CAT Insider Trading

Insider Ownership Percentage: 0.29%
Insider Buying (Last 12 Months): $315,733.50
Insider Selling (Last 12 Months): $32,598,932.43

Caterpillar Insider Trading History Chart

This chart shows the insider buying and selling history at Caterpillar by year and by quarter.

Skip ChartChart Data in Insider Trading History Table

Caterpillar Share Price & Price History

Current Price: $397.48
Price Change: Price Increase of +7.89 (2.03%)
As of 11/22/2024 01:00 AM ET

This chart shows the closing price history over time for CAT up to the past year.

Skip Chart and Table DataPrice Data in Insider Trading History Table
Days: 30 | 90 | 365

Caterpillar Insider Trading History

Transaction DateInsider NameTitleBuy/SellNumber of SharesAverage Share PriceTotal TransactionShares Held After TransactionDetails
11/7/2024Bob De LangeInsiderSell12,657$410.25$5,192,534.2571,107View SEC Filing Icon  
11/6/2024Daniel M. DickinsonDirectorSell1,300$418.00$543,400.004,976View SEC Filing Icon  
11/4/2024Cheryl H. JohnsonInsiderSell2,664$378.84$1,009,229.7612,951View SEC Filing Icon  
11/1/2024William E SchauppCAOSell968$380.98$368,788.641,686View SEC Filing Icon  
9/4/2024Gerald JohnsonDirectorBuy100$338.59$33,859.002,842View SEC Filing Icon  
8/30/2024Anthony D. FassinoInsiderSell3,185$351.36$1,119,081.6033,442View SEC Filing Icon  
8/22/2024Cheryl H. JohnsonInsiderSell2,975$342.48$1,018,878.0015,615View SEC Filing Icon  
7/16/2024Cheryl H. JohnsonInsiderSell1,508$350.00$527,800.0018,515View SEC Filing Icon  
5/30/2024Cheryl H. JohnsonInsiderSell1,508$340.00$512,720.0020,023View SEC Filing Icon  
5/13/2024Bob De LangeInsiderSell21,847$356.90$7,797,194.3071,115View SEC Filing Icon  
5/3/2024David MaclennanDirectorBuy500$337.39$168,695.005,738View SEC Filing Icon  
2/28/2024Anthony D. FassinoInsiderSell4,575$329.80$1,508,835.0023,474View SEC Filing Icon  
2/23/2024David MaclennanDirectorBuy350$323.37$113,179.505,238View SEC Filing Icon  
2/7/2024Bob De LangeInsiderSell21,194$325.52$6,899,070.8861,092View SEC Filing Icon  
2/2/2024Andrew RJ BonfieldCFOSell10,000$310.10$3,101,000.0057,317View SEC Filing Icon  
1/25/2024Andrew RJ BonfieldCFOSell10,000$300.04$3,000,400.0067,317View SEC Filing Icon  
8/29/2023Anthony D. FassinoInsiderSell2,923$279.00$815,517.0016,182View SEC Filing Icon  
8/9/2023Cheryl H. JohnsonInsiderSell18,294$286.33$5,238,121.0216,362View SEC Filing Icon  
8/3/2023Joseph E. CreedinsiderSell7,286$285.25$2,078,331.50View SEC Filing Icon  
8/1/2023Bob De LangeInsiderSell20,000$275.00$5,500,000.0053,671View SEC Filing Icon  
7/18/2023Cheryl H. JohnsonInsiderSell6,415$260.00$1,667,900.0016,362View SEC Filing Icon  
2/17/2023David MaclennanDirectorBuy400$249.29$99,716.003,709View SEC Filing Icon  
2/9/2023Suzette M. LongGeneral CounselSell8,000$251.04$2,008,320.008,776View SEC Filing Icon  
2/6/2023Daniel M. DickinsonDirectorSell6,070$251.22$1,524,905.405,038View SEC Filing Icon  
2/3/2023Cheryl H. JohnsonInsiderSell23,883$250.44$5,981,258.5213,857View SEC Filing Icon  
1/9/2023Bob De LangeInsiderSell11,000$250.00$2,750,000.0044,559View SEC Filing Icon  
1/6/2023Joseph E. CreedinsiderSell18,294$249.00$4,555,206.00View SEC Filing Icon  
12/27/2022Denise C. JohnsonInsiderSell23,737$240.14$5,700,203.188,605View SEC Filing Icon  
11/11/2022Suzette M. LongGeneral CounselSell1,884$237.28$447,035.528,665View SEC Filing Icon  
5/18/2022Joseph E. CreedInsiderSell2,757$214.13$590,356.41View SEC Filing Icon  
5/5/2022David MaclennanDirectorBuy600$219.82$131,892.002,480View SEC Filing Icon  
4/20/2022Joseph E CreedInsiderSell5,004$235.00$1,175,940.002,757View SEC Filing Icon  
4/20/2022Suzette M. LongGeneral CounselSell3,816$235.00$896,760.0010,549View SEC Filing Icon  
3/17/2022Suzette M. LongGeneral CounselSell40,356$220.00$8,878,320.00View SEC Filing Icon  
2/16/2022Gary Michael MarvelCAOSell674$203.11$136,896.14View SEC Filing Icon  
2/7/2022David MaclennanDirectorBuy480$199.50$95,760.00View SEC Filing Icon  
1/18/2022Joseph E CreedInsiderSell5,004$230.00$1,150,920.00View SEC Filing Icon  
See Full Table

