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LPLA Insider Trading

Insider Trading Chart
Insider Trading History
Frequently Asked Questions
About

Insider Ownership Percentage: 1.30%

Insider Buying (Last 12 Months): $0.00

Insider Selling (Last 12 Months): $19,681,884.73

LPL Financial Insider Trading History Chart

LPL Financial Share Price & Price History

^$267.77

▲ +0.23 (0.09%)

As of 05/17/2024 01:00 AM ET

Days: 30 | 90 | 365

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LPL Financial Insider Trading History

Transaction Date	Insider Name	Title	Buy/Sell	Number of Shares	Average Share Price	Total Transaction	Shares Held After Transaction
2/26/2024	Dan H. Arnold	CEO	Sell	34,807	$266.54	$9,277,457.78	141,810
2/26/2024	Kabir Sethi	Director	Sell	1,300	$266.50	$346,450.00	10,245
2/26/2024	Matthew J. Audette	CFO	Sell	5,574	$266.52	$1,485,582.48	13,663
2/23/2024	Dan H. Arnold	CEO	Sell	7,089	$265.66	$1,883,263.74	133,169
2/20/2024	Dan H. Arnold	CEO	Sell	10,000	$256.35	$2,563,500.00	137,044
2/20/2024	Matthew Enyedi	Director	Sell	1,381	$256.94	$354,834.14	8,634
11/2/2023	Aneri Jambusaria	Director	Sell	1,930	$222.37	$429,174.10	1,802
9/20/2023	Dan H. Arnold	CEO	Sell	353	$250.03	$88,260.59	145,884
9/13/2023	Richard Steinmeier	Director	Sell	10,300	$242.68	$2,499,604.00	16,914
8/22/2023	Matthew Enyedi	Director	Sell	3,265	$230.86	$753,757.90	9,978
5/4/2023	William Francis Glavin, Jr.	Director	Buy	557	$180.23	$100,388.11	2,775
2/27/2023	Dan H. Arnold	CEO	Sell	38,444	$246.20	$9,464,912.80	154,884
2/27/2023	Matthew J. Audette	CFO	Sell	7,111	$246.17	$1,750,514.87	12,644
2/27/2023	Michelle Oroschakoff	Director	Sell	4,809	$246.18	$1,183,879.62	23,852
2/13/2023	Sallie R. Larsen	Director	Sell	20,519	$241.84	$4,962,314.96	24,555
2/6/2023	Matthew J. Audette	CFO	Sell	20,810	$239.30	$4,979,833.00	12,667
11/18/2022	Brent Blain Simonich	CAO	Buy	920	$219.15	$201,618.00	6,042
11/17/2022	Michelle Oroschakoff	Director	Sell	5,213	$213.80	$1,114,539.40	41,100
10/31/2022	Matthew J. Audette	CFO	Sell	20,000	$257.09	$5,141,800.00	12,667
10/5/2022	Dan H. Arnold	CEO	Sell	20,000	$240.27	$4,805,400.00	157,823
8/17/2022	Dan H. Arnold	CEO	Sell	11,391	$230.63	$2,627,106.33	162,608
8/15/2022	Dan H. Arnold	CEO	Sell	10,000	$225.56	$2,255,600.00	162,608
8/4/2022	Richard Steinmeier	Director	Sell	7,355	$216.64	$1,593,387.20	24,078
7/29/2022	Dan H. Arnold	CEO	Sell	39,015	$210.33	$8,206,024.95	162,608
5/27/2022	Dan H. Arnold	CEO	Sell	19,508	$200.36	$3,908,622.88	162,608
5/16/2022	Michelle Oroschakoff	Director	Sell	15,724	$172.23	$2,708,144.52	42,068
3/14/2022	Matthew Enyedi	Director	Sell	1,900	$159.25	$302,575.00
3/8/2022	William Francis Glavin, Jr.	Director	Buy	1,760	$141.59	$249,198.40
2/28/2022	Dan H. Arnold	CEO	Sell	23,119	$180.77	$4,179,221.63
2/28/2022	Matthew J. Audette	CFO	Sell	5,780	$180.76	$1,044,792.80
2/28/2022	Sallie R. Larsen	Director	Sell	4,506	$177.77	$801,031.62
2/16/2022	Michelle Oroschakoff	Director	Sell	15,217	$185.59	$2,824,123.03
2/7/2022	George Burton White	Director	Sell	80,368	$181.18	$14,561,074.24
2/7/2022	Matthew J. Audette	CFO	Sell	20,000	$181.20	$3,624,000.00
12/7/2021	George Burton White	Director	Sell	22,271	$166.10	$3,699,213.10
11/30/2021	Edward Fandrey	Director	Sell	1,784	$158.56	$282,871.04
11/16/2021	Michelle Oroschakoff	Director	Sell	17,010	$166.97	$2,840,159.70
8/26/2021	Edward Fandrey	Director	Sell	1,784	$148.78	$265,423.52
7/20/2021	Matthew Enyedi	Director	Sell	7,712	$130.00	$1,002,560.00
6/14/2021	Scott Seese	Director	Sell	12,521	$139.10	$1,741,671.10

