0.001%Search for SEC Filing on Google Icon
5/11/2024Orion Capital Management LLC820$0.30M0.2%-10.9%0.000%Search for SEC Filing on Google Icon
5/11/2024Catalytic Wealth RIA LLC1,223$0.45M0.1%+12.4%0.000%Search for SEC Filing on Google Icon
5/11/2024Jacobi Capital Management LLC12,194$4.47M0.4%+0.3%0.002%Search for SEC Filing on Google Icon
5/11/2024Edgestream Partners L.P.21,912$8.03M0.4%+1,220.8%0.004%Search for SEC Filing on Google Icon
5/11/2024Patten & Patten Inc. TN3,913$1.43M0.1%-9.2%0.001%Search for SEC Filing on Google Icon
5/10/2024Acadian Asset Management LLC9,037$3.31M0.0%+17.2%0.002%Search for SEC Filing on Google Icon
5/10/2024Fiducient Advisors LLC2,477$0.91M0.2%+2.4%0.001%Search for SEC Filing on Google Icon
5/10/2024TIAA Trust National Association21,080$7.72M0.0%+3.6%0.004%Search for SEC Filing on Google Icon
5/10/2024Vanguard Group Inc.47,866,367$17.54B0.3%-1.0%9.788%Search for SEC Filing on Google Icon
5/10/2024Alera Investment Advisors LLC1,270$0.47M0.1%-37.5%0.000%Search for SEC Filing on Google Icon
5/10/2024Cornerstone Advisors LLC32,500$11.91M0.5%-3.0%0.007%Search for SEC Filing on Google Icon
5/10/2024Spirepoint Private Client LLC604$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
5/10/2024Intech Investment Management LLC162,123$59.41M0.8%+195.0%0.033%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Caterpillar logo
Caterpillar Inc. manufactures and sells construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives in worldwide. Its Construction Industries segment offers asphalt pavers, compactors, road reclaimers, forestry machines, cold planers, material handlers, track-type tractors, excavators, telehandlers, motor graders, and pipelayers; compact track, wheel, track-type, backhoe, and skid steer loaders; and related parts and tools. The company's Resource Industries segment provides electric rope and hydraulic shovels, draglines, rotary drills, hard rock vehicles, tractors, mining trucks, wheel loaders, off-highway and articulated trucks, wheel tractor scrapers and dozers, fleet management products, landfill and soil compactors, machinery components, autonomous ready vehicles and solutions, work tools, and safety services and mining performance solutions, as well as related parts and services. Its Energy & Transportation segment offers reciprocating engine powered generator sets; reciprocating engines, drivetrain, and integrated systems and solutions; turbines, centrifugal gas compressors, and related services; and diesel-electric locomotives and components, and other rail-related products. The company's Financial Products segment provides operating and finance leases, installment sale contracts, revolving charge accounts, repair/rebuild financing services, working capital loans, and wholesale financing; and insurance and risk management products and services. Its All Other Operating segment offers filters and fluids, undercarriage, ground engaging tools, fluid transfer products, precision seals, and rubber sealing and connecting components; parts distribution; logistics solutions and distribution services; brand management and marketing strategy services; and digital investments services. Caterpillar Inc. was founded in 1925 and is headquartered in Irving, Texas.
Read More on Caterpillar

Today's Range

Now: $360.04
Low: $358.12
High: $363.31

50 Day Range

MA: $354.44
Low: $331.07
High: $379.32

52 Week Range

Now: $360.04
Low: $205.60
High: $382.01

Volume

1,911,346 shs

Average Volume

2,483,744 shs

Market Capitalization

$176.08 billion

P/E Ratio

16.25

Dividend Yield

1.46%

Beta

1.19

Who are the company insiders with the largest holdings of Caterpillar?

Caterpillar's top insider investors include:
  1. Lange Bob De (Insider)
  2. Andrew R J Bonfield (CFO)
  3. Anthony D Fassino (Insider)
  4. Cheryl H Johnson (Insider)
  5. Suzette M Long (General Counsel)
  6. Denise C Johnson (Insider)
  7. David Maclennan (Director)
  8. Daniel M Dickinson (Director)
  9. Joseph E Creed (Insider)
Learn More about top insider investors at Caterpillar.

Who are the major institutional investors of Caterpillar?

Caterpillar's top institutional investors include:
  1. Vanguard Group Inc. — 9.79%
  2. Capital World Investors — 5.76%
  3. Bank of New York Mellon Corp — 0.72%
  4. Capital Research Global Investors — 0.41%
  5. Sumitomo Mitsui Trust Holdings Inc. — 0.31%
  6. Swiss National Bank — 0.31%
Learn More about top institutional investors of Caterpillar stock.

Which major investors are selling Caterpillar stock?

Within the last quarter, CAT stock was sold by these institutional investors:
  1. Capital World Investors
  2. Vanguard Group Inc.
  3. Bank of New York Mellon Corp
  4. Picton Mahoney Asset Management
  5. ProShare Advisors LLC
  6. OLD Republic International Corp
  7. BW Gestao de Investimentos Ltda.
  8. Chilton Capital Management LLC
During the previous year, company insiders that have sold Caterpillar company stock include:
  1. Lange Bob De (Insider)
  2. Andrew R J Bonfield (CFO)
  3. Anthony D Fassino (Insider)
  4. Cheryl H Johnson (Insider)
  5. Suzette M Long (General Counsel)
Learn More investors selling Caterpillar stock.

Which major investors are buying Caterpillar stock?

During the previous quarter, CAT stock was acquired by institutional investors including:
  1. Canada Pension Plan Investment Board
  2. Torno Capital LLC
  3. Capital International Investors
  4. HAP Trading LLC
  5. Jupiter Asset Management Ltd.
  6. Assenagon Asset Management S.A.
  7. Capital Research Global Investors
  8. Capital Wealth Planning LLC