SEC Filings (Institutional Ownership Changes) for Caterpillar (NYSE:CAT)

70.98% of Caterpillar stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

This chart shows the instiutional buying and selling at CAT by year and by quarter.

Skip Institutional Buying and Selling Chart and Table DataRead Chart Data in Institutional Trading History Table

Caterpillar Institutional Trading History

Reporting DateHedge FundShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/22/2024Stock Yards Bank & Trust Co.84,324$32.98M1.1%-4.8%0.017%Search for SEC Filing on Google Icon
11/21/2024Anchor Investment Management LLC13,317$5.21M0.5%+2.9%0.003%Search for SEC Filing on Google Icon
11/21/2024Tudor Financial Inc.2,184$0.85M0.5%N/A0.000%Search for SEC Filing on Google Icon
11/20/2024SOA Wealth Advisors LLC.156$61K0.0%+47.2%0.000%Search for SEC Filing on Google Icon
11/20/2024Bard Financial Services Inc.1,360$0.53M0.1%-15.5%0.000%Search for SEC Filing on Google Icon
11/19/2024Invst LLC651$0.26M0.0%-6.5%0.000%Search for SEC Filing on Google Icon
11/19/2024Citizens Business Bank1,556$0.61M0.1%-21.6%0.000%Search for SEC Filing on Google Icon
11/19/2024Second Line Capital LLC551$0.22M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/19/2024Hohimer Wealth Management LLC4,763$1.86M0.4%+2.7%0.001%Search for SEC Filing on Google Icon
11/18/2024Soltis Investment Advisors LLC1,401$0.55M0.1%-7.4%0.000%Search for SEC Filing on Google Icon
11/18/2024TD Private Client Wealth LLC3,003$1.18M0.0%-6.2%0.001%Search for SEC Filing on Google Icon
11/18/2024Virtue Capital Management LLC1,136$0.44M0.1%-11.2%0.000%Search for SEC Filing on Google Icon
11/18/2024Fortem Financial Group LLC2,535$0.99M0.4%+4.8%0.001%Search for SEC Filing on Google Icon
11/18/2024Arete Wealth Advisors LLC6,622$2.58M0.2%-1.9%0.001%Search for SEC Filing on Google Icon
11/18/2024Teachers Retirement System of The State of Kentucky37,189$14.55M0.1%-9.2%0.008%Search for SEC Filing on Google Icon
11/18/2024Sunbelt Securities Inc.3,666$1.43M0.1%-5.5%0.001%Search for SEC Filing on Google Icon
11/18/2024Toronto Dominion Bank165,473$64.72M0.1%+1.3%0.034%Search for SEC Filing on Google Icon
11/18/2024Chiron Investment Management LLC1,740$0.68M0.2%N/A0.000%Search for SEC Filing on Google Icon
11/18/2024Wilson & Boucher Capital Management LLC6,281$2.46M1.7%-0.5%0.001%Search for SEC Filing on Google Icon
11/18/2024Coldstream Capital Management Inc.25,624$10.02M0.2%+2.3%0.005%Search for SEC Filing on Google Icon
11/18/2024Gould Capital LLC8,677$3.39M2.2%-1.8%0.002%Search for SEC Filing on Google Icon
11/18/2024RB Capital Management LLC9,563$3.74M0.9%+1.6%0.002%Search for SEC Filing on Google Icon
11/18/2024FRG Family Wealth Advisors LLC14,324$5.60M1.0%-2.1%0.003%Search for SEC Filing on Google Icon
11/18/2024First Dallas Securities Inc.9,847$3.85M1.6%-2.0%0.002%Search for SEC Filing on Google Icon
11/16/2024Geode Capital Management LLC10,213,455$3.99B0.3%+0.7%2.115%Search for SEC Filing on Google Icon
11/15/2024Greenwood Gearhart Inc.33,075$12.94M1.1%+6.4%0.007%Search for SEC Filing on Google Icon
11/15/2024Frisch Financial Group Inc.1,533$0.60M0.2%+5.4%0.000%Search for SEC Filing on Google Icon
11/15/2024Prestige Wealth Management Group LLC2,425$0.95M0.2%-1.5%0.001%Search for SEC Filing on Google Icon
11/15/2024Brophy Wealth Management LLC1,045$0.41M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/15/2024Vestcor Inc18,708$7.32M0.2%-4.7%0.004%Search for SEC Filing on Google Icon