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SEC Filings (Institutional Ownership Changes) for LPL Financial (NASDAQ:LPLA)

95.66% of LPL Financial stock is owned by institutions. Institutional ownership can be a sign of analyst confidence in the fundamentals of the stock.

Institutional Buying and Selling by Quarter

LPL Financial Institutional Trading History

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
5/17/2024	Plato Investment Management Ltd	980	$0.26M	0.0%	+1,109.9%	0.001%
5/17/2024	iA Global Asset Management Inc.	1,434	$0.38M	0.0%	-18.4%	0.002%
5/17/2024	Comerica Bank	79,043	$20.88M	0.1%	-3.7%	0.106%
5/17/2024	SkyView Investment Advisors LLC	4,666	$1.23M	0.2%	N/A	0.006%
5/17/2024	Castleark Management LLC	4,065	$1.07M	0.0%	-6.2%	0.005%
5/17/2024	Tidal Investments LLC	1,544	$0.41M	0.0%	+18.3%	0.002%
5/16/2024	Redwood Investment Management LLC	5,714	$1.51M	0.1%	-7.6%	0.008%
5/16/2024	California State Teachers Retirement System	121,566	$32.12M	0.0%	+0.8%	0.163%
5/16/2024	B. Riley Wealth Advisors Inc.	2,211	$0.58M	0.0%	+136.7%	0.003%
5/16/2024	Dynasty Wealth Management LLC	822	$0.22M	0.0%	N/A	0.001%
5/16/2024	Jacobs Levy Equity Management Inc.	340,522	$89.97M	0.4%	-29.0%	0.456%
5/16/2024	Janus Henderson Group PLC	2,575,715	$680.51M	0.4%	-9.4%	3.448%
5/16/2024	Kennedy Capital Management LLC	10,279	$2.72M	0.1%	+71.7%	0.014%
5/16/2024	BlueMar Capital Management LLC	12,231	$3.23M	5.4%	-1.5%	0.016%
5/15/2024	Mount Yale Investment Advisors LLC	1,746	$0.46M	0.0%	N/A	0.002%
5/15/2024	Public Employees Retirement System of Ohio	36,506	$9.65M	0.0%	-5.2%	0.049%
5/15/2024	Public Employees Retirement Association of Colorado	8,106	$2.14M	0.0%	-7.3%	0.011%
5/15/2024	Bamco Inc. NY	122,038	$32.24M	0.1%	+7.2%	0.163%
5/15/2024	Fairview Capital Investment Management LLC	498,919	$131.82M	7.4%	-0.7%	0.668%
5/15/2024	Price T Rowe Associates Inc. MD	2,374,801	$627.42M	0.1%	-3.3%	3.179%
5/15/2024	Magnetar Financial LLC	3,475	$0.92M	0.0%	N/A	0.005%
5/15/2024	Lazard Asset Management LLC	940	$0.25M	0.0%	+1,640.7%	0.001%
5/15/2024	Epoch Investment Partners Inc.	927,369	$245.01M	1.1%	+19.8%	1.241%
5/15/2024	LRI Investments LLC	1,195	$0.32M	0.0%	N/A	0.002%
5/15/2024	Quadrature Capital Ltd	6,127	$1.62M	0.0%	N/A	0.008%
5/15/2024	Brant Point Investment Management LLC	34,472	$9.11M	0.8%	-12.2%	0.046%
5/14/2024	Canada Pension Plan Investment Board	783,777	$207.07M	0.2%	+12.7%	1.049%
5/14/2024	Capital Research Global Investors	1,597,136	$421.96M	0.1%	-27.7%	2.138%
5/14/2024	Toronto Dominion Bank	67,213	$17.76M	0.0%	+584.7%	0.090%
5/14/2024	Sheaff Brock Investment Advisors LLC	8,809	$2.33M	0.1%	+8.2%	0.012%
5/14/2024	Heron Bay Capital Management	89,929	$23.76M	5.0%	-4.6%	0.120%
5/14/2024	Advisors Asset Management Inc.	1,935	$0.51M	0.0%	-41.2%	0.003%
5/14/2024	Axxcess Wealth Management LLC	2,217	$0.59M	0.0%	+52.3%	0.003%
5/14/2024	Shell Asset Management Co.	1,857	$0.49M	0.0%	-45.3%	0.002%
5/14/2024	Castle Hook Partners LP	131,637	$34.78M	1.0%	N/A	0.176%
5/14/2024	Pitcairn Co.	6,685	$1.77M	0.1%	-3.8%	0.009%
5/14/2024	CANADA LIFE ASSURANCE Co	42,229	$11.17M	0.0%	-4.5%	0.057%
5/14/2024	National Bank of Canada FI	119,772	$32.18M	0.0%	+421.7%	0.160%
5/13/2024	Bessemer Group Inc.	1,599	$0.42M	0.0%	-19.0%	0.002%
5/13/2024	Thornburg Investment Management Inc.	55,771	$14.73M	0.2%	-9.8%	0.075%
5/13/2024	UniSuper Management Pty Ltd	1,100	$0.29M	0.0%	+83.3%	0.001%
5/13/2024	Seven Eight Capital LP	3,631	$0.96M	0.1%	-65.7%	0.005%
5/13/2024	O Shaughnessy Asset Management LLC	15,518	$4.10M	0.0%	-3.6%	0.021%
5/11/2024	Covestor Ltd	230	$61K	0.0%	-40.3%	0.000%
5/11/2024	Cynosure Group LLC	1,164	$0.31M	0.1%	N/A	0.002%
5/11/2024	Edgestream Partners L.P.	4,944	$1.31M	0.1%	N/A	0.007%
5/10/2024	Ontario Teachers Pension Plan Board	1,265	$0.33M	0.0%	-52.8%	0.002%
5/10/2024	Acadian Asset Management LLC	5,153	$1.36M	0.0%	+533.8%	0.007%
5/10/2024	Vanguard Group Inc.	7,046,946	$1.86B	0.0%	-1.3%	9.432%
5/10/2024	Alera Investment Advisors LLC	2,654	$0.70M	0.1%	-1.4%	0.004%
5/10/2024	Westfield Capital Management Co. LP	385,227	$101.78M	0.5%	-10.2%	0.516%
5/10/2024	Intech Investment Management LLC	41,850	$11.06M	0.2%	+38.8%	0.056%
5/10/2024	Mitsubishi UFJ Trust & Banking Corp	55,110	$14.58M	0.0%	-26.8%	0.074%
5/9/2024	Trillium Asset Management LLC	184,672	$48.79M	1.2%	-2.6%	0.247%
5/9/2024	Orion Portfolio Solutions LLC	4,676	$1.24M	0.0%	-4.9%	0.006%
5/9/2024	Blair William & Co. IL	25,287	$6.68M	0.0%	+7.8%	0.034%
5/9/2024	Picton Mahoney Asset Management	23,628	$6.24M	0.2%	N/A	0.032%
5/9/2024	Mitsubishi UFJ Asset Management Co. Ltd.	39,331	$10.39M	0.0%	+14.9%	0.053%
5/9/2024	Fortis Capital Advisors LLC	1,969	$0.52M	0.2%	N/A	0.003%
5/9/2024	Jackson Square Partners LLC	193,966	$51.25M	2.1%	+21.5%	0.260%
5/9/2024	State Board of Administration of Florida Retirement System	95,589	$25.26M	0.0%	+8.8%	0.128%
5/9/2024	Eagle Bay Advisors LLC	790	$0.21M	0.1%	-22.4%	0.001%
5/9/2024	TD Asset Management Inc	1,103,655	$291.59M	0.3%	+33.2%	1.477%
5/9/2024	Koshinski Asset Management Inc.	981	$0.26M	0.0%	N/A	0.001%