11/15/2024Executive Wealth Management LLC2,174$0.85M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/15/2024Guardian Wealth Management Inc.2,343$0.92M0.6%-2.5%0.000%Search for SEC Filing on Google Icon
11/15/2024Abel Hall LLC575$0.23M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/15/2024Nabity Jensen Investment Management Inc2,859$1.12M0.9%N/A0.001%Search for SEC Filing on Google Icon
11/15/2024Continuum Advisory LLC1,162$0.45M0.1%+11.9%0.000%Search for SEC Filing on Google Icon
11/15/2024LRI Investments LLC3,851$1.49M0.1%+106.5%0.001%Search for SEC Filing on Google Icon
11/15/2024Public Employees Retirement System of Ohio224,537$87.82M0.4%-0.8%0.047%Search for SEC Filing on Google Icon
11/15/2024EWA LLC824$0.32M0.1%+14.1%0.000%Search for SEC Filing on Google Icon
11/15/2024Nomura Asset Management Co. Ltd.286,006$111.86M0.3%+7.3%0.059%Search for SEC Filing on Google Icon
11/15/2024Y Intercept Hong Kong Ltd8,535$3.34M0.2%-50.0%0.002%Search for SEC Filing on Google Icon
11/15/2024MML Investors Services LLC146,643$57.36M0.2%+4.8%0.030%Search for SEC Filing on Google Icon
11/15/2024Hodges Capital Management Inc.22,622$8.85M0.6%+19.0%0.005%Search for SEC Filing on Google Icon
11/15/2024First National Bank of Omaha550$0.22M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/15/2024CTC Alternative Strategies Ltd.601$0.24M0.3%-92.8%0.000%Search for SEC Filing on Google Icon
11/15/2024Kimelman & Baird LLC100$39K0.0%+42.9%0.000%Search for SEC Filing on Google Icon
11/15/2024Northeast Financial Consultants Inc592$0.23M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/15/2024Dunhill Financial LLC169$66K0.0%+47.0%0.000%Search for SEC Filing on Google Icon
11/15/2024Delos Wealth Advisors LLC257$0.10M0.1%-27.8%0.000%Search for SEC Filing on Google Icon
11/15/2024Orion Portfolio Solutions LLC27,053$10.58M0.2%+3.3%0.006%Search for SEC Filing on Google Icon
11/15/2024XTX Topco Ltd15,842$6.20M0.4%+38.3%0.003%Search for SEC Filing on Google Icon
11/15/2024Zacks Investment Management449,078$175.64M1.5%+2.1%0.093%Search for SEC Filing on Google Icon
11/15/2024Zega Financial LLC3,625$1.42M0.2%+3.5%0.001%Search for SEC Filing on Google Icon
11/15/2024Zimmer Partners LP20,000$7.82M0.1%-50.0%0.004%Search for SEC Filing on Google Icon
11/15/2024Zurich Insurance Group Ltd FI255,355$99.87M0.8%+4,018.6%0.053%Search for SEC Filing on Google Icon
11/15/2024Glen Eagle Advisors LLC6,346$2.48M0.4%+8.7%0.001%Search for SEC Filing on Google Icon
11/15/2024iA Global Asset Management Inc.17,880$6.99M0.1%-14.6%0.004%Search for SEC Filing on Google Icon
11/15/2024EP Wealth Advisors LLC18,032$7.05M0.1%+55.0%0.004%Search for SEC Filing on Google Icon
11/15/2024United Services Automobile Association64,416$25.19M0.6%-24.3%0.013%Search for SEC Filing on Google Icon
11/15/2024Insigneo Advisory Services LLC7,110$2.78M0.3%-7.4%0.001%Search for SEC Filing on Google Icon
11/15/2024Kovitz Investment Group Partners LLC113,044$41.76M0.3%+4.4%0.023%Search for SEC Filing on Google Icon
11/15/2024Virtus Investment Advisers Inc.610$0.24M0.2%+281.3%0.000%Search for SEC Filing on Google Icon
11/15/2024Wellington Management Group LLP51,654$20.20M0.0%-21.1%0.011%Search for SEC Filing on Google Icon
11/15/2024Worldquant Millennium Advisors LLC3,572$1.40M0.0%-64.8%0.001%Search for SEC Filing on Google Icon
11/15/2024Weaver Consulting Group543$0.21M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/15/2024Weiss Asset Management LP12,601$4.93M0.1%-60.5%0.003%Search for SEC Filing on Google Icon
11/15/2024Temasek Holdings Private Ltd54,469$21.30M0.1%-51.8%0.011%Search for SEC Filing on Google Icon