5/8/2024	BNP PARIBAS ASSET MANAGEMENT Holding S.A.	35,769	$9.45M	0.0%	+11.0%	0.048%
5/8/2024	Hiddenite Capital Partners LP	12,900	$3.41M	1.3%	N/A	0.017%
5/8/2024	Bleakley Financial Group LLC	5,178	$1.37M	0.0%	+8.4%	0.007%
5/8/2024	ProShare Advisors LLC	1,826	$0.48M	0.0%	-13.5%	0.002%
5/8/2024	US Bancorp DE	21,185	$5.60M	0.0%	+0.5%	0.028%
5/8/2024	Russell Investments Group Ltd.	75,248	$19.88M	0.0%	-36.0%	0.101%
5/8/2024	QRG Capital Management Inc.	5,977	$1.58M	0.0%	+8.9%	0.008%
5/8/2024	Headlands Technologies LLC	6,081	$1.61M	0.4%	+30.2%	0.008%
5/7/2024	Sei Investments Co.	113,254	$29.92M	0.0%	+23.4%	0.152%
5/7/2024	12 West Capital Management LP	30,300	$8.01M	0.7%	N/A	0.041%
5/7/2024	Susquehanna Fundamental Investments LLC	37,727	$9.97M	0.5%	N/A	0.050%
5/7/2024	Forsta AP Fonden	28,200	$7.45M	0.1%	-30.7%	0.038%
5/7/2024	Oppenheimer Asset Management Inc.	2,787	$0.74M	0.0%	-25.1%	0.004%
5/7/2024	SG Americas Securities LLC	1,087	$0.29M	0.0%	-43.1%	0.001%
5/7/2024	Empowered Funds LLC	4,789	$1.27M	0.0%	+403.0%	0.006%
5/6/2024	Quantbot Technologies LP	751	$0.20M	0.0%	N/A	0.001%
5/6/2024	Envestnet Portfolio Solutions Inc.	15,452	$4.08M	0.0%	-1.1%	0.021%
5/6/2024	Mawer Investment Management Ltd.	29,626	$7.83M	0.0%	+99.8%	0.040%
5/4/2024	Valley Wealth Managers Inc.	1,562	$0.41M	0.0%	+16.7%	0.002%
5/3/2024	Mediolanum International Funds Ltd	26,485	$6.96M	0.1%	N/A	0.035%
5/3/2024	Coronation Fund Managers Ltd.	298,178	$78.78M	2.1%	+159.5%	0.399%
5/3/2024	Markel Group Inc.	454,291	$120.02M	1.2%	+6.5%	0.608%
5/3/2024	Commerce Bank	183,513	$48.48M	0.3%	-0.1%	0.246%
5/3/2024	BI Asset Management Fondsmaeglerselskab A S	1,818	$0.48M	0.0%	-11.9%	0.002%
5/3/2024	Central Pacific Bank Trust Division	272	$72K	0.0%	N/A	0.000%
5/3/2024	Whittier Trust Co. of Nevada Inc.	11,199	$2.96M	0.1%	+12,772.4%	0.015%
5/3/2024	Whittier Trust Co.	20,662	$5.46M	0.1%	N/A	0.028%
5/2/2024	FORA Capital LLC	5,902	$1.56M	0.1%	-14.7%	0.008%
5/2/2024	Magnolia Capital Advisors LLC	1,136	$0.30M	0.2%	N/A	0.002%
5/2/2024	Daiwa Securities Group Inc.	8,440	$2.23M	0.0%	+6.0%	0.011%
5/2/2024	Nordea Investment Management AB	5,869	$1.55M	0.0%	+4.3%	0.008%
5/2/2024	First Pacific Advisors LP	459,822	$121.49M	1.7%	-0.1%	0.616%
5/2/2024	Fidelis Capital Partners LLC	685	$0.18M	0.0%	N/A	0.001%
5/2/2024	Tobam	41,602	$10.99M	1.0%	+100.6%	0.056%
5/2/2024	Tokio Marine Asset Management Co. Ltd.	2,169	$0.57M	0.0%	+3.1%	0.003%
5/2/2024	Iridian Asset Management LLC CT	60,014	$15.86M	3.1%	-0.2%	0.080%

Data available starting January 2016

LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance. The company also provides fee-based platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

Today's Range

Now: $267.77

$267.42

$269.90

50 Day Range

MA: $265.13

$256.41

$273.91

52 Week Range

Now: $267.77

$190.13

$276.12

Volume

306,855 shs

Average Volume

551,833 shs

Market Capitalization

$20.01 billion

P/E Ratio

20.22

Dividend Yield

0.45%

Beta

0.83

Who are the company insiders with the largest holdings of LPL Financial?: LPL Financial's top insider shareholders include:
Dan H Arnold (CEO)
Michelle Oroschakoff (Director)
Sallie R Larsen (Director)
Richard Steinmeier (Director)
Matthew J Audette (CFO)
Kabir Sethi (Director)
Matthew Enyedi (Director)
Brent Simonich (CAO)
William Francis Glavin Jr (Director)
Aneri Jambusaria (Director)
Learn More about top insider investors at LPL Financial.
Who are the major institutional investors of LPL Financial?: LPL Financial's top institutional investors include:
Vanguard Group Inc. — 9.43%
Janus Henderson Group PLC — 3.45%
Price T Rowe Associates Inc. MD — 3.18%
WCM Investment Management LLC — 2.27%
Capital Research Global Investors — 2.14%
TD Asset Management Inc — 1.48%
Learn More about top institutional investors of LPL Financial stock.
Which major investors are selling LPL Financial stock?: During the previous quarter, LPLA stock was sold by these institutional investors:
Capital Research Global Investors
Janus Henderson Group PLC
Jacobs Levy Equity Management Inc.
Vanguard Group Inc.
Price T Rowe Associates Inc. MD
Westfield Capital Management Co. LP
Russell Investments Group Ltd.
Allspring Global Investments Holdings LLC
Within the last year, company insiders that have sold LPL Financial company stock include:
Dan H Arnold (CEO)
Michelle Oroschakoff (Director)
Sallie R Larsen (Director)
Richard Steinmeier (Director)
Matthew J Audette (CFO)
Kabir Sethi (Director)
Learn More investors selling LPL Financial stock.
Which major investors are buying LPL Financial stock?: Within the last quarter, LPLA stock was purchased by institutional investors including:
TD Asset Management Inc
Coronation Fund Managers Ltd.
Epoch Investment Partners Inc.
Castle Hook Partners LP
National Bank of Canada FI
Canada Pension Plan Investment Board
Toronto Dominion Bank
Susquehanna Fundamental Investments LLC
During the last year, these company insiders have bought LPL Financial stock:
Dan H Arnold (CEO)
Michelle Oroschakoff (Director)
Learn More investors buying LPL Financial stock.

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