11/15/2024Texas Capital Bank Wealth Management Services Inc26,274$10.28M1.0%+1.7%0.005%Search for SEC Filing on Google Icon
11/15/2024State Street Corp36,384,598$14.23B0.6%-0.6%7.536%Search for SEC Filing on Google Icon
11/15/2024Stevens Capital Management LP11,403$4.46M0.6%N/A0.002%Search for SEC Filing on Google Icon
11/15/2024Stifel Financial Corp665,638$260.36M0.3%-0.8%0.138%Search for SEC Filing on Google Icon
11/15/2024SYM FINANCIAL Corp876$0.34M0.0%+7.1%0.000%Search for SEC Filing on Google Icon
11/15/2024Safe Harbor Fiduciary LLC777$0.30M0.3%N/A0.000%Search for SEC Filing on Google Icon
11/15/2024Quadrature Capital Ltd30,067$11.75M0.3%-70.0%0.006%Search for SEC Filing on Google Icon
11/15/2024Quantinno Capital Management LP69,858$27.32M0.4%+70.3%0.014%Search for SEC Filing on Google Icon
11/15/2024Royal London Asset Management Ltd.255,485$99.93M0.2%+11.1%0.053%Search for SEC Filing on Google Icon
11/15/2024Redwood Investment Management LLC4,635$1.81M0.2%-6.6%0.001%Search for SEC Filing on Google Icon
11/15/2024Reynders McVeigh Capital Management LLC2,356$0.92M0.0%+9.2%0.000%Search for SEC Filing on Google Icon
11/15/2024Polymer Capital Management HK LTD550$0.22M0.0%-42.1%0.000%Search for SEC Filing on Google Icon
11/15/2024Millburn Ridgefield Corp356$0.14M0.0%N/A0.000%Search for SEC Filing on Google Icon
11/15/2024Mission Creek Capital Partners Inc.14,252$5.57M1.3%-0.9%0.003%Search for SEC Filing on Google Icon
11/15/2024IHT Wealth Management LLC13,532$5.30M0.1%+24.1%0.003%Search for SEC Filing on Google Icon
11/15/2024Ingalls & Snyder LLC5,195$2.03M0.1%+7.2%0.001%Search for SEC Filing on Google Icon
11/15/2024Intrepid Capital Management Inc.763$0.30M0.2%+4.1%0.000%Search for SEC Filing on Google Icon
11/15/2024Investment Management Corp of Ontario42,845$16.76M0.4%-1.1%0.009%Search for SEC Filing on Google Icon
11/15/2024Iron Gate Global Advisors LLC3,338$1.31M0.2%-23.1%0.001%Search for SEC Filing on Google Icon
11/15/2024IronBridge Private Wealth LLC13,728$5.37M2.0%+0.5%0.003%Search for SEC Filing on Google Icon
11/15/2024Itau Unibanco Holding S.A.93$36K0.0%-97.8%0.000%Search for SEC Filing on Google Icon
11/15/2024Janus Henderson Group PLC63,821$24.96M0.0%-3.3%0.013%Search for SEC Filing on Google Icon
11/15/2024HighTower Advisors LLC503,020$196.83M0.3%+5.7%0.104%Search for SEC Filing on Google Icon
11/15/2024Hilltop Holdings Inc.3,982$1.56M0.1%+38.8%0.001%Search for SEC Filing on Google Icon
11/15/2024Hollow Brook Wealth Management LLC582$0.23M0.1%N/A0.000%Search for SEC Filing on Google Icon
11/15/2024Garden State Investment Advisory Services LLC2,146$0.84M0.2%+75.9%0.000%Search for SEC Filing on Google Icon
11/15/2024Centiva Capital LP15,378$6.02M0.1%-49.1%0.003%Search for SEC Filing on Google Icon
11/15/2024Chevy Chase Trust Holdings LLC266,535$104.25M0.3%-2.6%0.055%Search for SEC Filing on Google Icon
11/15/2024Community Bank N.A.16,835$6.58M0.8%-0.3%0.003%Search for SEC Filing on Google Icon
11/15/2024Ascent Group LLC1,138$0.45M0.0%+19.4%0.000%Search for SEC Filing on Google Icon
11/15/2024Beacon Investment Advisory Services Inc.21,079$8.24M0.3%+3.7%0.004%Search for SEC Filing on Google Icon
11/15/2024Benjamin Edwards Inc.31,796$12.44M0.2%+976.0%0.007%Search for SEC Filing on Google Icon
11/15/2024Paloma Partners Management Co14,083$5.51M0.2%-15.2%0.003%Search for SEC Filing on Google Icon
11/15/2024Kestra Investment Management LLC1,005$0.39M0.0%N/A0.000%Search for SEC Filing on Google Icon
Data available starting January 2016

See Full Table
Caterpillar logo
Caterpillar Inc. manufactures and sells construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives in worldwide. Its Construction Industries segment offers asphalt pavers, compactors, road reclaimers, forestry machines, cold planers, material handlers, track-type tractors, excavators, telehandlers, motor graders, and pipelayers; compact track, wheel, track-type, backhoe, and skid steer loaders; and related parts and tools. The company's Resource Industries segment provides electric rope and hydraulic shovels, draglines, rotary drills, hard rock vehicles, tractors, mining trucks, wheel loaders, off-highway and articulated trucks, wheel tractor scrapers and dozers, fleet management products, landfill and soil compactors, machinery components, autonomous ready vehicles and solutions, work tools, and safety services and mining performance solutions, as well as related parts and services. Its Energy & Transportation segment offers reciprocating engine powered generator sets; reciprocating engines, drivetrain, and integrated systems and solutions; turbines, centrifugal gas compressors, and related services; and diesel-electric locomotives and components, and other rail-related products. The company's Financial Products segment provides operating and finance leases, installment sale contracts, revolving charge accounts, repair/rebuild financing services, working capital loans, and wholesale financing; and insurance and risk management products and services. Its All Other Operating segment offers filters and fluids, undercarriage, ground engaging tools, fluid transfer products, precision seals, and rubber sealing and connecting components; parts distribution; logistics solutions and distribution services; brand management and marketing strategy services; and digital investments services. Caterpillar Inc. was founded in 1925 and is headquartered in Irving, Texas.
Read More on Caterpillar

Today's Range

Now: $397.48
Low: $387.89
High: $398.16

50 Day Range

MA: $385.77
Low: $345.31
High: $416.97

52 Week Range

Now: $397.48
Low: $246.01
High: $418.50

Volume

1,893,011 shs

Average Volume

2,595,929 shs

Market Capitalization

$191.90 billion

P/E Ratio

18.43

Dividend Yield

1.48%

Beta

1.1

Who are the company insiders with the largest holdings of Caterpillar?

Caterpillar's top insider investors include:
  1. Lange Bob De (Insider)
  2. Andrew R J Bonfield (CFO)
  3. Anthony D Fassino (Insider)
  4. Cheryl H Johnson (Insider)
  5. Suzette M Long (General Counsel)
  6. Denise C Johnson (Insider)
  7. David Maclennan (Director)
  8. Daniel M Dickinson (Director)
  9. Gerald Johnson (Director)
  10. William E Schaupp (CAO)
  11. Joseph E Creed (Insider)
Learn More about top insider investors at Caterpillar.

Who are the major institutional investors of Caterpillar?

Caterpillar's top institutional investors include:
  1. State Street Corp — 7.54%
  2. Geode Capital Management LLC — 2.12%
  3. Fisher Asset Management LLC — 1.85%
  4. FMR LLC — 1.01%
  5. UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC — 0.75%
  6. Charles Schwab Investment Management Inc. — 0.67%
Learn More about top institutional investors of Caterpillar stock.

Which major investors are selling Caterpillar stock?

Within the last quarter, CAT stock was sold by these institutional investors:
  1. Jane Street Group LLC
  2. FMR LLC
  3. Parallax Volatility Advisers L.P.
  4. Los Angeles Capital Management LLC
  5. State Street Corp
  6. ING Groep NV
  7. Primecap Management Co. CA
  8. Wolverine Trading LLC
During the previous year, company insiders that have sold Caterpillar company stock include:
  1. Lange Bob De (Insider)
  2. Andrew R J Bonfield (CFO)
  3. Anthony D Fassino (Insider)
  4. Cheryl H Johnson (Insider)
  5. Suzette M Long (General Counsel)
  6. Denise C Johnson (Insider)
Learn More investors selling Caterpillar stock.

Which major investors are buying Caterpillar stock?

During the previous quarter, CAT stock was acquired by institutional investors including:
  1. International Assets Investment Management LLC
  2. Zurich Insurance Group Ltd FI
  3. Fisher Asset Management LLC
  4. Caisse DE Depot ET Placement DU Quebec
  5. Assenagon Asset Management S.A.
  6. Commerzbank Aktiengesellschaft FI
  7. B. Metzler seel. Sohn & Co. Holding AG
  8. Pathway Financial Advisers LLC
During the previous year, these company insiders have bought Caterpillar stock:
  1. Lange Bob De (Insider)
  2. Andrew R J Bonfield (CFO)
Learn More investors buying Caterpillar stock.